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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-5.19%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$273M
AUM Growth
-$4.65M
Cap. Flow
+$16.8M
Cap. Flow %
6.16%
Top 10 Hldgs %
67.86%
Holding
38
New
3
Increased
11
Reduced
2
Closed
1

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$4.9M
2
MVC
MVC Capital, Inc.
MVC
+$1.74M
3
CLAR icon
Clarus
CLAR
+$1.56M
4
SANW
S&W Seed Co
SANW
+$1.2M
5
NEPT
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
+$870K

Top Sells

Rank Stock Value
1
OME
Omega Protein
OME
+$466K
2
BB icon
BlackBerry
BB
+$356K
3
MICR
Micron Solutions, Inc.
MICR
+$13K

Sector Composition

Rank Sector Weight
1 Industrials 28.81%
2 Technology 14.73%
3 Healthcare 14.16%
4 Consumer Staples 10.29%
5 Consumer Discretionary 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IW
26
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$1.15M 0.42%
1,093,000
– –
IAU icon
27
iShares Gold Trust
IAU
$62.9B
$1.12M 0.41%
46,500
– –
GLDD
28
DELISTED
Great Lakes Dredge & Dock
GLDD
$400K 0.15%
100,000
– –
TREC
29
DELISTED
Trecora Resources
TREC
$328K 0.12%
29,512
– –
REGI
30
DELISTED
Renewable Energy Group, Inc.
REGI
$106K 0.04%
10,141
– –
ALJJ
31
DELISTED
ALJ Regional Holdings Inc
ALJJ
$60K 0.02%
16,200
– –
MU icon
32
Micron Technology
MU
$930B
$14K 0.01%
+3,363
New +$82.1K
MICR
33
DELISTED
Micron Solutions, Inc.
MICR
– –
-3,363
Closed -$13K
1
2

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SF
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CWMS
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Wynnefield Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Wynnefield Capital held 38 positions worth $273M, down 1.7% from $278M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Wynnefield Capital deployed $16.8M of net new capital in Q1 2017, opening 3 new positions and adding to 11 existing holdings. Its largest new stake was Babcock & Wilcox: 35,000 shares worth $3.27M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, down from 30% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omega Protein, an estimated $466K trimmed.

  • Wynnefield Capital's largest Q1 2017 buy was Babcock & Wilcox: 35,000 shares worth $3.27M.
  • Wynnefield Capital added most to MVC Capital, Inc. in Q1 2017, an estimated $1.74M increase.
  • Wynnefield Capital's biggest Q1 2017 reduction was Omega Protein, cutting an estimated $466K.
  • Wynnefield Capital fully exited Micron Solutions, Inc. in Q1 2017, selling an estimated $13K.
  • Wynnefield Capital's ten largest holdings make up 68% of its $273M portfolio in Q1 2017.
  • Wynnefield Capital opened 3 new positions and closed 1 in Q1 2017.
  • Wynnefield Capital's portfolio value fell 1.7% quarter-over-quarter to $273M.

Based on Wynnefield Capital's 13F filing for Q1 2017, filed 15 May 2017.