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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LSI
201
DELISTED
Life Storage, Inc.
LSI
$5.3M 0.04%
46,205
+2,920
+7% +$347K
2020 Q1
6 quarters
TMTS icon
202
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$5.21M 0.04%
+514,515
New +$5.17M
2021 Q3
0 quarters
NXDR icon
203
Nextdoor Holdings
NXDR
$994M
$5.11M 0.04%
501,958
+250,979
+100% +$2.58M
2021 Q1
2 quarters
MIR icon
204
Mirion Technologies
MIR
$4.14B
$5.11M 0.04%
500,000
-102,349
-17% -$1.03M
2020 Q4
3 quarters
AHPAU
205
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$5.09M 0.04%
+501,958
New +$5.05M
2021 Q3
0 quarters
IRT icon
206
Independence Realty Trust
IRT
$3.48B
$5.08M 0.04%
249,800
-18,900
-7% -$376K
2020 Q4
3 quarters
TACA
207
DELISTED
Trepont Acquisition Corp I
TACA
$5.08M 0.04%
509,661
+125,490
+33% +$1.24M
2021 Q1
2 quarters
ENPC
208
DELISTED
Executive Network Partnering Corporation
ENPC
$5.08M 0.04%
517,178
– –
2020 Q4
3 quarters
ARGUU
209
DELISTED
Argus Capital Corp. Unit
ARGUU
$5.07M 0.04%
+501,958
New +$5.07M
2021 Q3
0 quarters
DTRTU
210
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
$5.07M 0.04%
+501,958
New +$5.06M
2021 Q3
0 quarters
IPOD
211
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$5.06M 0.04%
499,982
– –
2020 Q4
3 quarters
WQGA.U
212
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$5.04M 0.04%
+501,958
New +$5.02M
2021 Q3
0 quarters
CONX icon
213
DELISTED
CONX Corp. Class A Common Stock
CONX
$5.03M 0.04%
513,396
– –
2020 Q4
3 quarters
CHPM
214
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$5.03M 0.04%
501,958
– –
2020 Q1
6 quarters
MUDS
215
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$5.03M 0.04%
+505,244
New +$5.31M
2021 Q3
0 quarters
PPGH
216
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$5.02M 0.04%
509,163
+109,572
+27% +$1.07M
2021 Q1
2 quarters
ZTAQU
217
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$5M 0.04%
+501,958
New +$5.04M
2021 Q3
0 quarters
FTVI
218
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
$5M 0.04%
+501,958
New +$4.89M
2021 Q3
0 quarters
DGNS
219
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$4.99M 0.04%
+501,958
New +$4.98M
2021 Q3
0 quarters
GWH icon
220
DELISTED
ESS Tech
GWH
$4.99M 0.04%
33,302
-60
-0.2% -$8.94K
2020 Q4
3 quarters
SCVX
221
DELISTED
SCVX Corp.
SCVX
$4.98M 0.04%
501,925
– –
2020 Q2
5 quarters
WRK icon
222
DELISTED
WestRock Company
WRK
$4.98M 0.04%
100,000
-125,000
-56% -$6.31M
2021 Q1
2 quarters
NOAC
223
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$4.98M 0.04%
507,734
– –
2021 Q1
2 quarters
SWBK
224
DELISTED
Switchback II Corporation
SWBK
$4.98M 0.04%
499,982
-250,979
-33% -$2.49M
2021 Q1
2 quarters
BTAQ
225
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$4.97M 0.04%
499,982
– –
2020 Q4
3 quarters
7 8
9
10 11

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.