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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-11.91%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$197M
AUM Growth
-$42.6M
Cap. Flow
-$2.24M
Cap. Flow %
-1.14%
Top 10 Hldgs %
77.73%
Holding
32
New
2
Increased
8
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
LBY
Libbey, Inc.
LBY
+$570K
2
JASN
Jason Industries, Inc.
JASN
+$417K
3
BW icon
Babcock & Wilcox
BW
+$400K
4
TREC
Trecora Resources
TREC
+$98.9K
5
NATR icon
Nature's Sunshine
NATR
+$81.5K

Top Sells

Rank Stock Value
1
GVA icon
Granite Construction
GVA
+$2.51M
2
CLAR icon
Clarus
CLAR
+$1.56M
3
UWN
Nevada Gold & Casinos, Ltd.
UWN
+$667K
4
SMTX
SMTC Corporation
SMTX
+$569K

Sector Composition

Rank Sector Weight
1 Industrials 27.79%
2 Healthcare 16.11%
3 Technology 15.95%
4 Consumer Staples 9.14%
5 Consumer Discretionary 5.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$31.8M 16.11%
2,682,400
– –
MAMS
2
DELISTED
MAM Software Group Inc. New
MAMS
$24.3M 12.34%
3,079,556
– –
DLHC icon
3
DLH Holdings
DLHC
$70.7M
$18.6M 9.44%
4,002,983
– –
NATR icon
4
Nature's Sunshine
NATR
$354M
$18M 9.14%
2,211,875
+9,421
+0.4% +$81.5K
GVA icon
5
Granite Construction
GVA
$5.29B
$13.9M 7.06%
345,654
-55,000
-14% -$2.51M
MVC
6
DELISTED
MVC Capital, Inc.
MVC
$13M 6.61%
1,587,023
– –
GLDD
7
DELISTED
Great Lakes Dredge & Dock
GLDD
$10M 5.09%
1,515,000
– –
SANW
8
DELISTED
S&W Seed Co
SANW
$7.64M 3.88%
222,227
– –
CLAR icon
9
Clarus
CLAR
$123M
$7.46M 3.78%
740,307
-149,029
-17% -$1.56M
SUMR
10
DELISTED
Summer Infant, Inc.
SUMR
$7.4M 3.75%
749,898
+7,239
+1% +$72.9K
SMTX
11
DELISTED
SMTC Corporation
SMTX
$7.11M 3.61%
1,742,974
-169,000
-9% -$569K
JASN
12
DELISTED
Jason Industries, Inc.
JASN
$7.03M 3.57%
5,133,296
+182,977
+4% +$417K
LBY
13
DELISTED
Libbey, Inc.
LBY
$3.61M 1.83%
930,000
+87,800
+10% +$570K
BW icon
14
Babcock & Wilcox
BW
$1.39B
$1.59M 0.81%
408,000
+45,000
+12% +$400K
QRHC icon
15
Quest Resource Holding
QRHC
$26.8M
$1.58M 0.8%
1,163,595
– –
WHLM
16
DELISTED
Wilhelmina International, Inc
WHLM
$1.36M 0.69%
232,961
– –
IAU icon
17
iShares Gold Trust
IAU
$62.9B
$1.14M 0.58%
46,500
– –
TREC
18
DELISTED
Trecora Resources
TREC
$624K 0.32%
80,000
+10,000
+14% +$98.9K
CVV icon
19
CVD Equipment Corp
CVV
$50M
$514K 0.26%
144,794
– –
LTRE
20
DELISTED
LEARNING TREE INTL INC
LTRE
$364K 0.18%
958,550
– –
EQS icon
21
Equus Total Return
EQS
$16.2M
$140K 0.07%
71,304
– –
CECO icon
22
Ceco Environmental
CECO
$3.85B
$86K 0.04%
12,748
– –
BWEN icon
23
Broadwind
BWEN
$93.6M
$65K 0.03%
50,000
– –
MICR
24
DELISTED
Micron Solutions, Inc.
MICR
$9K ﹤0.01%
3,363
– –
UWN
25
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-279,251
Closed -$667K

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CWMS
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PWAM
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OCM
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KFS
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Wynnefield Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Wynnefield Capital held 32 positions worth $197M, down 18% from $240M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Wynnefield Capital's Q4 2018 filing shows 2 new, 8 increased, 3 reduced and 2 closed positions. The largest sale was Granite Construction, an estimated $2.51M.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, down from 32% a quarter earlier, followed by Healthcare and Technology.

  • Wynnefield Capital added most to Libbey, Inc. in Q4 2018, an estimated $570K increase.
  • Wynnefield Capital's biggest Q4 2018 reduction was Granite Construction, cutting an estimated $2.51M.
  • Wynnefield Capital fully exited Nevada Gold & Casinos, Ltd. in Q4 2018, selling an estimated $667K.
  • Wynnefield Capital's ten largest holdings make up 78% of its $197M portfolio in Q4 2018.
  • Wynnefield Capital opened 2 new positions and closed 2 in Q4 2018.
  • Wynnefield Capital's portfolio value fell 18% quarter-over-quarter to $197M.

Based on Wynnefield Capital's 13F filing for Q4 2018, filed 14 Feb 2019.