We are live on ! Find out more
WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-12.18%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$185M
AUM Growth
-$31.7M
Cap. Flow
+$38.1K
Cap. Flow %
0.02%
Top 10 Hldgs %
97.32%
Holding
19
New
–
Increased
3
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
GVA icon
Granite Construction
GVA
+$427K
2
WLMS
Williams Industrial Services Group Inc.
WLMS
+$227K
3
STKL
SunOpta
STKL
+$202K

Top Sells

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$164K
2
LTRE
LEARNING TREE INTL INC
LTRE
+$81K

Sector Composition

Rank Sector Weight
1 Industrials 51.6%
2 Consumer Staples 20.11%
3 Healthcare 15.68%
4 Materials 6.28%
5 Technology 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLHC icon
1
DLH Holdings
DLHC
$70.7M
$47.6M 25.71%
3,871,260
– –
NATR icon
2
Nature's Sunshine
NATR
$354M
$35.1M 18.98%
2,399,161
– –
LFCR icon
3
Lifecore Biomedical
LFCR
$166M
$29M 15.66%
3,145,887
– –
WLMS
4
DELISTED
Williams Industrial Services Group Inc.
WLMS
$27.3M 14.74%
6,398,606
+46,700
+0.7% +$227K
QRHC icon
5
Quest Resource Holding
QRHC
$26.8M
$11.9M 6.41%
1,946,563
– –
SANW
6
DELISTED
S&W Seed Co
SANW
$11.6M 6.28%
236,471
– –
SUMR
7
DELISTED
Summer Infant, Inc.
SUMR
$6.78M 3.66%
784,183
– –
GVA icon
8
Granite Construction
GVA
$5.29B
$6.77M 3.65%
171,086
+10,800
+7% +$427K
STKL
9
DELISTED
SunOpta
STKL
$2.1M 1.13%
235,000
+20,000
+9% +$202K
GLDD
10
DELISTED
Great Lakes Dredge & Dock
GLDD
$2M 1.08%
132,730
– –
LTRE
11
DELISTED
LEARNING TREE INTL INC
LTRE
$1.02M 0.55%
940,388
-75,000
-7% -$81K
TLS icon
12
Telos
TLS
$332M
$995K 0.54%
35,000
– –
TTSH
13
DELISTED
Tile Shop Holdings
TTSH
$230K 0.12%
30,000
– –
IW
14
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$73K 0.04%
2,142,287
– –
SCTL
15
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$27K 0.01%
13,000
– –
BBDC icon
16
Barings BDC
BBDC
$864M
– –
-15,321
Closed -$164K

Similar funds

SFP
SwitchPoint Financial Planning Lehi, Utah $147M AUM 21.66% 1-Year Est. Return
NLA
Northern Lights Advisors Seattle, Washington $148M AUM
EW
Entruity Wealth Bakersfield, California $147M AUM 22.37% 1-Year Est. Return
SF
Strategent Financial Harrisonburg, Virginia $147M AUM 14.47% 1-Year Est. Return
CWMS
Cannon Wealth Management Services Winston Salem, North Carolina $148M AUM 13.37% 1-Year Est. Return
PWAM
Pinnacle West Asset Management Casper, Wyoming $147M AUM 22.22% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return
KFS
Krane Financial Solutions Calabasas, California $147M AUM

Wynnefield Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Wynnefield Capital held 19 positions worth $185M, down 15% from $217M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Wynnefield Capital's Q3 2021 filing shows 3 increased, 2 reduced and 1 closed positions. The largest sale was Barings BDC, an estimated $164K.

By sector, the portfolio is most concentrated in Industrials at 52% of assets, up from 48% a quarter earlier, followed by Consumer Staples and Healthcare.

  • Wynnefield Capital added most to Granite Construction in Q3 2021, an estimated $427K increase.
  • Wynnefield Capital's biggest Q3 2021 reduction was LEARNING TREE INTL INC, cutting an estimated $81K.
  • Wynnefield Capital fully exited Barings BDC in Q3 2021, selling an estimated $164K.
  • Wynnefield Capital's ten largest holdings make up 97% of its $185M portfolio in Q3 2021.
  • Wynnefield Capital opened 0 new positions and closed 1 in Q3 2021.
  • Wynnefield Capital's portfolio value fell 15% quarter-over-quarter to $185M.

Based on Wynnefield Capital's 13F filing for Q3 2021, filed 15 Nov 2021.