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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
| $6.05M | 0.05% |
+623,826
| New | +$6.34M |
2021 Q3
0 quarters
|
|
177
DELISTED
Cascade Acquisition Corp.
CAS
| $5.99M | 0.05% |
600,374
+250,979
| +72% | +$2.48M |
2021 Q1
2 quarters
|
|
|
HTPA
178
DELISTED
Highland Transcend Partners I Corp.
HTPA
| $5.96M | 0.05% |
600,374
+100,392
| +20% | +$980K |
2021 Q1
2 quarters
|
|
179
Morningstar
MORN
$7.67B
| $5.94M | 0.05% |
+22,946
| New | +$6.03M |
2021 Q3
0 quarters
|
|
180
P3 Health Partners
PIII
$19.4M
| $5.92M | 0.05% |
12,007
+4,015
| +50% | +$1.98M |
2021 Q2
1 quarter
|
|
|
PRPB
181
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
| $5.92M | 0.05% |
602,349
+100,391
| +20% | +$984K |
2020 Q4
3 quarters
|
|
|
GIIX
182
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
| $5.9M | 0.05% |
600,392
+100,392
| +20% | +$987K |
2021 Q2
1 quarter
|
|
183
Qfin Holdings
QFIN
$754M
| $5.89M | 0.05% |
290,000
+180,000
| +164% | +$4.25M |
2020 Q4
3 quarters
|
|
|
AAQC
184
DELISTED
Accelerate Acquisition Corp
AAQC
| $5.86M | 0.05% |
602,349
+100,391
| +20% | +$971K |
2021 Q2
1 quarter
|
|
|
VAQC
185
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
| $5.85M | 0.05% |
600,392
| – | – |
2021 Q1
2 quarters
|
|
186
Sonos
SONO
$2.04B
| $5.83M | 0.05% |
180,000
-145,000
| -45% | -$5.22M |
2021 Q1
2 quarters
|
|
|
ATVI
187
DELISTED
Activision Blizzard
ATVI
| $5.8M | 0.05% |
75,000
-150,000
| -67% | -$12.5M |
2021 Q1
2 quarters
|
|
188
Mid-America Apartment Communities
MAA
$13.6B
| $5.78M | 0.05% |
30,960
-2,940
| -9% | -$552K |
2019 Q1
10 quarters
|
|
189
VICI Properties
VICI
$25.2B
| $5.74M | 0.05% |
201,950
-32,078
| -14% | -$978K |
2018 Q3
12 quarters
|
|
190
DELISTED
Fathom Digital Manufacturing Corporation
FATH
| $5.67M | 0.04% |
28,764
+3,765
| +15% | +$740K |
2021 Q2
1 quarter
|
|
|
IMPX
191
DELISTED
AEA-Bridges Impact Corp
IMPX
| $5.55M | 0.04% |
567,495
+67,513
| +14% | +$658K |
2020 Q4
3 quarters
|
|
192
DELISTED
Altus Power
AMPS
| $5.54M | 0.04% |
557,644
+57,662
| +12% | +$571K |
2021 Q1
2 quarters
|
|
|
SDAC
193
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
| $5.54M | 0.04% |
567,150
+67,563
| +14% | +$656K |
2021 Q2
1 quarter
|
|
194
Wyndham Hotels & Resorts
WH
$5.5B
| $5.51M | 0.04% |
71,402
+11,862
| +20% | +$851K |
2020 Q3
4 quarters
|
|
195
Cardlytics
CDLX
$12.1M
| $5.46M | 0.04% |
6,500
-500
| -7% | -$507K |
2021 Q1
2 quarters
|
|
|
ARVL
196
DELISTED
Arrival Ordinary Shares
ARVL
| $5.42M | 0.04% |
8,244
+2,939
| +55% | +$1.88M |
2021 Q1
2 quarters
|
|
197
Alight
ALIT
$247M
| $5.4M | 0.04% |
+23,500
| New | +$4.95M |
2021 Q3
0 quarters
|
|
|
FINM
198
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
| $5.37M | 0.04% |
550,375
+100,392
| +22% | +$973K |
2021 Q1
2 quarters
|
|
199
UDR
UDR
$11B
| $5.34M | 0.04% |
100,800
+6,800
| +7% | +$363K |
2021 Q2
1 quarter
|
|
|
IPVI
200
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
| $5.33M | 0.04% |
549,696
| – | – |
2021 Q2
1 quarter
|
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.