Wynnefield Capital’s NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) NES Stock Holding History

Wynnefield Capital’s Portfolio NES Stock Details NES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-79,419	Closed	-$929K	–	27
2014 Q3	$929K	Sell	79,419 -15,000	-16%	-$238K	0.43%	22
2014 Q2	$1.9M	Hold	94,419	–	–	0.87%	18
2014 Q1	$1.92M	Sell	94,419 -60,000	-39%	-$961K	0.94%	19
2013 Q4	$2.14M	Sell	154,419 -485,581	-76%	-$9.35M	0.96%	21
2013 Q3	$14.2M	Buy	640,000 +334,000	+109%	+$9.43M	5.36%	7
2013 Q2	$8.7M	Buy	+306,000	New	+$10.6M	3.27%	11

Other funds holding NES

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

WAM

Water Asset Management New York $43.6M AUM 40.7% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

RCM

Riverloft Capital Management Miami Beach, Florida $148M AUM 4.56% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

Wynnefield Capital's NES Position: Q4 2014 in Review

Wynnefield Capital sold out of NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) (NES) in Q4 2014, closing a stake of 79,419 shares — an estimated $929K sold.

Wynnefield Capital first reported a position in NES in Q2 2013 and held it in 6 quarters. The position peaked at $14.2M in Q3 2013. 84 funds tracked by Wall St. Rank hold NES as of Q4 2014.

Wynnefield Capital reported no remaining NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position as of Q4 2014 after selling out during the quarter.
Wynnefield Capital sold 79,419 NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) shares in Q4 2014, an estimated $929K.
Wynnefield Capital first reported a position in NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q2 2013 and held it in 6 quarters.
Wynnefield Capital's NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) position peaked at $14.2M in Q3 2013.
84 funds tracked by Wall St. Rank held NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) as of Q4 2014.

Based on Wynnefield Capital's 13F filing for Q4 2014, filed 17 Feb 2015.