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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$240M
AUM Growth
-$31.1M
Cap. Flow
-$23.4M
Cap. Flow %
-9.76%
Top 10 Hldgs %
77.45%
Holding
35
New
2
Increased
5
Reduced
5
Closed
5

Top Buys

Rank Stock Value
1
LBY
Libbey, Inc.
LBY
+$2.91M
2
SMTX
SMTC Corporation
SMTX
+$1.29M
3
JASN
Jason Industries, Inc.
JASN
+$743K
4
GLDD
Great Lakes Dredge & Dock
GLDD
+$320K

Top Sells

Rank Stock Value
1
XRM
Xerium Technologies Inc (new)
XRM
+$15.5M
2
CLAR icon
Clarus
CLAR
+$3.42M
3
GVA icon
Granite Construction
GVA
+$3.3M
4
OPCH icon
Option Care Health
OPCH
+$2.89M
5
UWN
Nevada Gold & Casinos, Ltd.
UWN
+$981K

Sector Composition

Rank Sector Weight
1 Industrials 32.06%
2 Healthcare 16.12%
3 Technology 12.2%
4 Consumer Staples 8.04%
5 Consumer Discretionary 7.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$176M
$38.6M 16.11%
2,682,400
– –
MAMS
2
DELISTED
MAM Software Group Inc. New
MAMS
$23.7M 9.89%
3,079,556
– –
DLHC icon
3
DLH Holdings
DLHC
$79.7M
$23.1M 9.62%
4,002,983
– –
NATR icon
4
Nature's Sunshine
NATR
$359M
$19.3M 8.04%
2,202,454
– –
GVA icon
5
Granite Construction
GVA
$5.43B
$18.3M 7.64%
400,654
-67,499
-14% -$3.3M
JASN
6
DELISTED
Jason Industries, Inc.
JASN
$16.7M 6.96%
4,950,319
+283,741
+6% +$743K
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$15.3M 6.39%
1,587,023
– –
SUMR
8
DELISTED
Summer Infant, Inc.
SUMR
$10.6M 4.41%
742,659
– –
SANW
9
DELISTED
S&W Seed Co
SANW
$10.3M 4.32%
222,227
– –
CLAR icon
10
Clarus
CLAR
$132M
$9.78M 4.08%
889,336
-356,176
-29% -$3.42M
GLDD
11
DELISTED
Great Lakes Dredge & Dock
GLDD
$9.39M 3.92%
1,515,000
+57,500
+4% +$320K
LBY
12
DELISTED
Libbey, Inc.
LBY
$7.37M 3.07%
842,200
+316,800
+60% +$2.91M
SMTX
13
DELISTED
SMTC Corporation
SMTX
$5.53M 2.31%
1,911,974
+477,992
+33% +$1.29M
BW icon
14
Babcock & Wilcox
BW
$1.47B
$3.74M 1.56%
363,000
– –
QRHC icon
15
Quest Resource Holding
QRHC
$28.4M
$2.98M 1.24%
1,163,595
-61,207
-5% -$128K
WHLM
16
DELISTED
Wilhelmina International, Inc
WHLM
$1.59M 0.66%
232,961
-73,037
-24% -$456K
LTRE
17
DELISTED
LEARNING TREE INTL INC
LTRE
$1.15M 0.48%
958,550
– –
IAU icon
18
iShares Gold Trust
IAU
$62.4B
$1.06M 0.44%
46,500
– –
TREC
19
DELISTED
Trecora Resources
TREC
$980K 0.41%
70,000
– –
CVV icon
20
CVD Equipment Corp
CVV
$49.4M
$890K 0.37%
144,794
– –
UWN
21
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$667K 0.28%
279,251
-442,937
-61% -$981K
EQS icon
22
Equus Total Return
EQS
$16.5M
$142K 0.06%
71,304
– –
BWEN icon
23
Broadwind
BWEN
$113M
$109K 0.05%
50,000
– –
CECO icon
24
Ceco Environmental
CECO
$4.67B
$100K 0.04%
12,748
– –
MICR
25
DELISTED
Micron Solutions, Inc.
MICR
$12K 0.01%
3,363
– –
1
2

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BLFG
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Wynnefield Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Wynnefield Capital held 35 positions worth $240M, down 11% from $271M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Wynnefield Capital withdrew a net $23.4M in Q3 2018, closing 5 positions and reducing 5 holdings. Its most notable exit was Xerium Technologies Inc (new), an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Wynnefield Capital added an estimated $2.91M to Libbey, Inc..

  • Wynnefield Capital added most to Libbey, Inc. in Q3 2018, an estimated $2.91M increase.
  • Wynnefield Capital's biggest Q3 2018 reduction was Clarus, cutting an estimated $3.42M.
  • Wynnefield Capital fully exited Xerium Technologies Inc (new) in Q3 2018, selling an estimated $15.5M.
  • Wynnefield Capital's ten largest holdings make up 77% of its $240M portfolio in Q3 2018.
  • Wynnefield Capital opened 2 new positions and closed 5 in Q3 2018.
  • Wynnefield Capital's portfolio value fell 11% quarter-over-quarter to $240M.

Based on Wynnefield Capital's 13F filing for Q3 2018, filed 14 Nov 2018.