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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWN
201
DELISTED
Cowen Inc. Class A Common Stock
COWN
$5.5M 0.1%
+311,900
New +$5.13M
DOC icon
202
Healthpeak Properties
DOC
$14.5B
$5.48M 0.1%
155,090
+44,495
+40% +$1.54M
MFA
203
MFA Financial
MFA
$919M
$5.39M 0.1%
173,750
+103,750
+148% +$3.12M
DSX icon
204
Diana Shipping
DSX
$312M
$5.38M 0.1%
+642,322
New +$5.63M
IP icon
205
International Paper
IP
$21.5B
$5.35M 0.1%
+124,933
New +$5.55M
POST icon
206
Post Holdings
POST
$4.09B
$5.34M 0.1%
147,929
-176,427
-54% -$6.33M
OI icon
207
O-I Glass
OI
$1.09B
$5.31M 0.1%
+156,948
New +$5.22M
EQIX icon
208
Equinix
EQIX
$104B
$5.28M 0.1%
+28,582
New +$5.27M
HUBG icon
209
HUB Group
HUBG
$2.83B
$5.24M 0.1%
+262,086
New +$5.3M
DISH
210
DELISTED
DISH Network Corp.
DISH
$5.19M 0.1%
83,411
-4,720
-5% -$275K
ATO icon
211
Atmos Energy
ATO
$28.7B
$5.14M 0.1%
+109,063
New +$5.02M
ECHO
212
EchoStar
ECHO
$25.3B
$5.03M 0.1%
+130,535
New +$5.16M
PWR icon
213
Quanta Services
PWR
$100B
$4.99M 0.09%
135,145
+72,729
+117% +$2.43M
PARA
214
DELISTED
Paramount Global Class B
PARA
$4.98M 0.09%
80,583
+2,402
+3% +$152K
DFT
215
DELISTED
DuPont Fabros Technology Inc.
DFT
$4.96M 0.09%
205,869
-561,753
-73% -$14.1M
LBTYA icon
216
Liberty Global Class A
LBTYA
$3.68B
$4.82M 0.09%
140,373
+62,198
+80% +$2.19M
EMC
217
DELISTED
EMC CORPORATION
EMC
$4.66M 0.09%
169,811
-105,000
-38% -$2.73M
LNCE
218
DELISTED
Snyders-Lance, Inc.
LNCE
$4.63M 0.09%
164,410
-50,000
-23% -$1.36M
LAZ icon
219
Lazard
LAZ
$4.22B
$4.53M 0.09%
96,236
-194,421
-67% -$8.75M
CSIQ icon
220
Canadian Solar
CSIQ
$1.05B
$4.49M 0.09%
+140,000
New +$5.26M
FNB icon
221
FNB Corp
FNB
$6.75B
$4.46M 0.08%
+333,166
New +$4.16M
S
222
DELISTED
Sprint Corporation
S
$4.35M 0.08%
473,301
+138,699
+41% +$1.22M
SNI
223
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$4.29M 0.08%
+56,552
New +$4.41M
SGMO
224
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$4.16M 0.08%
230,000
+166,041
+260% +$3.2M
IBKC
225
DELISTED
IBERIABANK Corp
IBKC
$4.11M 0.08%
58,635
-67,725
-54% -$4.43M
7 8
9
10 11

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.