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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$278M
AUM Growth
-$21.3M
Cap. Flow
-$30.7M
Cap. Flow %
-11.05%
Top 10 Hldgs %
73.35%
Holding
40
New
–
Increased
6
Reduced
6
Closed
5

Top Buys

Rank Stock Value
1
XRM
Xerium Technologies Inc (new)
XRM
+$4.07M
2
SUMR
Summer Infant, Inc.
SUMR
+$2.13M
3
OPCH icon
Option Care Health
OPCH
+$435K
4
NEPT
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
+$223K

Top Sells

Rank Stock Value
1
OME
Omega Protein
OME
+$8.1M
2
KOP icon
Koppers
KOP
+$7.68M
3
BB icon
BlackBerry
BB
+$7.54M
4
NVRI icon
Enviri
NVRI
+$3.77M
5
TGI
Triumph Group
TGI
+$2.85M

Sector Composition

Rank Sector Weight
1 Industrials 30.32%
2 Healthcare 14.73%
3 Technology 14.63%
4 Consumer Staples 14.35%
5 Consumer Discretionary 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1
Lifecore Biomedical
LFCR
$166M
$37M 13.33%
2,682,400
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$32.4M 11.69%
2,162,476
– –
DLHC icon
3
DLH Holdings
DLHC
$70.7M
$27.8M 10.01%
4,676,120
-53,619
-1% -$297K
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$21M 7.58%
3,258,369
– –
LAYN
5
DELISTED
Layne Christensen Co
LAYN
$19.6M 7.06%
1,802,700
– –
GLPW
6
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$15M 5.39%
3,167,718
– –
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$13.8M 4.98%
1,610,000
– –
HCOM
8
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$12M 4.31%
482,268
– –
SUMR
9
DELISTED
Summer Infant, Inc.
SUMR
$11.4M 4.09%
631,088
+115,668
+22% +$2.13M
SANW
10
DELISTED
S&W Seed Co
SANW
$9.77M 3.52%
111,801
– –
NVRI icon
11
Enviri
NVRI
$623M
$9.74M 3.51%
715,939
-314,061
-30% -$3.77M
JASN
12
DELISTED
Jason Industries, Inc.
JASN
$7.52M 2.71%
4,175,816
– –
CLAR icon
13
Clarus
CLAR
$123M
$6.24M 2.25%
1,170,821
– –
BB icon
14
BlackBerry
BB
$4.98B
$5.41M 1.95%
785,000
-1,015,000
-56% -$7.54M
XRM
15
DELISTED
Xerium Technologies Inc (new)
XRM
$5.06M 1.82%
900,500
+615,500
+216% +$4.07M
HAIN icon
16
Hain Celestial
HAIN
$45M
$4.88M 1.76%
125,000
-75,000
-38% -$2.81M
OPCH icon
17
Option Care Health
OPCH
$3.45B
$3.85M 1.39%
925,000
+56,625
+7% +$435K
WHLM
18
DELISTED
Wilhelmina International, Inc
WHLM
$2.68M 0.96%
305,998
– –
OME
19
DELISTED
Omega Protein
OME
$2.5M 0.9%
100,000
-342,971
-77% -$8.1M
SMTX
20
DELISTED
SMTC Corporation
SMTX
$2.19M 0.79%
1,433,982
– –
LTRE
21
DELISTED
LEARNING TREE INTL INC
LTRE
$1.86M 0.67%
715,000
– –
QRHC icon
22
Quest Resource Holding
QRHC
$26.8M
$1.5M 0.54%
611,636
– –
IW
23
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$1.45M 0.52%
1,093,000
– –
UWN
24
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.43M 0.51%
772,188
– –
IAU icon
25
iShares Gold Trust
IAU
$62.9B
$1.03M 0.37%
46,500
– –
1
2

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Wynnefield Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Wynnefield Capital held 40 positions worth $278M, down 7.1% from $299M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Wynnefield Capital withdrew a net $30.7M in Q4 2016, closing 5 positions and reducing 6 holdings. Its most notable exit was Koppers, an estimated $7.68M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 30% of assets, up from 26% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Wynnefield Capital added an estimated $4.07M to Xerium Technologies Inc (new).

  • Wynnefield Capital added most to Xerium Technologies Inc (new) in Q4 2016, an estimated $4.07M increase.
  • Wynnefield Capital's biggest Q4 2016 reduction was Omega Protein, cutting an estimated $8.1M.
  • Wynnefield Capital fully exited Koppers in Q4 2016, selling an estimated $7.68M.
  • Wynnefield Capital's ten largest holdings make up 73% of its $278M portfolio in Q4 2016.
  • Wynnefield Capital opened 0 new positions and closed 5 in Q4 2016.
  • Wynnefield Capital's portfolio value fell 7.1% quarter-over-quarter to $278M.

Based on Wynnefield Capital's 13F filing for Q4 2016, filed 14 Feb 2017.