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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSI
201
DELISTED
Life Storage, Inc.
LSI
$5.3M 0.04%
46,205
+2,920
+7% +$347K
TMTS
202
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$5.21M 0.04%
+514,515
New +$5.17M
NXDR
203
Nextdoor Holdings
NXDR
$983M
$5.11M 0.04%
501,958
+250,979
+100% +$2.58M
MIR icon
204
Mirion Technologies
MIR
$3.74B
$5.11M 0.04%
500,000
-102,349
-17% -$1.03M
AHPAU
205
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$5.09M 0.04%
+501,958
New +$5.05M
IRT icon
206
Independence Realty Trust
IRT
$4B
$5.08M 0.04%
249,800
-18,900
-7% -$376K
TACA
207
DELISTED
Trepont Acquisition Corp I
TACA
$5.08M 0.04%
509,661
+125,490
+33% +$1.24M
ENPC
208
DELISTED
Executive Network Partnering Corporation
ENPC
$5.08M 0.04%
517,178
– –
ARGUU
209
DELISTED
Argus Capital Corp. Unit
ARGUU
$5.07M 0.04%
+501,958
New +$5.07M
DTRTU
210
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
$5.07M 0.04%
+501,958
New +$5.06M
IPOD
211
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$5.06M 0.04%
499,982
– –
WQGA.U
212
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$5.04M 0.04%
+501,958
New +$5.02M
CONX
213
DELISTED
CONX Corp. Class A Common Stock
CONX
$5.03M 0.04%
513,396
– –
CHPM
214
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$5.03M 0.04%
501,958
– –
MUDS
215
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$5.03M 0.04%
+505,244
New +$5.31M
PPGH
216
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$5.02M 0.04%
509,163
+109,572
+27% +$1.07M
ZTAQU
217
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$5M 0.04%
+501,958
New +$5.04M
FTVI
218
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
$5M 0.04%
+501,958
New +$4.89M
DGNS
219
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$4.99M 0.04%
+501,958
New +$4.98M
GWH icon
220
ESS Tech
GWH
$19.8M
$4.99M 0.04%
33,302
-60
-0.2% -$8.94K
SCVX
221
DELISTED
SCVX Corp.
SCVX
$4.98M 0.04%
501,925
– –
WRK
222
DELISTED
WestRock Company
WRK
$4.98M 0.04%
100,000
-125,000
-56% -$6.31M
NOAC
223
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$4.98M 0.04%
507,734
– –
SWBK
224
DELISTED
Switchback II Corporation
SWBK
$4.98M 0.04%
499,982
-250,979
-33% -$2.49M
BTAQ
225
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$4.97M 0.04%
499,982
– –
7 8
9
10 11

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.