WC

Wynnefield Capital Portfolio holdings

AUM $170M
1-Year Est. Return 13.77%
This Quarter Est. Return
1 Year Est. Return
+13.77%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$205M
AUM Growth
-$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
33
New
Increased
Reduced
Closed

Top Buys

1
+$9.11M
2
+$7.27M
3
+$853K
4
SMTX
SMTC Corporation
SMTX
+$399K
5
STCN
Steel Connect, Inc. Common Stock
STCN
+$211K

Top Sells

1
+$13.1M
2
+$11.7M
3
+$9.98M
4
WLB
Westmoreland Coal Company
WLB
+$8.44M
5
KND
Kindred Healthcare
KND
+$7.29M

Sector Composition

1 Industrials 25.02%
2 Consumer Staples 19.98%
3 Technology 14.09%
4 Healthcare 9.35%
5 Energy 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$22.3M 10.88%
1,616,134
+8,053
2
$20.9M 10.22%
2,117,911
3
$19.9M 9.7%
3,547,027
4
$19.1M 9.34%
1,714,400
+76,414
5
$18.6M 9.1%
1,496,666
+731,666
6
$13.7M 6.7%
460,445
-283,257
7
$11.2M 5.45%
4,377,286
8
$11M 5.37%
499,405
-11,251
9
$7.27M 3.55%
+900,000
10
$7.03M 3.44%
1,807,850
-45,026
11
$6.78M 3.31%
455,000
-878,865
12
$6.32M 3.09%
336,111
13
$5.46M 2.67%
1,727,989
14
$3.23M 1.58%
742,425
15
$1.92M 0.94%
94,419
-60,000
16
$1.71M 0.84%
860,750
+200,365
17
$1.63M 0.79%
500,000
18
$1.16M 0.57%
9,400
19
$922K 0.45%
50,690
20
$903K 0.44%
772,188
21
$234K 0.11%
668,403
22
$211K 0.1%
+5,357
23
$17K 0.01%
3,363
24
– –
-1,500,000
25
– –
-45,000
1
2