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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRE
201
DELISTED
Duke Realty Corp.
DRE
$4.66M 0.09%
+309,744
New +$4.83M
TFCFA
202
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$4.54M 0.08%
+129,045
New +$4.35M
ITB icon
203
iShares US Home Construction ETF
ITB
$2.28B
$4.34M 0.08%
+174,999
New +$3.96M
LVNTA
204
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$4.31M 0.08%
+143,191
New +$3.85M
TWO
205
Two Harbors Investment
TWO
$1.26B
$3.81M 0.07%
+51,250
New +$3.84M
RAD
206
DELISTED
Rite Aid Corporation
RAD
$3.79M 0.07%
37,500
-12,500
-25% -$1.33M
ENT
207
DELISTED
Global Eagle Entertainment Inc.
ENT
$3.72M 0.07%
+10,000
New +$3.07M
CSOD
208
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$3.67M 0.07%
+68,832
New +$3.42M
DOC icon
209
Healthpeak Properties
DOC
$14.5B
$3.66M 0.07%
+110,595
New +$3.94M
S
210
DELISTED
Sprint Corporation
S
$3.6M 0.07%
334,602
+64,230
+24% +$484K
CBL
211
DELISTED
CBL& Associates Properties, Inc.
CBL
$3.59M 0.07%
200,000
+70,977
+55% +$1.33M
H icon
212
Hyatt Hotels
H
$16.9B
$3.46M 0.06%
+70,000
New +$3.3M
TTMI icon
213
TTM Technologies
TTMI
$14.2B
$3.39M 0.06%
+395,400
New +$3.65M
WCIC
214
DELISTED
WCI Communities, Inc.
WCIC
$3.34M 0.06%
175,000
+35,000
+25% +$638K
NBHC icon
215
National Bank Holdings
NBHC
$1.91B
$3.21M 0.06%
150,000
-182,694
-55% -$3.79M
MHK icon
216
Mohawk Industries
MHK
$8.97B
$3.13M 0.06%
21,000
-11,749
-36% -$1.6M
ATVI
217
DELISTED
Activision Blizzard
ATVI
$3.06M 0.06%
+171,592
New +$2.95M
LBTYA icon
218
Liberty Global Class A
LBTYA
$3.68B
$2.87M 0.05%
+78,175
New +$2.62M
RDA
219
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
$2.8M 0.05%
156,622
+96,222
+159% +$1.6M
QVCGA
220
DELISTED
QVC Group Inc Series A
QVCGA
$2.75M 0.05%
+2,279
New +$2.54M
SCI icon
221
Service Corp International
SCI
$11.6B
$2.72M 0.05%
150,000
+50,000
+50% +$908K
XCO
222
DELISTED
Exco Resources
XCO
$2.65M 0.05%
+33,333
New +$2.84M
CSE
223
DELISTED
CAPITALSOURCE INC
CSE
$2.6M 0.05%
180,866
– –
BBD icon
224
Banco Bradesco
BBD
$37.1B
$2.45M 0.05%
+498,391
New +$2.65M
BBY icon
225
Best Buy
BBY
$16.9B
$2.43M 0.04%
+60,992
New +$2.5M
7 8
9
10 11

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.