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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$278M
AUM Growth
-$21.3M
Cap. Flow
-$30.7M
Cap. Flow %
-11.05%
Top 10 Hldgs %
73.35%
Holding
40
New
–
Increased
6
Reduced
6
Closed
5

Top Buys

Rank Stock Value
1
XRM
Xerium Technologies Inc (new)
XRM
+$4.07M
2
SUMR
Summer Infant, Inc.
SUMR
+$2.13M
3
OPCH icon
Option Care Health
OPCH
+$435K
4
NEPT
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
+$223K

Top Sells

Rank Stock Value
1
OME
Omega Protein
OME
+$8.1M
2
KOP icon
Koppers
KOP
+$7.68M
3
BB icon
BlackBerry
BB
+$7.54M
4
NVRI icon
Enviri
NVRI
+$3.77M
5
TGI
Triumph Group
TGI
+$2.85M

Sector Composition

Rank Sector Weight
1 Industrials 30.32%
2 Healthcare 14.73%
3 Technology 14.63%
4 Consumer Staples 14.35%
5 Consumer Discretionary 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
26
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$972K 0.35%
714
+146
+26% +$223K
GLDD
27
DELISTED
Great Lakes Dredge & Dock
GLDD
$420K 0.15%
100,000
– –
TREC
28
DELISTED
Trecora Resources
TREC
$409K 0.15%
29,512
– –
REGI
29
DELISTED
Renewable Energy Group, Inc.
REGI
$98K 0.04%
10,141
– –
ALJJ
30
DELISTED
ALJ Regional Holdings Inc
ALJJ
$71K 0.03%
16,200
– –
MICR
31
DELISTED
Micron Solutions, Inc.
MICR
$13K ﹤0.01%
3,363
– –
KOP icon
32
Koppers
KOP
$943M
– –
-238,820
Closed -$7.68M
TGI
33
DELISTED
Triumph Group
TGI
– –
-102,120
Closed -$2.85M
RLOG
34
DELISTED
Rand Logistics, Inc.
RLOG
– –
-100,000
Closed -$76K
HAMP
35
DELISTED
HAMPSHIRE GROUP LTD
HAMP
– –
-1,186,463
Closed -$17K
1
2

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Wynnefield Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Wynnefield Capital held 40 positions worth $278M, down 7.1% from $299M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Wynnefield Capital withdrew a net $30.7M in Q4 2016, closing 5 positions and reducing 6 holdings. Its most notable exit was Koppers, an estimated $7.68M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 30% of assets, up from 26% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Wynnefield Capital added an estimated $4.07M to Xerium Technologies Inc (new).

  • Wynnefield Capital added most to Xerium Technologies Inc (new) in Q4 2016, an estimated $4.07M increase.
  • Wynnefield Capital's biggest Q4 2016 reduction was Omega Protein, cutting an estimated $8.1M.
  • Wynnefield Capital fully exited Koppers in Q4 2016, selling an estimated $7.68M.
  • Wynnefield Capital's ten largest holdings make up 73% of its $278M portfolio in Q4 2016.
  • Wynnefield Capital opened 0 new positions and closed 5 in Q4 2016.
  • Wynnefield Capital's portfolio value fell 7.1% quarter-over-quarter to $278M.

Based on Wynnefield Capital's 13F filing for Q4 2016, filed 14 Feb 2017.