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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+10.96%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$217M
AUM Growth
+$12.4M
Cap. Flow
-$8.22M
Cap. Flow %
-3.78%
Top 10 Hldgs %
77.71%
Holding
31
New
2
Increased
7
Reduced
1
Closed
5

Top Buys

Rank Stock Value
1
LPG icon
Dorian LPG
LPG
+$5.19M
2
BB icon
BlackBerry
BB
+$4.73M
3
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$1.49M
4
NATR icon
Nature's Sunshine
NATR
+$1.05M
5
SMTX
SMTC Corporation
SMTX
+$283K

Top Sells

Rank Stock Value
1
WLB
Westmoreland Coal Company
WLB
+$13.7M
2
FSS icon
Federal Signal
FSS
+$6.78M
3
HNH
Handy & Harman Holdings Ltd.
HNH
+$2.81M
4
MICR
Micron Solutions, Inc.
MICR
+$17K

Sector Composition

Rank Sector Weight
1 Consumer Staples 21.36%
2 Industrials 21.28%
3 Technology 16.72%
4 Healthcare 9.86%
5 Consumer Discretionary 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATR icon
1
Nature's Sunshine
NATR
$354M
$28.7M 13.21%
1,689,576
+73,442
+5% +$1.05M
BZC
2
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$27M 12.44%
2,117,911
– –
LFCR icon
3
Lifecore Biomedical
LFCR
$166M
$21.4M 9.86%
1,714,400
– –
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$19.1M 8.79%
3,547,027
– –
CQB
5
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$17.7M 8.15%
1,630,803
+134,137
+9% +$1.49M
BB icon
6
BlackBerry
BB
$4.98B
$15.4M 7.07%
1,500,000
+600,000
+67% +$4.73M
HNH
7
DELISTED
Handy & Harman Holdings Ltd.
HNH
$10.1M 4.64%
376,290
-123,115
-25% -$2.81M
SUMR
8
DELISTED
Summer Infant, Inc.
SUMR
$8.71M 4.01%
336,111
– –
PRMW
9
DELISTED
Primo Water Corporation
PRMW
$8.62M 3.97%
1,807,850
– –
DLHC icon
10
DLH Holdings
DLHC
$70.7M
$8.27M 3.81%
4,377,286
– –
LPG icon
11
Dorian LPG
LPG
$2.03B
$5.75M 2.65%
+250,000
New +$5.19M
ARIS
12
DELISTED
ARI Network Services, Inc.
ARIS
$5.24M 2.41%
1,727,989
– –
HAMP
13
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$2.82M 1.3%
742,425
– –
NES
14
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$1.9M 0.87%
94,419
– –
SMTX
15
DELISTED
SMTC Corporation
SMTX
$1.86M 0.86%
1,021,461
+160,711
+19% +$283K
LTRE
16
DELISTED
LEARNING TREE INTL INC
LTRE
$1.28M 0.59%
500,000
– –
GLD icon
17
SPDR Gold Trust
GLD
$131B
$1.2M 0.55%
9,400
– –
UWN
18
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$772K 0.36%
772,188
– –
LAYN
19
DELISTED
Layne Christensen Co
LAYN
$674K 0.31%
50,690
– –
STCN
20
DELISTED
Steel Connect, Inc. Common Stock
STCN
$187K 0.09%
5,357
– –
KID
21
DELISTED
KID BRANDS,INC COMMON STOCK
KID
$4K ﹤0.01%
668,403
– –
FSS icon
22
Federal Signal
FSS
$7.63B
– –
-455,000
Closed -$6.78M
MICR
23
DELISTED
Micron Solutions, Inc.
MICR
– –
-3,363
Closed -$17K
WLB
24
DELISTED
Westmoreland Coal Company
WLB
– –
-460,445
Closed -$13.7M

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Wynnefield Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Wynnefield Capital held 31 positions worth $217M, up 6% from $205M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Wynnefield Capital withdrew a net $8.22M in Q2 2014, closing 5 positions and reducing 1 holding. Its most notable exit was Westmoreland Coal Company, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Wynnefield Capital opened a new position in Dorian LPG worth $5.75M.

  • Wynnefield Capital's largest Q2 2014 buy was Dorian LPG: 250,000 shares worth $5.75M.
  • Wynnefield Capital added most to BlackBerry in Q2 2014, an estimated $4.73M increase.
  • Wynnefield Capital's biggest Q2 2014 reduction was Handy & Harman Holdings Ltd., cutting an estimated $2.81M.
  • Wynnefield Capital fully exited Westmoreland Coal Company in Q2 2014, selling an estimated $13.7M.
  • Wynnefield Capital's ten largest holdings make up 78% of its $217M portfolio in Q2 2014.
  • Wynnefield Capital opened 2 new positions and closed 5 in Q2 2014.
  • Wynnefield Capital's portfolio value rose 6% quarter-over-quarter to $217M.

Based on Wynnefield Capital's 13F filing for Q2 2014, filed 14 Aug 2014.