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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-5.19%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$273M
AUM Growth
-$4.65M
Cap. Flow
+$16.8M
Cap. Flow %
6.16%
Top 10 Hldgs %
67.86%
Holding
38
New
3
Increased
11
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$4.9M
2
MVC
MVC Capital, Inc.
MVC
+$1.74M
3
CLAR icon
Clarus
CLAR
+$1.56M
4
SANW
S&W Seed Co
SANW
+$1.2M
5
NEPT
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
+$870K

Top Sells

Rank Stock Value
1
OME
Omega Protein
OME
+$466K
2
BB icon
BlackBerry
BB
+$356K
3
MICR
Micron Solutions, Inc.
MICR
+$13K

Sector Composition

Rank Sector Weight
1 Industrials 28.81%
2 Technology 14.73%
3 Healthcare 14.16%
4 Consumer Staples 10.29%
5 Consumer Discretionary 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$32.2M 11.79%
2,682,400
– –
DLHC icon
2
DLH Holdings
DLHC
$70.7M
$25.3M 9.25%
4,676,120
– –
NATR icon
3
Nature's Sunshine
NATR
$354M
$21.8M 8%
2,184,329
+21,853
+1% +$254K
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$21.6M 7.92%
3,258,369
– –
MVC
5
DELISTED
MVC Capital, Inc.
MVC
$16.3M 5.96%
1,810,000
+200,000
+12% +$1.74M
LAYN
6
DELISTED
Layne Christensen Co
LAYN
$15.9M 5.84%
1,802,700
– –
GLPW
7
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$14.1M 5.16%
3,167,718
– –
SANW
8
DELISTED
S&W Seed Co
SANW
$11.8M 4.33%
125,605
+13,804
+12% +$1.2M
HCOM
9
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$11M 4.05%
482,268
– –
SUMR
10
DELISTED
Summer Infant, Inc.
SUMR
$11M 4.03%
643,310
+12,222
+2% +$212K
NVRI icon
11
Enviri
NVRI
$623M
$9.13M 3.34%
715,939
– –
CLAR icon
12
Clarus
CLAR
$123M
$7.87M 2.88%
1,450,441
+279,620
+24% +$1.56M
OPCH icon
13
Option Care Health
OPCH
$3.45B
$6.46M 2.37%
950,000
+25,000
+3% +$165K
JASN
14
DELISTED
Jason Industries, Inc.
JASN
$6.18M 2.26%
4,175,816
– –
XRM
15
DELISTED
Xerium Technologies Inc (new)
XRM
$5.99M 2.19%
935,500
+35,000
+4% +$189K
BB icon
16
BlackBerry
BB
$4.98B
$5.7M 2.09%
735,000
-50,000
-6% -$356K
HAIN icon
17
Hain Celestial
HAIN
$45M
$4.65M 1.7%
125,000
– –
BW icon
18
Babcock & Wilcox
BW
$1.39B
$3.27M 1.2%
+35,000
New +$4.9M
WHLM
19
DELISTED
Wilhelmina International, Inc
WHLM
$2.21M 0.81%
305,998
– –
QRHC icon
20
Quest Resource Holding
QRHC
$26.8M
$2.15M 0.79%
916,791
+305,155
+50% +$701K
NEPT
21
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$1.86M 0.68%
1,304
+590
+83% +$870K
SMTX
22
DELISTED
SMTC Corporation
SMTX
$1.83M 0.67%
1,433,982
– –
UWN
23
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.65M 0.6%
772,188
– –
OME
24
DELISTED
Omega Protein
OME
$1.6M 0.59%
80,000
-20,000
-20% -$466K
LTRE
25
DELISTED
LEARNING TREE INTL INC
LTRE
$1.43M 0.52%
715,000
– –
1
2

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Wynnefield Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Wynnefield Capital held 38 positions worth $273M, down 1.7% from $278M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Wynnefield Capital deployed $16.8M of net new capital in Q1 2017, opening 3 new positions and adding to 11 existing holdings. Its largest new stake was Babcock & Wilcox: 35,000 shares worth $3.27M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, down from 30% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omega Protein, an estimated $466K trimmed.

  • Wynnefield Capital's largest Q1 2017 buy was Babcock & Wilcox: 35,000 shares worth $3.27M.
  • Wynnefield Capital added most to MVC Capital, Inc. in Q1 2017, an estimated $1.74M increase.
  • Wynnefield Capital's biggest Q1 2017 reduction was Omega Protein, cutting an estimated $466K.
  • Wynnefield Capital fully exited Micron Solutions, Inc. in Q1 2017, selling an estimated $13K.
  • Wynnefield Capital's ten largest holdings make up 68% of its $273M portfolio in Q1 2017.
  • Wynnefield Capital opened 3 new positions and closed 1 in Q1 2017.
  • Wynnefield Capital's portfolio value fell 1.7% quarter-over-quarter to $273M.

Based on Wynnefield Capital's 13F filing for Q1 2017, filed 15 May 2017.