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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-3.9%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$250M
AUM Growth
-$10M
Cap. Flow
+$15M
Cap. Flow %
6.02%
Top 10 Hldgs %
78.73%
Holding
38
New
5
Increased
13
Reduced
2
Closed
8

Top Buys

Rank Stock Value
1
GLPW
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
+$7.48M
2
OME
Omega Protein
OME
+$4.75M
3
WLB
Westmoreland Coal Company
WLB
+$4.53M
4
KOP icon
Koppers
KOP
+$3.34M
5
JASN
Jason Industries, Inc.
JASN
+$2.27M

Top Sells

Rank Stock Value
1
OMG
OM GROUP INC.
OMG
+$7.56M
2
IRDM icon
Iridium Communications
IRDM
+$5.91M
3
ARIS
ARI Network Services, Inc.
ARIS
+$2.17M
4
FTK icon
Flotek Industries
FTK
+$1.25M
5
PRMW
Primo Water Corporation
PRMW
+$779K

Sector Composition

Rank Sector Weight
1 Industrials 28.21%
2 Consumer Staples 21.28%
3 Technology 17.15%
4 Healthcare 13.49%
5 Consumer Discretionary 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$31.1M 12.45%
2,665,000
+15,000
+0.6% +$199K
BZC
2
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$29.6M 11.86%
2,117,911
– –
OME
3
DELISTED
Omega Protein
OME
$28.6M 11.47%
1,687,917
+305,237
+22% +$4.75M
NATR icon
4
Nature's Sunshine
NATR
$354M
$24.5M 9.81%
2,046,000
+18,627
+0.9% +$232K
MAMS
5
DELISTED
MAM Software Group Inc. New
MAMS
$20.9M 8.35%
3,547,027
– –
PRMW
6
DELISTED
Primo Water Corporation
PRMW
$13.5M 5.42%
1,793,180
-121,820
-6% -$779K
JASN
7
DELISTED
Jason Industries, Inc.
JASN
$13.5M 5.39%
3,074,527
+420,231
+16% +$2.27M
DLHC icon
8
DLH Holdings
DLHC
$70.7M
$12.4M 4.98%
4,377,286
– –
BB icon
9
BlackBerry
BB
$4.98B
$12.3M 4.91%
2,000,000
+30,000
+2% +$224K
GLPW
10
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$10.2M 4.09%
2,782,726
+1,291,223
+87% +$7.48M
HCOM
11
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$7.48M 3%
360,000
+44,598
+14% +$1.03M
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$6.25M 2.5%
404,085
+7,222
+2% +$120K
KOP icon
13
Koppers
KOP
$943M
$5.53M 2.21%
273,943
+157,185
+135% +$3.34M
WLB
14
DELISTED
Westmoreland Coal Company
WLB
$4.34M 1.74%
+307,759
New +$4.53M
OPCH icon
15
Option Care Health
OPCH
$3.45B
$2.58M 1.03%
345,000
+40,000
+13% +$404K
SMTX
16
DELISTED
SMTC Corporation
SMTX
$2.22M 0.89%
1,433,982
– –
LAYN
17
DELISTED
Layne Christensen Co
LAYN
$2.08M 0.83%
320,700
+261,536
+442% +$1.99M
MVC
18
DELISTED
MVC Capital, Inc.
MVC
$2.05M 0.82%
249,806
+171,186
+218% +$1.63M
WHLM
19
DELISTED
Wilhelmina International, Inc
WHLM
$1.81M 0.73%
302,298
– –
UWN
20
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.16M 0.46%
772,188
– –
GLD icon
21
SPDR Gold Trust
GLD
$131B
$1M 0.4%
9,400
– –
LTRE
22
DELISTED
LEARNING TREE INTL INC
LTRE
$894K 0.36%
715,000
+50,000
+8% +$56.4K
IW
23
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$878K 0.35%
+585,000
New +$878K
QRHC icon
24
Quest Resource Holding
QRHC
$26.8M
$840K 0.34%
187,563
-6,251
-3% -$42.1K
FRAN
25
DELISTED
Francesca's Holdings Corporation
FRAN
$306K 0.12%
+2,083
New +$302K
1
2

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Wynnefield Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Wynnefield Capital held 38 positions worth $250M, down 3.9% from $260M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Wynnefield Capital deployed $15M of net new capital in Q3 2015, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Westmoreland Coal Company: 307,759 shares worth $4.34M.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Primo Water Corporation, an estimated $779K trimmed.

  • Wynnefield Capital's largest Q3 2015 buy was Westmoreland Coal Company: 307,759 shares worth $4.34M.
  • Wynnefield Capital added most to GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW in Q3 2015, an estimated $7.48M increase.
  • Wynnefield Capital's biggest Q3 2015 reduction was Primo Water Corporation, cutting an estimated $779K.
  • Wynnefield Capital fully exited OM GROUP INC. in Q3 2015, selling an estimated $7.56M.
  • Wynnefield Capital's ten largest holdings make up 79% of its $250M portfolio in Q3 2015.
  • Wynnefield Capital opened 5 new positions and closed 8 in Q3 2015.
  • Wynnefield Capital's portfolio value fell 3.9% quarter-over-quarter to $250M.

Based on Wynnefield Capital's 13F filing for Q3 2015, filed 16 Nov 2015.