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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+5.47%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$223M
AUM Growth
-$41.7M
Cap. Flow
-$48.7M
Cap. Flow %
-21.79%
Top 10 Hldgs %
70.55%
Holding
32
New
2
Increased
9
Reduced
6
Closed
3

Top Buys

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$5.65M
2
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$2.26M
3
NATR icon
Nature's Sunshine
NATR
+$1.1M
4
LTRE
LEARNING TREE INTL INC
LTRE
+$1.03M
5
PRMW
Primo Water Corporation
PRMW
+$530K

Top Sells

Rank Stock Value
1
CORE
Core Mark Holding Co., Inc.
CORE
+$26.6M
2
FSS icon
Federal Signal
FSS
+$17.1M
3
NES
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
+$9.35M
4
HNH
Handy & Harman Holdings Ltd.
HNH
+$3.65M
5
KND
Kindred Healthcare
KND
+$1.99M

Sector Composition

Rank Sector Weight
1 Industrials 30.92%
2 Consumer Staples 16.79%
3 Healthcare 11.84%
4 Technology 8.04%
5 Energy 7.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATR icon
1
Nature's Sunshine
NATR
$354M
$28.7M 12.84%
1,608,081
+59,796
+4% +$1.1M
BZC
2
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$19.7M 8.82%
2,117,911
– –
LFCR icon
3
Lifecore Biomedical
LFCR
$166M
$19.1M 8.57%
1,637,986
– –
FSS icon
4
Federal Signal
FSS
$7.63B
$18.1M 8.11%
1,333,865
-1,197,435
-47% -$17.1M
MAMS
5
DELISTED
MAM Software Group Inc. New
MAMS
$16.4M 7.36%
3,547,027
+49,340
+1% +$219K
WLB
6
DELISTED
Westmoreland Coal Company
WLB
$14.3M 6.39%
743,702
+18,702
+3% +$272K
KTOS icon
7
Kratos Defense & Security Solutions
KTOS
$8.74B
$11.7M 5.24%
1,500,000
-15,000
-1% -$113K
HNH
8
DELISTED
Handy & Harman Holdings Ltd.
HNH
$10.7M 4.81%
510,656
-154,762
-23% -$3.65M
ATNY
9
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$9.98M 4.47%
2,979,030
– –
CQB
10
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$8.84M 3.96%
765,000
+205,000
+37% +$2.26M
KND
11
DELISTED
Kindred Healthcare
KND
$7.29M 3.27%
390,000
-123,389
-24% -$1.99M
DLHC icon
12
DLH Holdings
DLHC
$70.7M
$6.44M 2.88%
4,377,286
+214,356
+5% +$292K
ARIS
13
DELISTED
ARI Network Services, Inc.
ARIS
$5.63M 2.52%
+1,727,989
New +$5.65M
SUMR
14
DELISTED
Summer Infant, Inc.
SUMR
$5.38M 2.41%
336,111
– –
PRMW
15
DELISTED
Primo Water Corporation
PRMW
$4.58M 2.05%
1,852,876
+200,365
+12% +$530K
HAMP
16
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$2.17M 0.97%
742,425
– –
NES
17
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$2.14M 0.96%
154,419
-485,581
-76% -$9.35M
LTRE
18
DELISTED
LEARNING TREE INTL INC
LTRE
$1.61M 0.72%
500,000
+335,416
+204% +$1.03M
SMTX
19
DELISTED
SMTC Corporation
SMTX
$1.51M 0.68%
660,385
-200,365
-23% -$431K
GLD icon
20
SPDR Gold Trust
GLD
$131B
$1.12M 0.5%
9,400
– –
UWN
21
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.05M 0.47%
772,188
– –
LAYN
22
DELISTED
Layne Christensen Co
LAYN
$843K 0.38%
50,690
– –
SPLP
23
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$778K 0.35%
45,000
– –
KID
24
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$752K 0.34%
668,403
– –
MICR
25
DELISTED
Micron Solutions, Inc.
MICR
$11K ﹤0.01%
3,363
– –
1
2

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Wynnefield Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Wynnefield Capital held 32 positions worth $223M, down 16% from $265M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Wynnefield Capital withdrew a net $48.7M in Q4 2013, closing 3 positions and reducing 6 holdings. Its most notable exit was Core Mark Holding Co., Inc., an estimated $26.6M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, down from 33% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Wynnefield Capital opened a new position in ARI Network Services, Inc. worth $5.63M.

  • Wynnefield Capital's largest Q4 2013 buy was ARI Network Services, Inc.: 1,727,989 shares worth $5.63M.
  • Wynnefield Capital added most to CHIQUITA BRANDS INTL (NEW) in Q4 2013, an estimated $2.26M increase.
  • Wynnefield Capital's biggest Q4 2013 reduction was Federal Signal, cutting an estimated $17.1M.
  • Wynnefield Capital fully exited Core Mark Holding Co., Inc. in Q4 2013, selling an estimated $26.6M.
  • Wynnefield Capital's ten largest holdings make up 71% of its $223M portfolio in Q4 2013.
  • Wynnefield Capital opened 2 new positions and closed 3 in Q4 2013.
  • Wynnefield Capital's portfolio value fell 16% quarter-over-quarter to $223M.

Based on Wynnefield Capital's 13F filing for Q4 2013, filed 14 Feb 2014.