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WC
Wynnefield Capital Portfolio holdings
AUM
$148M
1-Year Est. Return
32.71%
This Fund
S&P 500
This Quarter
Est. Return
-14.22%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$105M
AUM Growth
-$44.4M
(-30%)
Cap. Flow
-$13.3M
Cap. Flow
% of AUM
-12.59%
Top 10 Holdings %
Top 10 Hldgs %
94.26%
Holding
27
New
2
Increased
4
Reduced
8
Closed
1
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DLH Holdings
DLHC
|
+$853K |
| 2 |
SCTL
Societal CDMO, Inc. Common Stock
SCTL
|
+$180K |
| 3 |
SANW
S&W Seed Co
SANW
|
+$114K |
| 4 |
LTRE
LEARNING TREE INTL INC
LTRE
|
+$1.2K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
GLDD
Great Lakes Dredge & Dock
GLDD
|
+$9.35M |
| 2 |
Granite Construction
GVA
|
+$4.34M |
| 3 |
iShares Gold Trust
IAU
|
+$1.35M |
| 4 |
STKL
SunOpta
STKL
|
+$1.01M |
| 5 |
Clarus
CLAR
|
+$606K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 23.76% |
| 2 | Industrials | 19.99% |
| 3 | Consumer Staples | 18.82% |
| 4 | Materials | 8.31% |
| 5 | Technology | 4.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Lifecore Biomedical
LFCR
$166M
| $24.9M | 23.66% |
2,870,300
| – | – |
|
2
Nature's Sunshine
NATR
$354M
| $19.4M | 18.42% |
2,388,431
| – | – |
|
|
3
DLH Holdings
DLHC
$70.7M
| $16.2M | 15.36% |
3,846,260
+188,730
| +5% | +$853K |
|
|
SANW
4
DELISTED
S&W Seed Co
SANW
| $8.76M | 8.31% |
224,827
+2,600
| +1% | +$114K |
|
|
MVC
5
DELISTED
MVC Capital, Inc.
MVC
| $6.62M | 6.28% |
1,514,379
| – | – |
|
|
SMTX
6
DELISTED
SMTC Corporation
SMTX
| $4.62M | 4.38% |
1,983,590
| – | – |
|
7
Quest Resource Holding
QRHC
$26.8M
| $1.89M | 1.8% |
1,618,595
| – | – |
|
|
SUMR
8
DELISTED
Summer Infant, Inc.
SUMR
| $1.59M | 1.51% |
758,786
-1
| -0% | -$3 |
|
|
WHLM
9
DELISTED
Wilhelmina International, Inc
WHLM
| $836K | 0.79% |
232,961
| – | – |
|
|
JASN
10
DELISTED
Jason Industries, Inc.
JASN
| $815K | 0.77% |
5,259,240
| – | – |
|
11
Babcock & Wilcox
BW
$1.39B
| $675K | 0.64% |
661,964
-75,000
| -10% | -$271K |
|
|
12
Granite Construction
GVA
$5.29B
| $607K | 0.58% |
40,000
-193,354
| -83% | -$4.34M |
|
|
LTRE
13
DELISTED
LEARNING TREE INTL INC
LTRE
| $587K | 0.56% |
979,050
+2,000
| +0.2% | +$1.2K |
|
|
STKL
14
DELISTED
SunOpta
STKL
| $422K | 0.4% |
245,333
-406,051
| -62% | -$1.01M |
|
|
SCTL
15
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
| $106K | 0.1% |
+13,000
| New | +$180K |
|
|
16
Clarus
CLAR
$123M
| $98K | 0.09% |
10,044
-50,223
| -83% | -$606K |
|
|
TTSH
17
DELISTED
Tile Shop Holdings
TTSH
| $70K | 0.07% |
80,000
| – | – |
|
18
Equus Total Return
EQS
$16.2M
| $55K | 0.05% |
58,098
-13,206
| -19% | -$20.4K |
|
|
GLDD
19
DELISTED
Great Lakes Dredge & Dock
GLDD
| $42K | 0.04% |
5,070
-939,049
| -99% | -$9.35M |
|
20
CVD Equipment Corp
CVV
$50M
| $11K | 0.01% |
4,794
| – | – |
|
|
21
iShares Gold Trust
IAU
$62.9B
| – | – |
-46,500
| Closed | -$1.35M |
|
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Wynnefield Capital's Q1 2020 Portfolio in Review
As of Q1 2020, Wynnefield Capital held 27 positions worth $105M, down 30% from $150M the previous quarter. Its ten largest holdings account for 94% of the portfolio.
Wynnefield Capital withdrew a net $13.3M in Q1 2020, closing 1 position and reducing 8 holdings. Its most notable exit was iShares Gold Trust, an estimated $1.35M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Staples.
Against the trend, Wynnefield Capital opened a new position in Societal CDMO, Inc. Common Stock worth $106K.
- Wynnefield Capital's largest Q1 2020 buy was Societal CDMO, Inc. Common Stock: 13,000 shares worth $106K.
- Wynnefield Capital added most to DLH Holdings in Q1 2020, an estimated $853K increase.
- Wynnefield Capital's biggest Q1 2020 reduction was Great Lakes Dredge & Dock, cutting an estimated $9.35M.
- Wynnefield Capital fully exited iShares Gold Trust in Q1 2020, selling an estimated $1.35M.
- Wynnefield Capital's ten largest holdings make up 94% of its $105M portfolio in Q1 2020.
- Wynnefield Capital opened 2 new positions and closed 1 in Q1 2020.
- Wynnefield Capital's portfolio value fell 30% quarter-over-quarter to $105M.
Based on Wynnefield Capital's 13F filing for Q1 2020, filed 15 May 2020.