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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$188M
AUM Growth
-$7.13M
Cap. Flow
-$247K
Cap. Flow %
-0.13%
Top 10 Hldgs %
87.3%
Holding
30
New
1
Increased
9
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
GVA icon
Granite Construction
GVA
+$1.89M
2
BW icon
Babcock & Wilcox
BW
+$1.26M
3
LFCR icon
Lifecore Biomedical
LFCR
+$816K
4
STKL
SunOpta
STKL
+$140K
5
DLHC icon
DLH Holdings
DLHC
+$46.5K

Top Sells

Rank Stock Value
1
GLDD
Great Lakes Dredge & Dock
GLDD
+$1.29M
2
CLAR icon
Clarus
CLAR
+$623K
3
CVV icon
CVD Equipment Corp
CVV
+$503K
4
MICR
Micron Solutions, Inc.
MICR
+$8K

Sector Composition

Rank Sector Weight
1 Industrials 23.17%
2 Technology 22.03%
3 Healthcare 16.6%
4 Consumer Staples 10.41%
5 Materials 5.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAMS
1
DELISTED
MAM Software Group Inc. New
MAMS
$37.1M 19.76%
3,079,556
– –
LFCR icon
2
Lifecore Biomedical
LFCR
$166M
$31.2M 16.6%
2,870,300
+75,000
+3% +$816K
NATR icon
3
Nature's Sunshine
NATR
$354M
$19M 10.1%
2,288,431
– –
DLHC icon
4
DLH Holdings
DLHC
$70.7M
$16.2M 8.61%
3,625,633
+10,000
+0.3% +$46.5K
MVC
5
DELISTED
MVC Capital, Inc.
MVC
$13.5M 7.17%
1,514,379
– –
SANW
6
DELISTED
S&W Seed Co
SANW
$10M 5.35%
222,227
– –
GLDD
7
DELISTED
Great Lakes Dredge & Dock
GLDD
$9.87M 5.25%
944,119
-121,881
-11% -$1.29M
GVA icon
8
Granite Construction
GVA
$5.29B
$6.75M 3.59%
210,154
+54,500
+35% +$1.89M
SMTX
9
DELISTED
SMTC Corporation
SMTX
$4.26M 2.27%
1,972,360
– –
QRHC icon
10
Quest Resource Holding
QRHC
$26.8M
$4.05M 2.15%
1,618,595
+2,877
+0.2% +$7.14K
BW icon
11
Babcock & Wilcox
BW
$1.39B
$3.53M 1.88%
736,964
+328,964
+81% +$1.26M
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$2.39M 1.27%
758,787
– –
JASN
13
DELISTED
Jason Industries, Inc.
JASN
$1.87M 0.99%
5,259,240
+20,000
+0.4% +$10.2K
IAU icon
14
iShares Gold Trust
IAU
$62.9B
$1.31M 0.7%
46,500
– –
WHLM
15
DELISTED
Wilhelmina International, Inc
WHLM
$1.29M 0.69%
232,961
– –
CLAR icon
16
Clarus
CLAR
$123M
$821K 0.44%
70,311
-50,222
-42% -$623K
TREC
17
DELISTED
Trecora Resources
TREC
$722K 0.38%
80,000
– –
STKL
18
DELISTED
SunOpta
STKL
$592K 0.32%
328,900
+53,900
+20% +$140K
LTRE
19
DELISTED
LEARNING TREE INTL INC
LTRE
$418K 0.22%
972,050
– –
TTSH
20
DELISTED
Tile Shop Holdings
TTSH
$255K 0.14%
80,000
– –
EQS icon
21
Equus Total Return
EQS
$16.2M
$115K 0.06%
71,304
– –
CVV icon
22
CVD Equipment Corp
CVV
$50M
$16K 0.01%
4,794
-140,000
-97% -$503K
MICR
23
DELISTED
Micron Solutions, Inc.
MICR
– –
-3,363
Closed -$8K

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Wynnefield Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Wynnefield Capital held 30 positions worth $188M, down 3.7% from $195M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Wynnefield Capital's Q3 2019 filing shows 1 new, 9 increased, 3 reduced and 3 closed positions. The largest sale was Great Lakes Dredge & Dock, an estimated $1.29M.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

  • Wynnefield Capital added most to Granite Construction in Q3 2019, an estimated $1.89M increase.
  • Wynnefield Capital's biggest Q3 2019 reduction was Great Lakes Dredge & Dock, cutting an estimated $1.29M.
  • Wynnefield Capital fully exited Micron Solutions, Inc. in Q3 2019, selling an estimated $8K.
  • Wynnefield Capital's ten largest holdings make up 87% of its $188M portfolio in Q3 2019.
  • Wynnefield Capital opened 1 new position and closed 3 in Q3 2019.
  • Wynnefield Capital's portfolio value fell 3.7% quarter-over-quarter to $188M.

Based on Wynnefield Capital's 13F filing for Q3 2019, filed 14 Nov 2019.