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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+21.9%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$161M
AUM Growth
+$25M
Cap. Flow
+$256K
Cap. Flow %
0.16%
Top 10 Hldgs %
95.62%
Holding
26
New
2
Increased
5
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
GLDD
Great Lakes Dredge & Dock
GLDD
+$785K
2
GVA icon
Granite Construction
GVA
+$551K
3
QRHC icon
Quest Resource Holding
QRHC
+$491K
4
MVC
MVC Capital, Inc.
MVC
+$326K
5
DLHC icon
DLH Holdings
DLHC
+$126K

Top Sells

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$1.25M
2
WHLM
Wilhelmina International, Inc
WHLM
+$937K
3
JASN
Jason Industries, Inc.
JASN
+$211K
4
SMTX
SMTC Corporation
SMTX
+$33.1K
5
CLAR icon
Clarus
CLAR
+$25

Sector Composition

Rank Sector Weight
1 Industrials 22.19%
2 Healthcare 17.42%
3 Consumer Staples 17.28%
4 Materials 6.94%
5 Technology 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLHC icon
1
DLH Holdings
DLHC
$70.7M
$28.1M 17.47%
3,871,260
+15,000
+0.4% +$126K
LFCR icon
2
Lifecore Biomedical
LFCR
$166M
$27.9M 17.4%
2,875,300
– –
NATR icon
3
Nature's Sunshine
NATR
$354M
$27.8M 17.28%
2,399,161
– –
SUMR
4
DELISTED
Summer Infant, Inc.
SUMR
$13.1M 8.17%
758,786
– –
MVC
5
DELISTED
MVC Capital, Inc.
MVC
$12.2M 7.58%
1,559,270
+44,891
+3% +$326K
SANW
6
DELISTED
S&W Seed Co
SANW
$11.1M 6.94%
236,484
– –
SMTX
7
DELISTED
SMTC Corporation
SMTX
$7.25M 4.51%
2,001,416
-10,000
-0.5% -$33.1K
QRHC icon
8
Quest Resource Holding
QRHC
$26.8M
$3.62M 2.25%
1,903,595
+285,000
+18% +$491K
GLDD
9
DELISTED
Great Lakes Dredge & Dock
GLDD
$3.05M 1.9%
320,730
+85,660
+36% +$785K
GVA icon
10
Granite Construction
GVA
$5.29B
$530K 0.33%
+30,100
New +$551K
BW icon
11
Babcock & Wilcox
BW
$1.39B
$373K 0.23%
160,915
-501,049
-76% -$1.25M
LTRE
12
DELISTED
LEARNING TREE INTL INC
LTRE
$360K 0.22%
1,015,388
– –
TTSH
13
DELISTED
Tile Shop Holdings
TTSH
$228K 0.14%
80,000
– –
CLAR icon
14
Clarus
CLAR
$123M
$71K 0.04%
5,020
-2
-0% -$25
EQS icon
15
Equus Total Return
EQS
$16.2M
$70K 0.04%
58,098
– –
SCTL
16
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$27K 0.02%
13,000
– –
CVV icon
17
CVD Equipment Corp
CVV
$50M
$15K 0.01%
4,794
– –
WHLM
18
DELISTED
Wilhelmina International, Inc
WHLM
– –
-234,333
Closed -$937K
JASN
19
DELISTED
Jason Industries, Inc.
JASN
– –
-5,259,240
Closed -$211K

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Wynnefield Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Wynnefield Capital held 26 positions worth $161M, up 18% from $136M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Wynnefield Capital's Q3 2020 filing shows 2 new, 5 increased, 3 reduced and 3 closed positions. Its largest new stake was Granite Construction: 30,100 shares worth $530K. The largest sale was Babcock & Wilcox, an estimated $1.25M.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 26% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Wynnefield Capital's largest Q3 2020 buy was Granite Construction: 30,100 shares worth $530K.
  • Wynnefield Capital added most to Great Lakes Dredge & Dock in Q3 2020, an estimated $785K increase.
  • Wynnefield Capital's biggest Q3 2020 reduction was Babcock & Wilcox, cutting an estimated $1.25M.
  • Wynnefield Capital fully exited Wilhelmina International, Inc in Q3 2020, selling an estimated $937K.
  • Wynnefield Capital's ten largest holdings make up 96% of its $161M portfolio in Q3 2020.
  • Wynnefield Capital opened 2 new positions and closed 3 in Q3 2020.
  • Wynnefield Capital's portfolio value rose 18% quarter-over-quarter to $161M.

Based on Wynnefield Capital's 13F filing for Q3 2020, filed 16 Nov 2020.