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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

89 hedge funds and large institutions have $442M invested in Apollo Endosurgery, Inc. in 2023 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 33 increasing their positions, 20 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

73,045% more call options, than puts

Call options by funds: $21.2M | Put options by funds: $29K

65% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 20

38% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 21

20% more capital invested

Capital invested by funds: $368M → $442M (+$74M)

13% more funds holding in top 10

Funds holding in top 10: 89 (+1)

10% more funds holding

Funds holding: 8189 (+8)

Holders
89
Holders Change
+8
Holders Change %
+9.88%
% of All Funds
1.42%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.14%
New
29
Increased
33
Reduced
20
Closed
21
Calls
$21.2M
Puts
$29K
Net Calls
+$21.2M
Net Calls Change
-$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$4.17M +$2.56M +257,986 +159%
PCM
27
Prelude Capital Management
New York
$4.17M +$4.16M +420,413 New
MF
28
Magnetar Financial
Illinois
$4.14M +$19.8K +1,997 +0.5%
Morgan Stanley
29
Morgan Stanley
New York
$4.13M +$735K +74,179 +22%
AI
30
Arena Investors
New York
$3.88M +$3.88M +391,467 New
GGHC
31
Gilder Gagnon Howe & Co
New York
$3.69M -$13.4K -1,352 -0.4%
SCM
32
Stonepine Capital Management
Oregon
$3.67M -$33.2M -3,356,584 -90%
Geode Capital Management
33
Geode Capital Management
Massachusetts
$3.58M -$117K -11,849 -3%
CM
34
Crystalline Management
Canada
$3.03M +$2.69M +271,327 +727%
SCS
35
Syquant Capital SAS
France
$2.98M +$2.97M +300,000 New
Goldman Sachs
36
Goldman Sachs
New York
$2.65M +$1.17M +118,075 +79%
Bank of America
37
Bank of America
North Carolina
$2.55M +$2.14M +216,520 +529%
Verition Fund Management
38
Verition Fund Management
Connecticut
$2.45M +$2.32M +234,210 +1,802%
YCM
39
Yakira Capital Management
Connecticut
$1.95M +$1.95M +196,615 New
Northern Trust
40
Northern Trust
Illinois
$1.89M -$61.1K -6,169 -3%
BCM
41
Bridgeway Capital Management
Texas
$1.74M
SC
42
Sagefield Capital
Texas
$1.53M +$1.53M +154,500 New
GI
43
GAMCO Investors
Connecticut
$1.5M +$1.06M +106,770 +243%
GH
44
GAM Holding
Switzerland
$1.46M +$1.46M +147,220 New
WAM
45
Wolverine Asset Management
Illinois
$1.45M +$1.38M +139,123 +2,069%
CL
46
CSS LLC
Illinois
$1.41M +$909K +91,765 +183%
BCM
47
BCK Capital Management
Connecticut
$1.4M +$22K +2,222 +2%
State Street
48
State Street
Massachusetts
$1.39M +$224K +22,600 +19%
NSEDCP
49
NJ State Employees Deferred Compensation Plan
New Jersey
$1.29M
Renaissance Technologies
50
Renaissance Technologies
New York
$1.22M -$857K -86,500 -41%

APEN Hedge Fund Activity: Q1 2023 in Review

89 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2023, worth a combined $442M — up 20% from $368M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new APEN positions and 21 closed out — a net gain of 8 holders — while 33 added to existing stakes and 20 trimmed.

The largest buyer was Nexpoint Asset Management, adding an estimated $35.7M. The largest seller was Stonepine Capital Management, cutting an estimated $33.2M.

  • 89 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2023, up from 81 in Q4 2022.
  • Funds reported $442M of Apollo Endosurgery, Inc. stock for Q1 2023, up 20% quarter-over-quarter.
  • 29 funds opened new Apollo Endosurgery, Inc. positions in Q1 2023 and 21 closed out, a net change of +8 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2023 was Nexpoint Asset Management, an estimated $35.7M added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2023 was Stonepine Capital Management, an estimated $33.2M sold.

Based on aggregated 13F filings for Q1 2023.