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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+14.54%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$259M
AUM Growth
+$40.7M
Cap. Flow
+$15.9M
Cap. Flow %
6.13%
Top 10 Hldgs %
97.06%
Holding
25
New
4
Increased
7
Reduced
2
Closed
2

Top Buys

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$10.1M
2
STKL
SunOpta
STKL
+$3.39M
3
AEM icon
Agnico Eagle Mines
AEM
+$2M
4
HGBL icon
Heritage Global
HGBL
+$1.31M
5
QRHC icon
Quest Resource Holding
QRHC
+$775K

Top Sells

Rank Stock Value
1
CLAR icon
Clarus
CLAR
+$1.13M
2
GLDD
Great Lakes Dredge & Dock
GLDD
+$1.11M
3
GVA icon
Granite Construction
GVA
+$190K
4
CDRE icon
Cadre Holdings
CDRE
+$151K

Sector Composition

Rank Sector Weight
1 Industrials 49.87%
2 Consumer Staples 20.29%
3 Healthcare 18.39%
4 Materials 9.63%
5 Technology 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLHC icon
1
DLH Holdings
DLHC
$70.7M
$58M 22.42%
3,681,421
– –
CDRE icon
2
Cadre Holdings
CDRE
$1.32B
$47.3M 18.3%
1,439,254
-5,000
-0.3% -$151K
NATR icon
3
Nature's Sunshine
NATR
$354M
$42.8M 16.54%
2,473,686
– –
LFCR icon
4
Lifecore Biomedical
LFCR
$166M
$30.5M 11.78%
4,923,545
– –
AEM icon
5
Agnico Eagle Mines
AEM
$73.6B
$21.9M 8.48%
400,000
+40,000
+11% +$2M
QRHC icon
6
Quest Resource Holding
QRHC
$26.8M
$19.8M 7.66%
2,703,773
+108,084
+4% +$775K
CTLT
7
DELISTED
CATALENT, INC.
CTLT
$16M 6.17%
355,000
+250,000
+238% +$10.1M
STKL
8
DELISTED
SunOpta
STKL
$9.71M 3.75%
1,774,550
+774,550
+77% +$3.39M
SANW
9
DELISTED
S&W Seed Co
SANW
$2.98M 1.15%
223,718
+9,474
+4% +$122K
TPCS icon
10
TechPrecision Corp
TPCS
$47.3M
$2.09M 0.81%
403,857
+10,000
+3% +$65.3K
GLDD
11
DELISTED
Great Lakes Dredge & Dock
GLDD
$1.65M 0.64%
214,266
-152,859
-42% -$1.11M
TLS icon
12
Telos
TLS
$332M
$1.46M 0.56%
400,000
+50,000
+14% +$166K
SIL icon
13
Global X Silver Miners ETF NEW
SIL
$3.98B
$1.42M 0.55%
50,000
– –
HGBL icon
14
Heritage Global
HGBL
$40.3M
$1.24M 0.48%
+446,030
New +$1.31M
APLS
15
DELISTED
Apellis Pharmaceuticals
APLS
$599K 0.23%
10,000
– –
NOTV
16
DELISTED
Inotiv
NOTV
$551K 0.21%
+150,000
New +$379K
SOTK icon
17
Sono-Tek
SOTK
$81.3M
$276K 0.11%
50,950
– –
NNBR icon
18
NN Inc
NNBR
$255M
$113K 0.04%
28,128
– –
TURN
19
DELISTED
180 Degree Capital
TURN
$103K 0.04%
25,000
– –
GVP
20
DELISTED
GSE Systems, Inc.
GVP
$60.3K 0.02%
+30,000
New +$81.4K
RGS icon
21
Regis Corp
RGS
$68.4M
$47.2K 0.02%
+4,999
New +$47.7K
SCTL
22
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$4.56K ﹤0.01%
13,000
– –
CLAR icon
23
Clarus
CLAR
$123M
– –
-150,000
Closed -$1.13M
GVA icon
24
Granite Construction
GVA
$5.29B
– –
-5,000
Closed -$190K

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NLA
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EW
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SF
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CWMS
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PWAM
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OCM
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KFS
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Wynnefield Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Wynnefield Capital held 25 positions worth $259M, up 19% from $218M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Wynnefield Capital deployed $15.9M of net new capital in Q4 2023, opening 4 new positions and adding to 7 existing holdings. Its largest new stake was Heritage Global: 446,030 shares worth $1.24M.

By sector, the portfolio is most concentrated in Industrials at 50% of assets, up from 49% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Great Lakes Dredge & Dock, an estimated $1.11M trimmed.

  • Wynnefield Capital's largest Q4 2023 buy was Heritage Global: 446,030 shares worth $1.24M.
  • Wynnefield Capital added most to CATALENT, INC. in Q4 2023, an estimated $10.1M increase.
  • Wynnefield Capital's biggest Q4 2023 reduction was Great Lakes Dredge & Dock, cutting an estimated $1.11M.
  • Wynnefield Capital fully exited Clarus in Q4 2023, selling an estimated $1.13M.
  • Wynnefield Capital's ten largest holdings make up 97% of its $259M portfolio in Q4 2023.
  • Wynnefield Capital opened 4 new positions and closed 2 in Q4 2023.
  • Wynnefield Capital's portfolio value rose 19% quarter-over-quarter to $259M.

Based on Wynnefield Capital's 13F filing for Q4 2023, filed 14 Feb 2024.