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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
CAZ Investments
Texas
$230K +$705 +43 +0.3%
DA
27
Doliver Advisors
Texas
$225K -$667K -40,675 -75%
SGCA
28
Steel Grove Capital Advisors
Tennessee
$202K +$197K +12,025 New
CIBC World Market
29
CIBC World Market
Ontario, Canada
$181K -$55.1K -3,363 -24%
DADC
30
D.A. Davidson & Co
Montana
$128K -$2.52K -154 -2%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$111K
SG Americas Securities
32
SG Americas Securities
New York
$109K -$428K -26,085 -80%
AIG
33
American International Group
New York
$92.2K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$86K +$84.3K +5,140 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$67K +$213 +13 +0.3%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$66K -$24K -1,463 -27%
CPIG
37
Chicago Partners Investment Group
Illinois
$61K +$3.97K +242 +7%
ZB
38
Zions Bancorporation
Utah
$35K +$33.8K +2,064 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$26K
FAM
40
Formidable Asset Management
Ohio
$17K
MA
41
MUFG Americas
New York
$12K +$4.2K +256 +56%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$10K -$35.4K -2,157 -78%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$10K +$9.79K +597 New
WAS
44
Winch Advisory Services
Wisconsin
$7K +$6.59K +402 New
Citigroup
45
Citigroup
New York
$6K -$13.1K -796 -68%
BC
46
Bartlett & Co
Ohio
$6K
MFS
47
MSI Financial Services
Massachusetts
$6K +$5.54K +338 New
RIA
48
Regal Investment Advisors
Michigan
$5K
BPBT
49
Boston Private Bank & Trust
Massachusetts
$3K
Creative Planning
50
Creative Planning
Kansas
$2K -$1.23K -75 -35%