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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
OXY icon
176
CALL
Occidental Petroleum
OXY
$60.1B
$5.41M 0.11%
800,000
+300,000
+60% +$4.11M
2020 Q3
1 quarter
DNMR icon
177
CALL
DELISTED
Danimer Scientific, Inc.
DNMR
$5.31M 0.11%
11,715
– –
2020 Q2
2 quarters
HLMN icon
178
Hillman Solutions
HLMN
$1.36B
$5.26M 0.11%
+501,875
New +$5.08M
2020 Q4
0 quarters
DMYI.U
179
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$5.2M 0.11%
+456,250
New +$4.79M
2020 Q4
0 quarters
SRTA icon
180
Strata Critical Medical Inc
SRTA
$401M
$5.05M 0.1%
456,250
-684,281
-60% -$6.98M
2019 Q4
4 quarters
AVPT icon
181
CALL
AvePoint
AVPT
$3.1B
$5.04M 0.1%
1,171,452
– –
2019 Q4
4 quarters
SPFR.U
182
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$5.04M 0.1%
+456,250
New +$4.94M
2020 Q4
0 quarters
HAACU
183
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$5.03M 0.1%
+456,250
New +$4.95M
2020 Q4
0 quarters
J icon
184
Jacobs Solutions
J
$16.3B
$5M 0.1%
55,468
+13,154
+31% +$1.11M
2020 Q2
2 quarters
LFTRU
185
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
$4.97M 0.1%
+456,250
New +$4.63M
2020 Q4
0 quarters
LOKB.U
186
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$4.95M 0.1%
+456,250
New +$4.78M
2020 Q4
0 quarters
BDN icon
187
Brandywine Realty Trust
BDN
$461M
$4.95M 0.1%
+415,200
New +$4.46M
2020 Q4
0 quarters
REXR icon
188
Rexford Industrial Realty
REXR
$8.19B
$4.95M 0.1%
100,700
+78,100
+346% +$3.8M
2020 Q2
2 quarters
BFLY icon
189
CALL
Butterfly Network
BFLY
$2.2B
$4.94M 0.1%
+741,077
New +$9.49M
2020 Q4
0 quarters
MRACU
190
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$4.94M 0.1%
+456,250
New +$4.87M
2020 Q4
0 quarters
LEA icon
191
Lear
LEA
$5.82B
$4.92M 0.1%
30,913
+15,913
+106% +$2.24M
2020 Q3
1 quarter
BOWXU
192
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$4.88M 0.1%
+456,250
New +$4.7M
2020 Q4
0 quarters
CZOO icon
193
DELISTED
Cazoo Group Ltd
CZOO
$4.84M 0.1%
+205
New +$4.85M
2020 Q4
0 quarters
HYZN icon
194
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$4.84M 0.1%
+9,125
New +$4.77M
2020 Q4
0 quarters
MOTNU
195
DELISTED
Motion Acquisition Corp. Unit
MOTNU
$4.84M 0.1%
+456,250
New +$4.62M
2020 Q4
0 quarters
IIIIU
196
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
$4.82M 0.1%
+456,250
New +$4.82M
2020 Q4
0 quarters
VIIAU
197
DELISTED
7GC & Co Holdings Unit
VIIAU
$4.81M 0.1%
+456,250
New +$4.76M
2020 Q4
0 quarters
MOTV.U
198
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$4.81M 0.1%
+456,250
New +$4.73M
2020 Q4
0 quarters
QNGY
199
DELISTED
Quanergy Systems, Inc.
QNGY
$4.78M 0.1%
22,813
-22,812
-50% -$4.59M
2020 Q2
2 quarters
BKSY icon
200
BlackSky Technology
BKSY
$856M
$4.78M 0.1%
57,031
-57,342
-50% -$4.67M
2019 Q4
4 quarters
6 7
8
9 10

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.