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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+15.29%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$296M
AUM Growth
+$46.1M
Cap. Flow
+$17.3M
Cap. Flow %
5.84%
Top 10 Hldgs %
74.26%
Holding
37
New
7
Increased
17
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
CLAR icon
Clarus
CLAR
+$4.39M
2
CKP
CHECKPOINT SYSTEMS INC
CKP
+$4.19M
3
SANW
S&W Seed Co
SANW
+$3.41M
4
WLB
Westmoreland Coal Company
WLB
+$3.06M
5
MVC
MVC Capital, Inc.
MVC
+$2.77M

Top Sells

Rank Stock Value
1
PRMW
Primo Water Corporation
PRMW
+$6.79M
2
OME
Omega Protein
OME
+$4.11M
3
MAMS
MAM Software Group Inc. New
MAMS
+$2.05M
4
GLD icon
SPDR Gold Trust
GLD
+$1M
5
FRAN
Francesca's Holdings Corporation
FRAN
+$306K

Sector Composition

Rank Sector Weight
1 Industrials 30.15%
2 Technology 19.33%
3 Consumer Staples 18.41%
4 Healthcare 11.59%
5 Consumer Discretionary 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZC
1
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
$41.9M 14.17%
2,117,911
– –
OME
2
DELISTED
Omega Protein
OME
$33.1M 11.18%
1,490,494
-197,423
-12% -$4.11M
LFCR icon
3
Lifecore Biomedical
LFCR
$166M
$31.7M 10.73%
2,682,400
+17,400
+0.7% +$214K
MAMS
4
DELISTED
MAM Software Group Inc. New
MAMS
$22.6M 7.63%
3,247,524
-299,503
-8% -$2.05M
NATR icon
5
Nature's Sunshine
NATR
$354M
$21.4M 7.22%
2,111,553
+65,553
+3% +$761K
BB icon
6
BlackBerry
BB
$4.98B
$18.6M 6.27%
2,000,000
– –
DLHC icon
7
DLH Holdings
DLHC
$70.7M
$18.4M 6.21%
4,377,286
– –
JASN
8
DELISTED
Jason Industries, Inc.
JASN
$12.3M 4.15%
3,250,182
+175,655
+6% +$696K
HCOM
9
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$9.94M 3.36%
400,000
+40,000
+11% +$951K
GLPW
10
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$9.83M 3.32%
2,825,526
+42,800
+2% +$182K
SUMR
11
DELISTED
Summer Infant, Inc.
SUMR
$9.14M 3.09%
455,401
+51,316
+13% +$879K
PRMW
12
DELISTED
Primo Water Corporation
PRMW
$8M 2.7%
1,000,000
-793,180
-44% -$6.79M
KOP icon
13
Koppers
KOP
$943M
$5.18M 1.75%
284,043
+10,100
+4% +$205K
MVC
14
DELISTED
MVC Capital, Inc.
MVC
$4.37M 1.48%
592,659
+342,853
+137% +$2.77M
WLB
15
DELISTED
Westmoreland Coal Company
WLB
$4.03M 1.36%
685,951
+378,192
+123% +$3.06M
CLAR icon
16
Clarus
CLAR
$123M
$3.93M 1.33%
+893,956
New +$4.39M
CKP
17
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$3.9M 1.32%
+621,313
New +$4.19M
SANW
18
DELISTED
S&W Seed Co
SANW
$3.24M 1.1%
+40,405
New +$3.41M
LAYN
19
DELISTED
Layne Christensen Co
LAYN
$3.2M 1.08%
608,915
+288,215
+90% +$1.72M
OPCH icon
20
Option Care Health
OPCH
$3.45B
$2.54M 0.86%
362,500
+17,500
+5% +$140K
SMTX
21
DELISTED
SMTC Corporation
SMTX
$2.22M 0.75%
1,433,982
– –
WHLM
22
DELISTED
Wilhelmina International, Inc
WHLM
$2.17M 0.74%
305,998
+3,700
+1% +$25.6K
REGI
23
DELISTED
Renewable Energy Group, Inc.
REGI
$1.86M 0.63%
+200,000
New +$1.68M
UWN
24
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$1.74M 0.59%
772,188
– –
SQBG
25
DELISTED
Sequential Brands Group, Inc.
SQBG
$1.5M 0.51%
+4,740
New +$2.04M
1
2

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SF
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CWMS
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PWAM
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OCM
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Wynnefield Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Wynnefield Capital held 37 positions worth $296M, up 18% from $250M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Wynnefield Capital deployed $17.3M of net new capital in Q4 2015, opening 7 new positions and adding to 17 existing holdings. Its largest new stake was Clarus: 893,956 shares worth $3.93M.

By sector, the portfolio is most concentrated in Industrials at 30% of assets, up from 28% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Primo Water Corporation, an estimated $6.79M trimmed.

  • Wynnefield Capital's largest Q4 2015 buy was Clarus: 893,956 shares worth $3.93M.
  • Wynnefield Capital added most to Westmoreland Coal Company in Q4 2015, an estimated $3.06M increase.
  • Wynnefield Capital's biggest Q4 2015 reduction was Primo Water Corporation, cutting an estimated $6.79M.
  • Wynnefield Capital fully exited SPDR Gold Trust in Q4 2015, selling an estimated $1M.
  • Wynnefield Capital's ten largest holdings make up 74% of its $296M portfolio in Q4 2015.
  • Wynnefield Capital opened 7 new positions and closed 2 in Q4 2015.
  • Wynnefield Capital's portfolio value rose 18% quarter-over-quarter to $296M.

Based on Wynnefield Capital's 13F filing for Q4 2015, filed 16 Feb 2016.