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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$238M
AUM Growth
+$21.3M
Cap. Flow
+$9.38M
Cap. Flow %
3.95%
Top 10 Hldgs %
79.61%
Holding
27
New
2
Increased
8
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
OME
Omega Protein
OME
+$12.1M
2
JASN
Jason Industries, Inc.
JASN
+$8.71M
3
SUMR
Summer Infant, Inc.
SUMR
+$1.3M
4
TACT icon
Transact Technologies
TACT
+$958K
5
HCOM
Hawaiian Telcom Holdco, Inc
HCOM
+$703K

Top Sells

Rank Stock Value
1
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$13.4M
2
ARIS
ARI Network Services, Inc.
ARIS
+$1.66M
3
NES
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
+$929K

Sector Composition

Rank Sector Weight
1 Industrials 22.31%
2 Technology 20.37%
3 Consumer Staples 20.03%
4 Healthcare 15.42%
5 Consumer Discretionary 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$36.6M 15.41%
2,650,000
+20,000
+0.8% +$258K
NATR icon
2
Nature's Sunshine
NATR
$354M
$27M 11.37%
1,822,029
+9,039
+0.5% +$134K
BB icon
3
BlackBerry
BB
$4.98B
$22.9M 9.66%
2,090,000
+20,000
+1% +$205K
BZC
4
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$21.2M 8.94%
2,117,911
– –
JASN
5
DELISTED
Jason Industries, Inc.
JASN
$20.8M 8.78%
2,115,830
+976,159
+86% +$8.71M
MAMS
6
DELISTED
MAM Software Group Inc. New
MAMS
$19.8M 8.33%
3,547,027
– –
SUMR
7
DELISTED
Summer Infant, Inc.
SUMR
$11.3M 4.74%
383,889
+47,778
+14% +$1.3M
OME
8
DELISTED
Omega Protein
OME
$10.8M 4.56%
+1,025,000
New +$12.1M
CQB
9
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$9.73M 4.1%
672,615
-938,724
-58% -$13.4M
DLHC icon
10
DLH Holdings
DLHC
$70.7M
$8.8M 3.7%
4,377,286
– –
PRMW
11
DELISTED
Primo Water Corporation
PRMW
$8.25M 3.47%
1,915,000
+95,000
+5% +$400K
ARIS
12
DELISTED
ARI Network Services, Inc.
ARIS
$4.74M 2%
1,254,635
-473,354
-27% -$1.66M
HCOM
13
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$2.36M 0.99%
85,460
+26,376
+45% +$703K
SMTX
14
DELISTED
SMTC Corporation
SMTX
$2.35M 0.99%
1,326,883
+305,422
+30% +$530K
WHLM
15
DELISTED
Wilhelmina International, Inc
WHLM
$1.63M 0.69%
271,365
– –
HAMP
16
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$1.27M 0.53%
742,425
– –
GLD icon
17
SPDR Gold Trust
GLD
$131B
$1.07M 0.45%
9,400
– –
UWN
18
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$965K 0.41%
772,188
– –
TACT icon
19
Transact Technologies
TACT
$53.2M
$923K 0.39%
+168,900
New +$958K
LTRE
20
DELISTED
LEARNING TREE INTL INC
LTRE
$875K 0.37%
500,000
– –
LAYN
21
DELISTED
Layne Christensen Co
LAYN
$484K 0.2%
50,690
– –
MICR
22
DELISTED
Micron Solutions, Inc.
MICR
$26K 0.01%
3,363
– –
NES
23
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-79,419
Closed -$929K

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CWMS
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PWAM
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OCM
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KFS
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Wynnefield Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Wynnefield Capital held 27 positions worth $238M, up 9.8% from $216M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Wynnefield Capital deployed $9.38M of net new capital in Q4 2014, opening 2 new positions and adding to 8 existing holdings. Its largest new stake was Omega Protein: 1,025,000 shares worth $10.8M.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, up from 20% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was CHIQUITA BRANDS INTL (NEW), an estimated $13.4M trimmed.

  • Wynnefield Capital's largest Q4 2014 buy was Omega Protein: 1,025,000 shares worth $10.8M.
  • Wynnefield Capital added most to Jason Industries, Inc. in Q4 2014, an estimated $8.71M increase.
  • Wynnefield Capital's biggest Q4 2014 reduction was CHIQUITA BRANDS INTL (NEW), cutting an estimated $13.4M.
  • Wynnefield Capital fully exited NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q4 2014, selling an estimated $929K.
  • Wynnefield Capital's ten largest holdings make up 80% of its $238M portfolio in Q4 2014.
  • Wynnefield Capital opened 2 new positions and closed 1 in Q4 2014.
  • Wynnefield Capital's portfolio value rose 9.8% quarter-over-quarter to $238M.

Based on Wynnefield Capital's 13F filing for Q4 2014, filed 17 Feb 2015.