We are live on ! Find out more
WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+6.29%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$218M
AUM Growth
+$17.9M
Cap. Flow
+$10.7M
Cap. Flow %
4.91%
Top 10 Hldgs %
96.72%
Holding
24
New
4
Increased
5
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
AEM icon
Agnico Eagle Mines
AEM
+$10.1M
2
TPCS icon
TechPrecision Corp
TPCS
+$2.86M
3
STKL
SunOpta
STKL
+$2.78M
4
SIL icon
Global X Silver Miners ETF NEW
SIL
+$1.3M
5
CLAR icon
Clarus
CLAR
+$1.2M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$3.5M
2
WLMS
Williams Industrial Services Group Inc.
WLMS
+$2.46M
3
GVA icon
Granite Construction
GVA
+$1.34M
4
RLGT icon
Radiant Logistics
RLGT
+$1.21M
5
QTEK
QualTek Services Inc. Class A Common Stock
QTEK
+$178

Sector Composition

Rank Sector Weight
1 Industrials 48.95%
2 Consumer Staples 20.35%
3 Healthcare 19.42%
4 Materials 9.6%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLHC icon
1
DLH Holdings
DLHC
$70.7M
$43M 19.71%
3,681,421
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$41M 18.81%
2,473,686
– –
CDRE icon
3
Cadre Holdings
CDRE
$1.32B
$38.5M 17.66%
1,444,254
– –
LFCR icon
4
Lifecore Biomedical
LFCR
$166M
$37.1M 17.04%
4,923,545
– –
QRHC icon
5
Quest Resource Holding
QRHC
$26.8M
$19.2M 8.81%
2,595,689
+24,955
+1% +$180K
AEM icon
6
Agnico Eagle Mines
AEM
$73.6B
$16.4M 7.51%
360,000
+205,000
+132% +$10.1M
CTLT
7
DELISTED
CATALENT, INC.
CTLT
$4.78M 2.19%
105,000
-75,000
-42% -$3.5M
SANW
8
DELISTED
S&W Seed Co
SANW
$4.56M 2.09%
214,244
+7,353
+4% +$148K
STKL
9
DELISTED
SunOpta
STKL
$3.37M 1.55%
1,000,000
+556,000
+125% +$2.78M
GLDD
10
DELISTED
Great Lakes Dredge & Dock
GLDD
$2.93M 1.34%
367,125
– –
TPCS icon
11
TechPrecision Corp
TPCS
$47.3M
$2.86M 1.31%
+393,857
New +$2.86M
SIL icon
12
Global X Silver Miners ETF NEW
SIL
$3.98B
$1.2M 0.55%
+50,000
New +$1.3M
CLAR icon
13
Clarus
CLAR
$123M
$1.13M 0.52%
+150,000
New +$1.2M
TLS icon
14
Telos
TLS
$332M
$837K 0.38%
350,000
+105,000
+43% +$241K
APLS
15
DELISTED
Apellis Pharmaceuticals
APLS
$380K 0.17%
+10,000
New +$439K
SOTK icon
16
Sono-Tek
SOTK
$81.3M
$266K 0.12%
50,950
– –
GVA icon
17
Granite Construction
GVA
$5.29B
$190K 0.09%
5,000
-32,926
-87% -$1.34M
TURN
18
DELISTED
180 Degree Capital
TURN
$106K 0.05%
25,000
– –
NNBR icon
19
NN Inc
NNBR
$255M
$52.3K 0.02%
28,128
– –
SCTL
20
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$6.1K ﹤0.01%
13,000
– –
RLGT icon
21
Radiant Logistics
RLGT
$386M
– –
-180,000
Closed -$1.21M
WLMS
22
DELISTED
Williams Industrial Services Group Inc.
WLMS
– –
-6,461,332
Closed -$2.46M
QTEK
23
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
– –
-5,000
Closed -$178

Similar funds

SFP
SwitchPoint Financial Planning Lehi, Utah $147M AUM 21.66% 1-Year Est. Return
NLA
Northern Lights Advisors Seattle, Washington $148M AUM
EW
Entruity Wealth Bakersfield, California $147M AUM 22.37% 1-Year Est. Return
SF
Strategent Financial Harrisonburg, Virginia $147M AUM 14.47% 1-Year Est. Return
CWMS
Cannon Wealth Management Services Winston Salem, North Carolina $148M AUM 13.37% 1-Year Est. Return
PWAM
Pinnacle West Asset Management Casper, Wyoming $147M AUM 22.22% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return
KFS
Krane Financial Solutions Calabasas, California $147M AUM

Wynnefield Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Wynnefield Capital held 24 positions worth $218M, up 9% from $200M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Wynnefield Capital deployed $10.7M of net new capital in Q3 2023, opening 4 new positions and adding to 5 existing holdings. Its largest new stake was TechPrecision Corp: 393,857 shares worth $2.86M.

By sector, the portfolio is most concentrated in Industrials at 49% of assets, up from 47% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was CATALENT, INC., an estimated $3.5M trimmed.

  • Wynnefield Capital's largest Q3 2023 buy was TechPrecision Corp: 393,857 shares worth $2.86M.
  • Wynnefield Capital added most to Agnico Eagle Mines in Q3 2023, an estimated $10.1M increase.
  • Wynnefield Capital's biggest Q3 2023 reduction was CATALENT, INC., cutting an estimated $3.5M.
  • Wynnefield Capital fully exited Williams Industrial Services Group Inc. in Q3 2023, selling an estimated $2.46M.
  • Wynnefield Capital's ten largest holdings make up 97% of its $218M portfolio in Q3 2023.
  • Wynnefield Capital opened 4 new positions and closed 3 in Q3 2023.
  • Wynnefield Capital's portfolio value rose 9% quarter-over-quarter to $218M.

Based on Wynnefield Capital's 13F filing for Q3 2023, filed 14 Nov 2023.