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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$280M
AUM Growth
-$20.4M
Cap. Flow
-$10.8M
Cap. Flow %
-3.87%
Top 10 Hldgs %
70.69%
Holding
45
New
2
Increased
13
Reduced
5
Closed
6

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$4.76M
2
OME
Omega Protein
OME
+$3.01M
3
SANW
S&W Seed Co
SANW
+$2.6M
4
LBY
Libbey, Inc.
LBY
+$1.92M
5
GLDD
Great Lakes Dredge & Dock
GLDD
+$1.56M

Top Sells

Rank Stock Value
1
HCOM
Hawaiian Telcom Holdco, Inc
HCOM
+$12.9M
2
NVRI icon
Enviri
NVRI
+$6.46M
3
MVC
MVC Capital, Inc.
MVC
+$2.85M
4
DLHC icon
DLH Holdings
DLHC
+$1.94M
5
IPI icon
Intrepid Potash
IPI
+$1.58M

Sector Composition

Rank Sector Weight
1 Industrials 28.01%
2 Healthcare 16.17%
3 Technology 11.5%
4 Consumer Staples 9.51%
5 Consumer Discretionary 7.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$34.7M 12.43%
2,682,400
– –
DLHC icon
2
DLH Holdings
DLHC
$70.7M
$28.2M 10.09%
4,352,983
-327,437
-7% -$1.94M
MAMS
3
DELISTED
MAM Software Group Inc. New
MAMS
$23.9M 8.56%
3,279,556
– –
LAYN
4
DELISTED
Layne Christensen Co
LAYN
$23.9M 8.55%
1,904,978
– –
NATR icon
5
Nature's Sunshine
NATR
$354M
$22.2M 7.93%
2,184,319
-10
-0% -$113
MVC
6
DELISTED
MVC Capital, Inc.
MVC
$15.9M 5.69%
1,588,923
-281,077
-15% -$2.85M
SANW
7
DELISTED
S&W Seed Co
SANW
$12.6M 4.52%
210,949
+39,474
+23% +$2.6M
SUMR
8
DELISTED
Summer Infant, Inc.
SUMR
$12.1M 4.34%
712,841
+1,667
+0.2% +$28K
CLAR icon
9
Clarus
CLAR
$123M
$11.1M 3.95%
1,480,574
– –
OPCH icon
10
Option Care Health
OPCH
$3.45B
$10.4M 3.74%
950,000
– –
JASN
11
DELISTED
Jason Industries, Inc.
JASN
$7.32M 2.62%
4,600,816
– –
BB icon
12
BlackBerry
BB
$4.98B
$6.15M 2.2%
550,000
– –
GLPW
13
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$5.86M 2.1%
3,167,718
– –
XRM
14
DELISTED
Xerium Technologies Inc (new)
XRM
$5.51M 1.97%
1,152,240
-10
-0% -$64
GLDD
15
DELISTED
Great Lakes Dredge & Dock
GLDD
$5.21M 1.86%
1,073,845
+373,845
+53% +$1.56M
OME
16
DELISTED
Omega Protein
OME
$4.41M 1.58%
265,108
+185,108
+231% +$3.01M
BW icon
17
Babcock & Wilcox
BW
$1.39B
$3.75M 1.34%
112,500
+77,500
+221% +$4.76M
LBY
18
DELISTED
Libbey, Inc.
LBY
$3.45M 1.23%
372,180
+234,362
+170% +$1.92M
LTRE
19
DELISTED
LEARNING TREE INTL INC
LTRE
$2.88M 1.03%
958,550
+22,329
+2% +$67K
WHLM
20
DELISTED
Wilhelmina International, Inc
WHLM
$1.96M 0.7%
305,998
– –
SMTX
21
DELISTED
SMTC Corporation
SMTX
$1.86M 0.67%
1,433,982
– –
UWN
22
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.69M 0.6%
722,188
– –
IW
23
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$1.63M 0.58%
1,093,000
– –
QRHC icon
24
Quest Resource Holding
QRHC
$26.8M
$1.43M 0.51%
1,230,061
+179,132
+17% +$285K
NEPT
25
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$1.27M 0.46%
1,000
-304
-23% -$364K
1
2

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Wynnefield Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Wynnefield Capital held 45 positions worth $280M, down 6.8% from $300M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Wynnefield Capital withdrew a net $10.8M in Q3 2017, closing 6 positions and reducing 5 holdings. Its most notable exit was Hawaiian Telcom Holdco, Inc, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Wynnefield Capital opened a new position in CVD Equipment Corp worth $504K.

  • Wynnefield Capital's largest Q3 2017 buy was CVD Equipment Corp: 45,861 shares worth $504K.
  • Wynnefield Capital added most to Babcock & Wilcox in Q3 2017, an estimated $4.76M increase.
  • Wynnefield Capital's biggest Q3 2017 reduction was MVC Capital, Inc., cutting an estimated $2.85M.
  • Wynnefield Capital fully exited Hawaiian Telcom Holdco, Inc in Q3 2017, selling an estimated $12.9M.
  • Wynnefield Capital's ten largest holdings make up 71% of its $280M portfolio in Q3 2017.
  • Wynnefield Capital opened 2 new positions and closed 6 in Q3 2017.
  • Wynnefield Capital's portfolio value fell 6.8% quarter-over-quarter to $280M.

Based on Wynnefield Capital's 13F filing for Q3 2017, filed 14 Nov 2017.