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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+12.18%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$265M
AUM Growth
-$1.07M
Cap. Flow
-$23.1M
Cap. Flow %
-8.7%
Top 10 Hldgs %
71.98%
Holding
38
New
2
Increased
5
Reduced
7
Closed
8

Top Buys

Rank Stock Value
1
NES
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
+$9.43M
2
WLB
Westmoreland Coal Company
WLB
+$3.2M
3
PRMW
Primo Water Corporation
PRMW
+$353K
4
MICR
Micron Solutions, Inc.
MICR
+$8.63K

Top Sells

Rank Stock Value
1
CORE
Core Mark Holding Co., Inc.
CORE
+$9.4M
2
MVC
MVC Capital, Inc.
MVC
+$7.63M
3
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$5.29M
4
PPC icon
Pilgrim's Pride
PPC
+$5.01M
5
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$2.56M

Sector Composition

Rank Sector Weight
1 Industrials 32.93%
2 Consumer Staples 13.39%
3 Healthcare 9.83%
4 Energy 8.96%
5 Technology 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSS icon
1
Federal Signal
FSS
$7.63B
$32.1M 12.1%
2,531,300
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$28.6M 10.78%
1,548,285
– –
CORE
3
DELISTED
Core Mark Holding Co., Inc.
CORE
$26.6M 10.03%
1,620,040
-579,960
-26% -$9.4M
BZC
4
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$20.7M 7.8%
2,117,911
– –
LFCR icon
5
Lifecore Biomedical
LFCR
$166M
$19.2M 7.23%
1,637,986
-164,815
-9% -$2.3M
HNH
6
DELISTED
Handy & Harman Holdings Ltd.
HNH
$14.7M 5.55%
665,418
-8,500
-1% -$174K
NES
7
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$14.2M 5.36%
640,000
+334,000
+109% +$9.43M
MAMS
8
DELISTED
MAM Software Group Inc. New
MAMS
$12.8M 4.84%
3,497,687
– –
KTOS icon
9
Kratos Defense & Security Solutions
KTOS
$8.74B
$12.4M 4.69%
1,515,000
-700,000
-32% -$5.29M
WLB
10
DELISTED
Westmoreland Coal Company
WLB
$9.56M 3.61%
725,000
+250,000
+53% +$3.2M
ATNY
11
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$8.73M 3.29%
2,979,030
– –
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$8.14M 3.07%
336,111
– –
CQB
13
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$6.9M 2.6%
560,000
-205,000
-27% -$2.56M
KND
14
DELISTED
Kindred Healthcare
KND
$6.89M 2.6%
513,389
-162,611
-24% -$2.34M
DLHC icon
15
DLH Holdings
DLHC
$70.7M
$5.14M 1.94%
4,162,930
– –
PRMW
16
DELISTED
Primo Water Corporation
PRMW
$3.93M 1.48%
1,652,511
+157,911
+11% +$353K
HAMP
17
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$2.64M 1%
742,425
– –
SMTX
18
DELISTED
SMTC Corporation
SMTX
$1.28M 0.48%
860,750
– –
GLD icon
19
SPDR Gold Trust
GLD
$131B
$1.21M 0.45%
9,400
– –
LAYN
20
DELISTED
Layne Christensen Co
LAYN
$1.01M 0.38%
50,690
– –
KID
21
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$953K 0.36%
668,403
– –
UWN
22
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$811K 0.31%
772,188
– –
LTRE
23
DELISTED
LEARNING TREE INTL INC
LTRE
$647K 0.24%
164,584
-44,500
-21% -$158K
SPLP
24
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$300K 0.11%
45,000
– –
MICR
25
DELISTED
Micron Solutions, Inc.
MICR
$9K ﹤0.01%
+3,363
New +$8.63K
1
2

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Wynnefield Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Wynnefield Capital held 38 positions worth $265M, down 0.4% from $266M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Wynnefield Capital withdrew a net $23.1M in Q3 2013, closing 8 positions and reducing 7 holdings. Its most notable exit was MVC Capital, Inc., an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 33% of assets, up from 27% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Wynnefield Capital opened a new position in Micron Solutions, Inc. worth $9K.

  • Wynnefield Capital's largest Q3 2013 buy was Micron Solutions, Inc.: 3,363 shares worth $9K.
  • Wynnefield Capital added most to NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q3 2013, an estimated $9.43M increase.
  • Wynnefield Capital's biggest Q3 2013 reduction was Core Mark Holding Co., Inc., cutting an estimated $9.4M.
  • Wynnefield Capital fully exited MVC Capital, Inc. in Q3 2013, selling an estimated $7.63M.
  • Wynnefield Capital's ten largest holdings make up 72% of its $265M portfolio in Q3 2013.
  • Wynnefield Capital opened 2 new positions and closed 8 in Q3 2013.
  • Wynnefield Capital's portfolio value fell 0.4% quarter-over-quarter to $265M.

Based on Wynnefield Capital's 13F filing for Q3 2013, filed 14 Nov 2013.