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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+14.95%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$299M
AUM Growth
+$22.6M
Cap. Flow
-$16.4M
Cap. Flow %
-5.49%
Top 10 Hldgs %
63.65%
Holding
41
New
6
Increased
5
Reduced
5
Closed
1

Top Buys

Rank Stock Value
1
HAIN icon
Hain Celestial
HAIN
+$8.77M
2
TGI
Triumph Group
TGI
+$3.3M
3
XRM
Xerium Technologies Inc (new)
XRM
+$2.27M
4
DLHC icon
DLH Holdings
DLHC
+$1.73M
5
JASN
Jason Industries, Inc.
JASN
+$1.47M

Top Sells

Rank Stock Value
1
OME
Omega Protein
OME
+$31.1M
2
KOP icon
Koppers
KOP
+$2.12M
3
BB icon
BlackBerry
BB
+$1.5M
4
HEI icon
HEICO Corp
HEI
+$1.34M
5
NVRI icon
Enviri
NVRI
+$667K

Sector Composition

Rank Sector Weight
1 Industrials 25.85%
2 Consumer Staples 17.42%
3 Technology 15.65%
4 Healthcare 15.4%
5 Materials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$36M 12.03%
2,682,400
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$34.6M 11.57%
2,162,476
– –
DLHC icon
3
DLH Holdings
DLHC
$70.7M
$22.2M 7.42%
4,729,739
+352,453
+8% +$1.73M
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$19.6M 6.57%
3,258,369
– –
LAYN
5
DELISTED
Layne Christensen Co
LAYN
$15.3M 5.13%
1,802,700
– –
BB icon
6
BlackBerry
BB
$4.98B
$14.4M 4.81%
1,800,000
-200,000
-10% -$1.5M
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$13.3M 4.47%
1,610,000
– –
GLPW
8
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$13.2M 4.41%
3,167,718
– –
SANW
9
DELISTED
S&W Seed Co
SANW
$10.8M 3.62%
111,801
+281
+0.3% +$25.2K
HCOM
10
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$10.8M 3.61%
482,268
– –
OME
11
DELISTED
Omega Protein
OME
$10.4M 3.46%
442,971
-1,324,351
-75% -$31.1M
NVRI icon
12
Enviri
NVRI
$623M
$10.2M 3.42%
1,030,000
-70,000
-6% -$667K
OPCH icon
13
Option Care Health
OPCH
$3.45B
$10M 3.36%
868,375
– –
SUMR
14
DELISTED
Summer Infant, Inc.
SUMR
$10M 3.35%
515,420
+60,019
+13% +$1.11M
JASN
15
DELISTED
Jason Industries, Inc.
JASN
$9.27M 3.1%
4,175,816
+530,241
+15% +$1.47M
KOP icon
16
Koppers
KOP
$943M
$7.68M 2.57%
238,820
-67,123
-22% -$2.12M
HAIN icon
17
Hain Celestial
HAIN
$45M
$7.12M 2.38%
+200,000
New +$8.77M
CLAR icon
18
Clarus
CLAR
$123M
$5.99M 2%
1,170,821
– –
TGI
19
DELISTED
Triumph Group
TGI
$2.85M 0.95%
+102,120
New +$3.3M
WHLM
20
DELISTED
Wilhelmina International, Inc
WHLM
$2.64M 0.88%
305,998
– –
XRM
21
DELISTED
Xerium Technologies Inc (new)
XRM
$2.27M 0.76%
+285,000
New +$2.27M
SMTX
22
DELISTED
SMTC Corporation
SMTX
$1.98M 0.66%
1,433,982
– –
UWN
23
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.38M 0.46%
772,188
– –
LTRE
24
DELISTED
LEARNING TREE INTL INC
LTRE
$1.31M 0.44%
715,000
– –
IW
25
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$1.3M 0.44%
1,093,000
– –
1
2

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Wynnefield Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Wynnefield Capital held 41 positions worth $299M, up 8.2% from $276M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Wynnefield Capital withdrew a net $16.4M in Q3 2016, closing 1 position and reducing 5 holdings. Its most notable exit was HEICO Corp, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, up from 25% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Wynnefield Capital opened a new position in Hain Celestial worth $7.12M.

  • Wynnefield Capital's largest Q3 2016 buy was Hain Celestial: 200,000 shares worth $7.12M.
  • Wynnefield Capital added most to DLH Holdings in Q3 2016, an estimated $1.73M increase.
  • Wynnefield Capital's biggest Q3 2016 reduction was Omega Protein, cutting an estimated $31.1M.
  • Wynnefield Capital fully exited HEICO Corp in Q3 2016, selling an estimated $1.34M.
  • Wynnefield Capital's ten largest holdings make up 64% of its $299M portfolio in Q3 2016.
  • Wynnefield Capital opened 6 new positions and closed 1 in Q3 2016.
  • Wynnefield Capital's portfolio value rose 8.2% quarter-over-quarter to $299M.

Based on Wynnefield Capital's 13F filing for Q3 2016, filed 14 Nov 2016.