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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-4.94%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$255M
AUM Growth
-$41.2M
Cap. Flow
-$19M
Cap. Flow %
-7.46%
Top 10 Hldgs %
67.87%
Holding
39
New
4
Increased
14
Reduced
2
Closed
4

Top Buys

Rank Stock Value
1
LAYN
Layne Christensen Co
LAYN
+$6.84M
2
NVRI icon
Enviri
NVRI
+$6.35M
3
SANW
S&W Seed Co
SANW
+$5.44M
4
OME
Omega Protein
OME
+$5.17M
5
CKP
CHECKPOINT SYSTEMS INC
CKP
+$1.79M

Top Sells

Rank Stock Value
1
BZC
BREEZE-EASTERN CORPORATION COM
BZC
+$41.9M
2
PRMW
Primo Water Corporation
PRMW
+$8M
3
WLB
Westmoreland Coal Company
WLB
+$3.01M
4
SQBG
Sequential Brands Group, Inc.
SQBG
+$1.5M
5
REGI
Renewable Energy Group, Inc.
REGI
+$1.46M

Sector Composition

Rank Sector Weight
1 Industrials 23.49%
2 Technology 21.45%
3 Consumer Staples 19.57%
4 Healthcare 12.89%
5 Materials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OME
1
DELISTED
Omega Protein
OME
$29.5M 11.59%
1,742,636
+252,142
+17% +$5.17M
LFCR icon
2
Lifecore Biomedical
LFCR
$166M
$28.2M 11.06%
2,682,400
– –
NATR icon
3
Nature's Sunshine
NATR
$354M
$20.3M 7.97%
2,113,996
+2,443
+0.1% +$21.1K
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$17M 6.7%
3,247,524
– –
DLHC icon
5
DLH Holdings
DLHC
$70.7M
$16.8M 6.6%
4,377,286
– –
BB icon
6
BlackBerry
BB
$4.98B
$16.2M 6.36%
2,000,000
– –
LAYN
7
DELISTED
Layne Christensen Co
LAYN
$12.8M 5.02%
1,781,652
+1,172,737
+193% +$6.84M
JASN
8
DELISTED
Jason Industries, Inc.
JASN
$12.8M 5.01%
3,645,575
+395,393
+12% +$1.29M
HCOM
9
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$10.6M 4.15%
448,414
+48,414
+12% +$1.1M
CKP
10
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$8.66M 3.4%
856,166
+234,853
+38% +$1.79M
SANW
11
DELISTED
S&W Seed Co
SANW
$8.55M 3.36%
107,651
+67,246
+166% +$5.44M
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$7.17M 2.82%
455,401
– –
KOP icon
13
Koppers
KOP
$943M
$6.88M 2.7%
305,943
+21,900
+8% +$390K
GLPW
14
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$6.33M 2.49%
3,167,718
+342,192
+12% +$1M
NVRI icon
15
Enviri
NVRI
$623M
$6M 2.35%
+1,100,000
New +$6.35M
CLAR icon
16
Clarus
CLAR
$123M
$5.07M 1.99%
1,126,184
+232,228
+26% +$1.01M
OPCH icon
17
Option Care Health
OPCH
$3.45B
$4.66M 1.83%
543,750
+181,250
+50% +$1.36M
MVC
18
DELISTED
MVC Capital, Inc.
MVC
$4.42M 1.74%
592,659
– –
SMTX
19
DELISTED
SMTC Corporation
SMTX
$2.15M 0.84%
1,433,982
– –
QRHC icon
20
Quest Resource Holding
QRHC
$26.8M
$2.06M 0.81%
611,638
+360,825
+144% +$1.71M
WHLM
21
DELISTED
Wilhelmina International, Inc
WHLM
$1.87M 0.73%
305,998
– –
UWN
22
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.66M 0.65%
772,188
– –
IW
23
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$1.63M 0.64%
1,093,000
– –
WLB
24
DELISTED
Westmoreland Coal Company
WLB
$1.29M 0.51%
179,346
-506,605
-74% -$3.01M
HEI icon
25
HEICO Corp
HEI
$49.8B
$1.2M 0.47%
+48,828
New +$1.12M
1
2

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Wynnefield Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Wynnefield Capital held 39 positions worth $255M, down 14% from $296M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Wynnefield Capital withdrew a net $19M in Q1 2016, closing 4 positions and reducing 2 holdings. Its most notable exit was BREEZE-EASTERN CORPORATION COM, an estimated $41.9M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, down from 30% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Wynnefield Capital opened a new position in Enviri worth $6M.

  • Wynnefield Capital's largest Q1 2016 buy was Enviri: 1,100,000 shares worth $6M.
  • Wynnefield Capital added most to Layne Christensen Co in Q1 2016, an estimated $6.84M increase.
  • Wynnefield Capital's biggest Q1 2016 reduction was Westmoreland Coal Company, cutting an estimated $3.01M.
  • Wynnefield Capital fully exited BREEZE-EASTERN CORPORATION COM in Q1 2016, selling an estimated $41.9M.
  • Wynnefield Capital's ten largest holdings make up 68% of its $255M portfolio in Q1 2016.
  • Wynnefield Capital opened 4 new positions and closed 4 in Q1 2016.
  • Wynnefield Capital's portfolio value fell 14% quarter-over-quarter to $255M.

Based on Wynnefield Capital's 13F filing for Q1 2016, filed 16 May 2016.