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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
COWN
201
DELISTED
Cowen Inc. Class A Common Stock
COWN
$5.5M 0.1%
+311,900
New +$5.13M
2014 Q1
0 quarters
DOC icon
202
Healthpeak Properties
DOC
$13B
$5.48M 0.1%
155,090
+44,495
+40% +$1.54M
2013 Q4
1 quarter
MFA icon
203
MFA Financial
MFA
$695M
$5.39M 0.1%
173,750
+103,750
+148% +$3.12M
2013 Q4
1 quarter
DSX icon
204
Diana Shipping
DSX
$351M
$5.38M 0.1%
+642,322
New +$5.63M
2014 Q1
0 quarters
IP icon
205
International Paper
IP
$17B
$5.35M 0.1%
+124,933
New +$5.55M
2014 Q1
0 quarters
POST icon
206
Post Holdings
POST
$3.39B
$5.34M 0.1%
147,929
-176,427
-54% -$6.33M
2013 Q4
1 quarter
OI icon
207
O-I Glass
OI
$934M
$5.31M 0.1%
+156,948
New +$5.22M
2014 Q1
0 quarters
EQIX icon
208
Equinix
EQIX
$101B
$5.28M 0.1%
+28,582
New +$5.27M
2014 Q1
0 quarters
HUBG icon
209
HUB Group
HUBG
$1.58B
$5.24M 0.1%
+262,086
New +$5.3M
2014 Q1
0 quarters
DISH
210
DELISTED
DISH Network Corp.
DISH
$5.19M 0.1%
83,411
-4,720
-5% -$275K
2013 Q2
3 quarters
ATO icon
211
Atmos Energy
ATO
$27.3B
$5.14M 0.1%
+109,063
New +$5.02M
2014 Q1
0 quarters
ECHO icon
212
EchoStar
ECHO
$27.6B
$5.03M 0.1%
+130,535
New +$5.16M
2014 Q1
0 quarters
PWR icon
213
Quanta Services
PWR
$106B
$4.99M 0.09%
135,145
+72,729
+117% +$2.43M
2013 Q4
1 quarter
PARA icon
214
DELISTED
Paramount Global Class B
PARA
$4.98M 0.09%
80,583
+2,402
+3% +$152K
2013 Q3
2 quarters
DFT
215
DELISTED
DuPont Fabros Technology Inc.
DFT
$4.96M 0.09%
205,869
-561,753
-73% -$14.1M
2013 Q4
1 quarter
LBTYA icon
216
Liberty Global Class A
LBTYA
$2.95B
$4.82M 0.09%
140,373
+62,198
+80% +$2.19M
2013 Q4
1 quarter
EMC icon
217
DELISTED
EMC CORPORATION
EMC
$4.66M 0.09%
169,811
-105,000
-38% -$2.73M
2013 Q4
1 quarter
LNCE
218
DELISTED
Snyders-Lance, Inc.
LNCE
$4.63M 0.09%
164,410
-50,000
-23% -$1.36M
2013 Q2
3 quarters
LAZ icon
219
Lazard
LAZ
$3.58B
$4.53M 0.09%
96,236
-194,421
-67% -$8.75M
2013 Q4
1 quarter
CSIQ icon
220
Canadian Solar
CSIQ
$773M
$4.49M 0.09%
+140,000
New +$5.26M
2014 Q1
0 quarters
FNB icon
221
FNB Corp
FNB
$6.07B
$4.46M 0.08%
+333,166
New +$4.16M
2014 Q1
0 quarters
S icon
222
DELISTED
Sprint Corporation
S
$4.35M 0.08%
473,301
+138,699
+41% +$1.22M
2013 Q3
2 quarters
SNI
223
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$4.29M 0.08%
+56,552
New +$4.41M
2014 Q1
0 quarters
SGMO icon
224
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$4.16M 0.08%
230,000
+166,041
+260% +$3.2M
2013 Q3
2 quarters
IBKC
225
DELISTED
IBERIABANK Corp
IBKC
$4.11M 0.08%
58,635
-67,725
-54% -$4.43M
2013 Q4
1 quarter
7 8
9
10 11

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.