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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
201
Entergy
ETR
$49.7B
$2.35M 0.05%
+50,000
New +$2.43M
QFIN icon
202
Qfin Holdings
QFIN
$1.59B
$2.29M 0.05%
213,455
-3,951
-2% -$36K
JCI icon
203
Johnson Controls International
JCI
$93.6B
$2.26M 0.05%
+66,250
New +$2.04M
FIRY
204
CALL
Firy Inc
FIRY
$156M
$2.24M 0.05%
+37,406
New +$7.67M
COLD icon
205
Americold
COLD
$4.11B
$2.19M 0.05%
60,400
+50,700
+523% +$1.73M
AVPT icon
206
CALL
AvePoint
AVPT
$2.71B
$2.19M 0.05%
1,187,500
-62,500
-5% -$618K
SPCE icon
207
Virgin Galactic
SPCE
$377M
$2.14M 0.05%
6,549
+5,539
+548% +$1.82M
INVH icon
208
Invitation Homes
INVH
$18B
$2.13M 0.05%
77,462
+51,162
+195% +$1.28M
CTRE icon
209
CareTrust REIT
CTRE
$9.72B
$2.13M 0.05%
+123,930
New +$2.16M
BKNG icon
210
Booking.com
BKNG
$156B
$2.07M 0.05%
+32,500
New +$1.98M
FOUR icon
211
Shift4
FOUR
$3.44B
$2.05M 0.05%
+57,674
New +$2.11M
OXY icon
212
PUT
Occidental Petroleum
OXY
$56B
$2.04M 0.05%
8,094,500
+575,000
+8% +$9.06M
ZTO icon
213
ZTO Express
ZTO
$18.3B
$2.01M 0.04%
+54,645
New +$1.74M
AAL icon
214
American Airlines Group
AAL
$10.6B
$1.96M 0.04%
+150,000
New +$1.82M
AMT icon
215
American Tower
AMT
$79.8B
$1.94M 0.04%
7,500
+5,600
+295% +$1.39M
FE icon
216
FirstEnergy
FE
$27.4B
$1.94M 0.04%
+50,000
New +$2.07M
EXR icon
217
Extra Space Storage
EXR
$31.6B
$1.84M 0.04%
19,900
+11,300
+131% +$1.05M
SILK
218
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$1.84M 0.04%
43,828
+24,488
+127% +$940K
VNET
219
VNET Group
VNET
$2B
$1.83M 0.04%
76,529
-366,613
-83% -$5.91M
EXC icon
220
Exelon
EXC
$46.7B
$1.81M 0.04%
+70,100
New +$1.86M
CMS icon
221
CMS Energy
CMS
$22.3B
$1.75M 0.04%
+30,000
New +$1.74M
PPL
222
PPL Corp
PPL
$26B
$1.74M 0.04%
+67,500
New +$1.76M
OPLN
223
Openlane
OPLN
$4.62B
$1.72M 0.04%
+125,000
New +$1.72M
BILL icon
224
BILL Holdings
BILL
$4.68B
$1.71M 0.04%
19,000
-22,402
-54% -$1.44M
AFYA icon
225
Afya
AFYA
$1.27B
$1.7M 0.04%
72,574
+773
+1% +$15.9K
7 8
9
10 11

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.