Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
30 hedge funds and large institutions have $18.8M invested in Apollo Endosurgery, Inc. in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 3 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 6
30% more capital invested
Capital invested by funds: $14.5M → $18.8M (+$4.32M)
6% less funds holding
Funds holding: 32 → 30 (-2)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
100% less funds holding in top 10
Funds holding in top 10: 2 → 0 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CI
CPMG Inc
Dallas,
Texas
|
+$2.68M |
| 2 |
GA
Gagnon Advisors
New York
|
+$603K |
| 3 |
Northern Trust
Chicago,
Illinois
|
+$167K |
| 4 |
GS
Gagnon Securities
New York
|
+$136K |
| 5 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
+$98.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PM
Prosight Management
Dallas,
Texas
|
-$154K |
| 2 |
Dimensional Fund Advisors
Austin,
Texas
|
-$95K |
| 3 |
SCM
Stonepine Capital Management
Bend,
Oregon
|
-$33.7K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$11K |
| 5 |
PC
PA Capital
Richmond,
Virginia
|
-$7.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$6K | -3,136 | Closed |
|
27
Wells Fargo
San Francisco,
California
| – | -$27 | -18 | -22% |
|
28
Bank of America
Charlotte,
North Carolina
| – | +$371 | +246 | +1,025% |
|
APEN Hedge Fund Activity: Q3 2020 in Review
30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2020, worth a combined $18.8M — up 30% from $14.5M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of APEN and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 9 added.
The largest buyer was CPMG Inc, adding an estimated $2.68M. The largest seller was Prosight Management, cutting an estimated $154K.
- 30 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2020, down from 32 in Q2 2020.
- Funds reported $18.8M of Apollo Endosurgery, Inc. stock for Q3 2020, up 30% quarter-over-quarter.
- 1 fund opened new Apollo Endosurgery, Inc. positions in Q3 2020 and 3 closed out, a net change of -2 holders.
- The largest Apollo Endosurgery, Inc. buyer in Q3 2020 was CPMG Inc, an estimated $2.68M added.
- The largest Apollo Endosurgery, Inc. seller in Q3 2020 was Prosight Management, an estimated $154K sold.
Based on aggregated 13F filings for Q3 2020.