We are live on ! Find out more
WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+22.49%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$198M
AUM Growth
+$37.2M
Cap. Flow
+$1.66M
Cap. Flow %
0.84%
Top 10 Hldgs %
93.86%
Holding
25
New
2
Increased
5
Reduced
3
Closed
6

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$11.4M
2
TLS icon
Telos
TLS
+$7.95M
3
GVA icon
Granite Construction
GVA
+$5.97M
4
SUMR
Summer Infant, Inc.
SUMR
+$106K
5
LFCR icon
Lifecore Biomedical
LFCR
+$103K

Top Sells

Rank Stock Value
1
MVC
MVC Capital, Inc.
MVC
+$12.2M
2
BW icon
Babcock & Wilcox
BW
+$373K
3
TTSH
Tile Shop Holdings
TTSH
+$172K
4
EQS icon
Equus Total Return
EQS
+$70K
5
CVV icon
CVD Equipment Corp
CVV
+$15K

Sector Composition

Rank Sector Weight
1 Industrials 26.51%
2 Consumer Staples 18.13%
3 Healthcare 15.84%
4 Technology 10.57%
5 Materials 6.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLHC icon
1
DLH Holdings
DLHC
$70.7M
$36.1M 18.24%
3,871,260
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$35.9M 18.13%
2,399,161
– –
LFCR icon
3
Lifecore Biomedical
LFCR
$166M
$31.3M 15.82%
2,885,300
+10,000
+0.3% +$103K
SANW
4
DELISTED
S&W Seed Co
SANW
$13.2M 6.65%
236,471
-13
-0% -$624
BBDC icon
5
Barings BDC
BBDC
$864M
$12.4M 6.26%
+1,345,188
New +$11.4M
SUMR
6
DELISTED
Summer Infant, Inc.
SUMR
$11.7M 5.93%
764,784
+5,998
+0.8% +$106K
TLS icon
7
Telos
TLS
$332M
$11M 5.56%
+333,337
New +$7.95M
SMTX
8
DELISTED
SMTC Corporation
SMTX
$9.93M 5.02%
2,001,416
– –
GVA icon
9
Granite Construction
GVA
$5.29B
$7.75M 3.92%
290,000
+259,900
+863% +$5.97M
QRHC icon
10
Quest Resource Holding
QRHC
$26.8M
$4.39M 2.22%
1,901,595
-2,000
-0.1% -$3.97K
GLDD
11
DELISTED
Great Lakes Dredge & Dock
GLDD
$4.22M 2.13%
320,730
– –
LTRE
12
DELISTED
LEARNING TREE INTL INC
LTRE
$492K 0.25%
1,015,388
– –
TTSH
13
DELISTED
Tile Shop Holdings
TTSH
$172K 0.09%
40,000
-40,000
-50% -$172K
CLAR icon
14
Clarus
CLAR
$123M
$77K 0.04%
5,020
– –
SCTL
15
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$37K 0.02%
13,000
– –
BW icon
16
Babcock & Wilcox
BW
$1.39B
– –
-160,915
Closed -$373K
CVV icon
17
CVD Equipment Corp
CVV
$50M
– –
-4,794
Closed -$15K
EQS icon
18
Equus Total Return
EQS
$16.2M
– –
-58,098
Closed -$70K
MVC
19
DELISTED
MVC Capital, Inc.
MVC
– –
-1,559,270
Closed -$12.2M

Similar funds

SFP
SwitchPoint Financial Planning Lehi, Utah $147M AUM 21.66% 1-Year Est. Return
NLA
Northern Lights Advisors Seattle, Washington $148M AUM
EW
Entruity Wealth Bakersfield, California $147M AUM 22.37% 1-Year Est. Return
SF
Strategent Financial Harrisonburg, Virginia $147M AUM 14.47% 1-Year Est. Return
CWMS
Cannon Wealth Management Services Winston Salem, North Carolina $148M AUM 13.37% 1-Year Est. Return
PWAM
Pinnacle West Asset Management Casper, Wyoming $147M AUM 22.22% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return
KFS
Krane Financial Solutions Calabasas, California $147M AUM

Wynnefield Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Wynnefield Capital held 25 positions worth $198M, up 23% from $161M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Wynnefield Capital's Q4 2020 filing shows 2 new, 5 increased, 3 reduced and 6 closed positions. Its largest new stake was Barings BDC: 1,345,188 shares worth $12.4M. The largest sale was MVC Capital, Inc., an estimated $12.2M.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Healthcare.

  • Wynnefield Capital's largest Q4 2020 buy was Barings BDC: 1,345,188 shares worth $12.4M.
  • Wynnefield Capital added most to Granite Construction in Q4 2020, an estimated $5.97M increase.
  • Wynnefield Capital's biggest Q4 2020 reduction was Tile Shop Holdings, cutting an estimated $172K.
  • Wynnefield Capital fully exited MVC Capital, Inc. in Q4 2020, selling an estimated $12.2M.
  • Wynnefield Capital's ten largest holdings make up 94% of its $198M portfolio in Q4 2020.
  • Wynnefield Capital opened 2 new positions and closed 6 in Q4 2020.
  • Wynnefield Capital's portfolio value rose 23% quarter-over-quarter to $198M.

Based on Wynnefield Capital's 13F filing for Q4 2020, filed 16 Feb 2021.