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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$150M
AUM Growth
-$38.1M
Cap. Flow
-$35.5M
Cap. Flow %
-23.66%
Top 10 Hldgs %
88.5%
Holding
27
New
–
Increased
7
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
NATR icon
Nature's Sunshine
NATR
+$939K
2
STKL
SunOpta
STKL
+$718K
3
GVA icon
Granite Construction
GVA
+$660K
4
DLHC icon
DLH Holdings
DLHC
+$134K
5
SMTX
SMTC Corporation
SMTX
+$30.4K

Top Sells

Rank Stock Value
1
MAMS
MAM Software Group Inc. New
MAMS
+$37.1M
2
TREC
Trecora Resources
TREC
+$722K
3
CLAR icon
Clarus
CLAR
+$124K

Sector Composition

Rank Sector Weight
1 Industrials 27.78%
2 Healthcare 21.66%
3 Consumer Staples 15.32%
4 Materials 5.92%
5 Technology 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$32.5M 21.66%
2,870,300
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$21.3M 14.23%
2,388,431
+100,000
+4% +$939K
DLHC icon
3
DLH Holdings
DLHC
$70.7M
$15.3M 10.23%
3,657,530
+31,897
+0.9% +$134K
MVC
4
DELISTED
MVC Capital, Inc.
MVC
$13.9M 9.27%
1,514,379
– –
GLDD
5
DELISTED
Great Lakes Dredge & Dock
GLDD
$10.7M 7.14%
944,119
– –
SANW
6
DELISTED
S&W Seed Co
SANW
$8.87M 5.92%
222,227
– –
SMTX
7
DELISTED
SMTC Corporation
SMTX
$6.72M 4.49%
1,983,590
+11,230
+0.6% +$30.4K
GVA icon
8
Granite Construction
GVA
$5.29B
$6.46M 4.31%
233,354
+23,200
+11% +$660K
QRHC icon
9
Quest Resource Holding
QRHC
$26.8M
$3.53M 2.36%
1,618,595
– –
BW icon
10
Babcock & Wilcox
BW
$1.39B
$2.68M 1.79%
736,964
– –
JASN
11
DELISTED
Jason Industries, Inc.
JASN
$1.96M 1.31%
5,259,240
– –
SUMR
12
DELISTED
Summer Infant, Inc.
SUMR
$1.74M 1.16%
758,787
– –
STKL
13
DELISTED
SunOpta
STKL
$1.63M 1.09%
651,384
+322,484
+98% +$718K
IAU icon
14
iShares Gold Trust
IAU
$62.9B
$1.35M 0.9%
46,500
– –
WHLM
15
DELISTED
Wilhelmina International, Inc
WHLM
$964K 0.64%
232,961
– –
CLAR icon
16
Clarus
CLAR
$123M
$814K 0.54%
60,267
-10,044
-14% -$124K
LTRE
17
DELISTED
LEARNING TREE INTL INC
LTRE
$640K 0.43%
977,050
+5,000
+0.5% +$3.27K
TTSH
18
DELISTED
Tile Shop Holdings
TTSH
$135K 0.09%
80,000
– –
EQS icon
19
Equus Total Return
EQS
$16.2M
$130K 0.09%
71,304
– –
CVV icon
20
CVD Equipment Corp
CVV
$50M
$15K 0.01%
4,794
– –
TREC
21
DELISTED
Trecora Resources
TREC
– –
-80,000
Closed -$722K
MAMS
22
DELISTED
MAM Software Group Inc. New
MAMS
– –
-3,079,556
Closed -$37.1M

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SFP
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NLA
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EW
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SF
Strategent Financial Harrisonburg, Virginia $147M AUM 14.47% 1-Year Est. Return
CWMS
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PWAM
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OCM
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KFS
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Wynnefield Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Wynnefield Capital held 27 positions worth $150M, down 20% from $188M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Wynnefield Capital withdrew a net $35.5M in Q4 2019, closing 2 positions and reducing 1 holding. Its most notable exit was MAM Software Group Inc. New, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Wynnefield Capital added an estimated $939K to Nature's Sunshine.

  • Wynnefield Capital added most to Nature's Sunshine in Q4 2019, an estimated $939K increase.
  • Wynnefield Capital's biggest Q4 2019 reduction was Clarus, cutting an estimated $124K.
  • Wynnefield Capital fully exited MAM Software Group Inc. New in Q4 2019, selling an estimated $37.1M.
  • Wynnefield Capital's ten largest holdings make up 88% of its $150M portfolio in Q4 2019.
  • Wynnefield Capital opened 0 new positions and closed 2 in Q4 2019.
  • Wynnefield Capital's portfolio value fell 20% quarter-over-quarter to $150M.

Based on Wynnefield Capital's 13F filing for Q4 2019, filed 14 Feb 2020.