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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
201
Bank of New York Mellon
BNY
$108B
$4.38M 0.08%
119,008
-11,560
-9% -$419K
IYR icon
202
iShares US Real Estate ETF
IYR
$4.63B
$4.35M 0.08%
+55,839
New +$4.05M
DHI icon
203
D.R. Horton
DHI
$40.8B
$4.3M 0.08%
142,285
-48,736
-26% -$1.34M
SRCI
204
DELISTED
SRC Energy Inc
SRCI
$4.27M 0.08%
550,025
+6,917
+1% +$46.4K
AFFX
205
DELISTED
Affymetrix Inc
AFFX
$4.26M 0.08%
+303,833
New +$4.16M
INTU icon
206
Intuit
INTU
$88.1B
$4.16M 0.08%
40,000
-75,000
-65% -$7.24M
GWB
207
DELISTED
Great Western Bancorp, Inc.
GWB
$4.09M 0.08%
150,000
+100,299
+202% +$2.57M
LVS icon
208
Las Vegas Sands
LVS
$29.9B
$4.09M 0.08%
79,100
-87,300
-52% -$4M
MAR icon
209
Marriott International
MAR
$93.8B
$4.06M 0.07%
57,000
-7,000
-11% -$458K
MPC icon
210
CALL
Marathon Petroleum
MPC
$84B
$4.01M 0.07%
+2,905,900
New +$110M
FWONK icon
211
Liberty Media Series C
FWONK
$25B
$3.96M 0.07%
+146,992
New +$3.65M
NVRI icon
212
Enviri
NVRI
$630M
$3.93M 0.07%
720,994
-306,002
-30% -$1.77M
ALB icon
213
Albemarle
ALB
$14.8B
$3.92M 0.07%
61,350
+20,742
+51% +$1.14M
META icon
214
Meta Platforms (Facebook)
META
$1.5T
$3.88M 0.07%
34,000
+22,750
+202% +$2.4M
SLCA
215
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$3.87M 0.07%
170,528
-69,880
-29% -$1.3M
RL icon
216
Ralph Lauren
RL
$23.6B
$3.85M 0.07%
+40,000
New +$3.92M
WPM icon
217
Wheaton Precious Metals
WPM
$56.9B
$3.83M 0.07%
+231,288
New +$3.35M
SU icon
218
Suncor Energy
SU
$72.4B
$3.81M 0.07%
136,925
-164,475
-55% -$3.98M
BAC icon
219
Bank of America
BAC
$441B
$3.73M 0.07%
276,058
-313,442
-53% -$4.23M
HBAN icon
220
Huntington Bancshares
HBAN
$35.1B
$3.72M 0.07%
+390,000
New +$3.6M
SRE icon
221
Sempra
SRE
$55.1B
$3.64M 0.07%
+70,000
New +$3.37M
QLIK
222
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$3.62M 0.07%
125,000
+85,000
+213% +$2.13M
HUN icon
223
Huntsman Corp
HUN
$1.78B
$3.52M 0.06%
+264,705
New +$2.73M
PXD
224
DELISTED
Pioneer Natural Resource Co.
PXD
$3.52M 0.06%
25,000
-11,000
-31% -$1.36M
CPE
225
DELISTED
Callon Petroleum Company
CPE
$3.45M 0.06%
38,976
-48,566
-55% -$3.38M
7 8
9
10 11

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.