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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-0.5%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$216M
AUM Growth
-$874K
Cap. Flow
+$17.1M
Cap. Flow %
7.92%
Top 10 Hldgs %
82%
Holding
30
New
4
Increased
6
Reduced
2
Closed
5

Top Buys

Rank Stock Value
1
JASN
Jason Industries, Inc.
JASN
+$12M
2
LFCR icon
Lifecore Biomedical
LFCR
+$11.4M
3
BB icon
BlackBerry
BB
+$5.83M
4
NATR icon
Nature's Sunshine
NATR
+$1.96M
5
WHLM
Wilhelmina International, Inc
WHLM
+$1.7M

Top Sells

Rank Stock Value
1
HNH
Handy & Harman Holdings Ltd.
HNH
+$10.1M
2
LPG icon
Dorian LPG
LPG
+$5.75M
3
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$239K
4
NES
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
+$238K
5
STCN
Steel Connect, Inc. Common Stock
STCN
+$187K

Sector Composition

Rank Sector Weight
1 Consumer Staples 22.38%
2 Industrials 19.51%
3 Technology 17.74%
4 Healthcare 13.9%
5 Consumer Discretionary 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$30M 13.89%
2,630,000
+915,600
+53% +$11.4M
NATR icon
2
Nature's Sunshine
NATR
$354M
$26.5M 12.24%
1,812,990
+123,414
+7% +$1.96M
CQB
3
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$21.9M 10.15%
1,611,339
-19,464
-1% -$239K
BZC
4
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$21.6M 9.98%
2,117,911
– –
BB icon
5
BlackBerry
BB
$4.98B
$18.8M 8.7%
2,070,000
+570,000
+38% +$5.83M
MAMS
6
DELISTED
MAM Software Group Inc. New
MAMS
$16.3M 7.52%
3,547,027
– –
JASN
7
DELISTED
Jason Industries, Inc.
JASN
$10M 4.64%
+1,139,671
New +$12M
SUMR
8
DELISTED
Summer Infant, Inc.
SUMR
$9.56M 4.42%
336,111
– –
DLHC icon
9
DLH Holdings
DLHC
$70.7M
$8.49M 3.93%
4,377,286
– –
PRMW
10
DELISTED
Primo Water Corporation
PRMW
$7.24M 3.35%
1,820,000
+12,150
+0.7% +$55.9K
ARIS
11
DELISTED
ARI Network Services, Inc.
ARIS
$5.34M 2.47%
1,727,989
– –
HAMP
12
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$2.08M 0.96%
742,425
– –
SMTX
13
DELISTED
SMTC Corporation
SMTX
$1.72M 0.79%
1,021,461
– –
WHLM
14
DELISTED
Wilhelmina International, Inc
WHLM
$1.66M 0.77%
+271,365
New +$1.7M
HCOM
15
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$1.57M 0.73%
+59,084
New +$1.64M
LTRE
16
DELISTED
LEARNING TREE INTL INC
LTRE
$1.2M 0.55%
500,000
– –
GLD icon
17
SPDR Gold Trust
GLD
$131B
$1.11M 0.52%
9,400
– –
NES
18
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$929K 0.43%
79,419
-15,000
-16% -$238K
UWN
19
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$903K 0.42%
772,188
– –
LAYN
20
DELISTED
Layne Christensen Co
LAYN
$410K 0.19%
50,690
– –
MICR
21
DELISTED
Micron Solutions, Inc.
MICR
$22K 0.01%
+3,363
New +$23.3K
LPG icon
22
Dorian LPG
LPG
$2.03B
– –
-250,000
Closed -$5.75M
STCN
23
DELISTED
Steel Connect, Inc. Common Stock
STCN
– –
-5,357
Closed -$187K
KID
24
DELISTED
KID BRANDS,INC COMMON STOCK
KID
– –
-668,403
Closed -$4K
HNH
25
DELISTED
Handy & Harman Holdings Ltd.
HNH
– –
-376,290
Closed -$10.1M

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Wynnefield Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Wynnefield Capital held 30 positions worth $216M, down 0.4% from $217M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Wynnefield Capital deployed $17.1M of net new capital in Q3 2014, opening 4 new positions and adding to 6 existing holdings. Its largest new stake was Jason Industries, Inc.: 1,139,671 shares worth $10M.

By sector, the portfolio is most concentrated in Consumer Staples at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was CHIQUITA BRANDS INTL (NEW), an estimated $239K trimmed.

  • Wynnefield Capital's largest Q3 2014 buy was Jason Industries, Inc.: 1,139,671 shares worth $10M.
  • Wynnefield Capital added most to Lifecore Biomedical in Q3 2014, an estimated $11.4M increase.
  • Wynnefield Capital's biggest Q3 2014 reduction was CHIQUITA BRANDS INTL (NEW), cutting an estimated $239K.
  • Wynnefield Capital fully exited Handy & Harman Holdings Ltd. in Q3 2014, selling an estimated $10.1M.
  • Wynnefield Capital's ten largest holdings make up 82% of its $216M portfolio in Q3 2014.
  • Wynnefield Capital opened 4 new positions and closed 5 in Q3 2014.
  • Wynnefield Capital's portfolio value fell 0.4% quarter-over-quarter to $216M.

Based on Wynnefield Capital's 13F filing for Q3 2014, filed 14 Nov 2014.