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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
176
CALL
Occidental Petroleum
OXY
$56B
$5.41M 0.11%
800,000
+300,000
+60% +$4.11M
DNMR
177
CALL
DELISTED
Danimer Scientific, Inc.
DNMR
$5.31M 0.11%
11,715
– –
HLMN icon
178
Hillman Solutions
HLMN
$1.76B
$5.26M 0.11%
+501,875
New +$5.08M
DMYI.U
179
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$5.2M 0.11%
+456,250
New +$4.79M
SRTA
180
Strata Critical Medical Inc
SRTA
$495M
$5.05M 0.1%
456,250
-684,281
-60% -$6.98M
AVPT icon
181
CALL
AvePoint
AVPT
$2.71B
$5.04M 0.1%
1,171,452
– –
SPFR.U
182
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$5.04M 0.1%
+456,250
New +$4.94M
HAACU
183
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$5.03M 0.1%
+456,250
New +$4.95M
J icon
184
Jacobs Solutions
J
$16.9B
$5M 0.1%
55,468
+13,154
+31% +$1.11M
LFTRU
185
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
$4.97M 0.1%
+456,250
New +$4.63M
LOKB.U
186
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$4.95M 0.1%
+456,250
New +$4.78M
BDN
187
Brandywine Realty Trust
BDN
$554M
$4.95M 0.1%
+415,200
New +$4.46M
REXR icon
188
Rexford Industrial Realty
REXR
$8.14B
$4.95M 0.1%
100,700
+78,100
+346% +$3.8M
BFLY icon
189
CALL
Butterfly Network
BFLY
$2.21B
$4.94M 0.1%
+741,077
New +$9.49M
MRACU
190
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$4.94M 0.1%
+456,250
New +$4.87M
LEA icon
191
Lear
LEA
$7.93B
$4.92M 0.1%
30,913
+15,913
+106% +$2.24M
BOWXU
192
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$4.88M 0.1%
+456,250
New +$4.7M
CZOO
193
DELISTED
Cazoo Group Ltd
CZOO
$4.84M 0.1%
+205
New +$4.85M
HYZN
194
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$4.84M 0.1%
+9,125
New +$4.77M
MOTNU
195
DELISTED
Motion Acquisition Corp. Unit
MOTNU
$4.84M 0.1%
+456,250
New +$4.62M
IIIIU
196
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
$4.82M 0.1%
+456,250
New +$4.82M
VIIAU
197
DELISTED
7GC & Co Holdings Unit
VIIAU
$4.81M 0.1%
+456,250
New +$4.76M
MOTV.U
198
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$4.81M 0.1%
+456,250
New +$4.73M
QNGY
199
DELISTED
Quanergy Systems, Inc.
QNGY
$4.78M 0.1%
22,813
-22,812
-50% -$4.59M
BKSY icon
200
BlackSky Technology
BKSY
$1.14B
$4.78M 0.1%
57,031
-57,342
-50% -$4.67M
6 7
8
9 10

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SAG
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ACI
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.