Wynnefield Capital’s Neptune Wellness Solutions Inc. Ordinary Shares NEPT Stock Holding History

Wynnefield Capital’s Portfolio NEPT Stock Details NEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-579	Closed	-$2.28M	–	37
2018 Q1	$2.28M	Sell	579 -135	-19%	-$560K	0.79%	23
2017 Q4	$2.36M	Sell	714 -286	-29%	-$519K	0.81%	23
2017 Q3	$1.27M	Sell	1,000 -304	-23%	-$364K	0.46%	29
2017 Q2	$1.53M	Hold	1,304	–	–	0.51%	29
2017 Q1	$1.86M	Buy	1,304 +590	+83%	+$870K	0.68%	25
2016 Q4	$972K	Buy	714 +146	+26%	+$223K	0.35%	29
2016 Q3	$843K	Buy	+568	New	+$806K	0.28%	32

Other funds holding NEPT

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

OSAM

O'Shaughnessy Asset Management Stamford, Connecticut $20.1B AUM 30.42% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

SIM

Spark Investment Management New York $41.6M AUM 80.97% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Peconic Partners New York $5.78B AUM 127.23% 1-Year Est. Return

Wynnefield Capital's NEPT Position: Q2 2018 in Review

Wynnefield Capital sold out of Neptune Wellness Solutions Inc. Ordinary Shares (NEPT) in Q2 2018, closing a stake of 579 shares — an estimated $2.28M sold.

Wynnefield Capital first reported a position in NEPT in Q3 2016 and held it in 7 quarters. The position peaked at $2.36M in Q4 2017. 31 funds tracked by Wall St. Rank hold NEPT as of Q2 2018.

Wynnefield Capital reported no remaining Neptune Wellness Solutions Inc. Ordinary Shares position as of Q2 2018 after selling out during the quarter.
Wynnefield Capital sold 579 Neptune Wellness Solutions Inc. Ordinary Shares shares in Q2 2018, an estimated $2.28M.
Wynnefield Capital first reported a position in Neptune Wellness Solutions Inc. Ordinary Shares in Q3 2016 and held it in 7 quarters.
Wynnefield Capital's Neptune Wellness Solutions Inc. Ordinary Shares position peaked at $2.36M in Q4 2017.
31 funds tracked by Wall St. Rank held Neptune Wellness Solutions Inc. Ordinary Shares as of Q2 2018.

Based on Wynnefield Capital's 13F filing for Q2 2018, filed 14 Aug 2018.