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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THCP
176
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$6.05M 0.05%
+623,826
New +$6.34M
CAS
177
DELISTED
Cascade Acquisition Corp.
CAS
$5.99M 0.05%
600,374
+250,979
+72% +$2.48M
HTPA
178
DELISTED
Highland Transcend Partners I Corp.
HTPA
$5.96M 0.05%
600,374
+100,392
+20% +$980K
MORN icon
179
Morningstar
MORN
$7.37B
$5.94M 0.05%
+22,946
New +$6.03M
PIII icon
180
P3 Health Partners
PIII
$36.2M
$5.92M 0.05%
12,007
+4,015
+50% +$1.98M
PRPB
181
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$5.92M 0.05%
602,349
+100,391
+20% +$984K
GIIX
182
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$5.9M 0.05%
600,392
+100,392
+20% +$987K
QFIN icon
183
Qfin Holdings
QFIN
$1.59B
$5.89M 0.05%
290,000
+180,000
+164% +$4.25M
AAQC
184
DELISTED
Accelerate Acquisition Corp
AAQC
$5.86M 0.05%
602,349
+100,391
+20% +$971K
VAQC
185
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$5.85M 0.05%
600,392
– –
SONO icon
186
Sonos
SONO
$1.83B
$5.83M 0.05%
180,000
-145,000
-45% -$5.22M
ATVI
187
DELISTED
Activision Blizzard
ATVI
$5.8M 0.05%
75,000
-150,000
-67% -$12.5M
MAA icon
188
Mid-America Apartment Communities
MAA
$15.5B
$5.78M 0.05%
30,960
-2,940
-9% -$552K
VICI icon
189
VICI Properties
VICI
$29.2B
$5.74M 0.05%
201,950
-32,078
-14% -$978K
FATH
190
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$5.67M 0.04%
28,764
+3,765
+15% +$740K
IMPX
191
DELISTED
AEA-Bridges Impact Corp
IMPX
$5.55M 0.04%
567,495
+67,513
+14% +$658K
AMPS
192
DELISTED
Altus Power
AMPS
$5.54M 0.04%
557,644
+57,662
+12% +$571K
SDAC
193
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$5.54M 0.04%
567,150
+67,563
+14% +$656K
WH icon
194
Wyndham Hotels & Resorts
WH
$5.58B
$5.51M 0.04%
71,402
+11,862
+20% +$851K
CDLX icon
195
Cardlytics
CDLX
$20.7M
$5.46M 0.04%
6,500
-500
-7% -$507K
ARVL
196
DELISTED
Arrival Ordinary Shares
ARVL
$5.42M 0.04%
8,244
+2,939
+55% +$1.88M
ALIT icon
197
Alight
ALIT
$420M
$5.4M 0.04%
+23,500
New +$4.95M
FINM
198
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$5.37M 0.04%
550,375
+100,392
+22% +$973K
UDR icon
199
UDR
UDR
$12.3B
$5.34M 0.04%
100,800
+6,800
+7% +$363K
IPVI
200
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$5.33M 0.04%
549,696
– –
6 7
8
9 10

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.