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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+8.77%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$205M
AUM Growth
-$18.6M
Cap. Flow
-$29.9M
Cap. Flow %
-14.61%
Top 10 Hldgs %
73.87%
Holding
33
New
4
Increased
5
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
BB icon
BlackBerry
BB
+$8.44M
2
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$8.24M
3
LFCR icon
Lifecore Biomedical
LFCR
+$838K
4
SMTX
SMTC Corporation
SMTX
+$440K
5
STCN
Steel Connect, Inc. Common Stock
STCN
+$248K

Top Sells

Rank Stock Value
1
FSS icon
Federal Signal
FSS
+$11.9M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$11.7M
3
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
+$9.98M
4
KND
Kindred Healthcare
KND
+$7.29M
5
WLB
Westmoreland Coal Company
WLB
+$6.41M

Sector Composition

Rank Sector Weight
1 Industrials 25.02%
2 Consumer Staples 19.98%
3 Technology 14.09%
4 Healthcare 9.35%
5 Energy 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATR icon
1
Nature's Sunshine
NATR
$354M
$22.3M 10.88%
1,616,134
+8,053
+0.5% +$127K
BZC
2
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$20.9M 10.22%
2,117,911
– –
MAMS
3
DELISTED
MAM Software Group Inc. New
MAMS
$19.9M 9.7%
3,547,027
– –
LFCR icon
4
Lifecore Biomedical
LFCR
$166M
$19.1M 9.34%
1,714,400
+76,414
+5% +$838K
CQB
5
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$18.6M 9.1%
1,496,666
+731,666
+96% +$8.24M
WLB
6
DELISTED
Westmoreland Coal Company
WLB
$13.7M 6.7%
460,445
-283,257
-38% -$6.41M
DLHC icon
7
DLH Holdings
DLHC
$70.7M
$11.2M 5.45%
4,377,286
– –
HNH
8
DELISTED
Handy & Harman Holdings Ltd.
HNH
$11M 5.37%
499,405
-11,251
-2% -$233K
BB icon
9
BlackBerry
BB
$4.98B
$7.27M 3.55%
+900,000
New +$8.44M
PRMW
10
DELISTED
Primo Water Corporation
PRMW
$7.03M 3.44%
1,807,850
-45,026
-2% -$142K
FSS icon
11
Federal Signal
FSS
$7.63B
$6.78M 3.31%
455,000
-878,865
-66% -$11.9M
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$6.32M 3.09%
336,111
– –
ARIS
13
DELISTED
ARI Network Services, Inc.
ARIS
$5.46M 2.67%
1,727,989
– –
HAMP
14
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$3.23M 1.58%
742,425
– –
NES
15
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$1.92M 0.94%
94,419
-60,000
-39% -$961K
SMTX
16
DELISTED
SMTC Corporation
SMTX
$1.71M 0.84%
860,750
+200,365
+30% +$440K
LTRE
17
DELISTED
LEARNING TREE INTL INC
LTRE
$1.63M 0.79%
500,000
– –
GLD icon
18
SPDR Gold Trust
GLD
$131B
$1.16M 0.57%
9,400
– –
LAYN
19
DELISTED
Layne Christensen Co
LAYN
$922K 0.45%
50,690
– –
UWN
20
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$903K 0.44%
772,188
– –
KID
21
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$234K 0.11%
668,403
– –
STCN
22
DELISTED
Steel Connect, Inc. Common Stock
STCN
$211K 0.1%
+5,357
New +$248K
MICR
23
DELISTED
Micron Solutions, Inc.
MICR
$17K 0.01%
3,363
– –
KTOS icon
24
Kratos Defense & Security Solutions
KTOS
$8.74B
– –
-1,500,000
Closed -$11.7M
SPLP
25
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
– –
-45,000
Closed -$778K
1
2

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Wynnefield Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Wynnefield Capital held 33 positions worth $205M, down 8.3% from $223M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Wynnefield Capital withdrew a net $29.9M in Q1 2014, closing 4 positions and reducing 6 holdings. Its most notable exit was Kratos Defense & Security Solutions, an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 31% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Wynnefield Capital opened a new position in BlackBerry worth $7.27M.

  • Wynnefield Capital's largest Q1 2014 buy was BlackBerry: 900,000 shares worth $7.27M.
  • Wynnefield Capital added most to CHIQUITA BRANDS INTL (NEW) in Q1 2014, an estimated $8.24M increase.
  • Wynnefield Capital's biggest Q1 2014 reduction was Federal Signal, cutting an estimated $11.9M.
  • Wynnefield Capital fully exited Kratos Defense & Security Solutions in Q1 2014, selling an estimated $11.7M.
  • Wynnefield Capital's ten largest holdings make up 74% of its $205M portfolio in Q1 2014.
  • Wynnefield Capital opened 4 new positions and closed 4 in Q1 2014.
  • Wynnefield Capital's portfolio value fell 8.3% quarter-over-quarter to $205M.

Based on Wynnefield Capital's 13F filing for Q1 2014, filed 15 May 2014.