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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRC
176
DELISTED
California Resources Corporation
CRC
$1.29M 0.04%
126,647
+83,247
+192% +$1.07M
BIDU icon
177
Baidu
BIDU
$37.1B
$1.28M 0.04%
+12,500
New +$1.34M
SILK
178
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$1.27M 0.04%
+39,050
New +$1.56M
RNG icon
179
RingCentral
RNG
$5.18B
$1.26M 0.04%
+10,000
New +$1.31M
AFYA icon
180
Afya
AFYA
$1.27B
$1.23M 0.03%
+47,983
New +$1.24M
LAC
181
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1.22M 0.03%
+400,000
New +$1.42M
CNR
182
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.21M 0.03%
200,000
-250,000
-56% -$1.37M
DT icon
183
Dynatrace
DT
$14.2B
$1.19M 0.03%
+63,937
New +$1.45M
FVRR icon
184
Fiverr
FVRR
$331M
$1.14M 0.03%
60,670
+15,070
+33% +$345K
VNTR
185
DELISTED
Venator Materials PLC
VNTR
$1.1M 0.03%
450,000
-300,000
-40% -$954K
TXG icon
186
10x Genomics
TXG
$5.79B
$1.09M 0.03%
+21,644
New +$1.2M
NFINU
187
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$1.01M 0.03%
+100,000
New +$1.01M
NTES icon
188
NetEase
NTES
$83.5B
$974K 0.03%
+18,295
New +$931K
ARKO icon
189
ARKO Corp
ARKO
$818M
$943K 0.03%
+95,287
New +$944K
LITE icon
190
Lumentum
LITE
$65.2B
$937K 0.03%
+17,500
New +$987K
PYX
191
PUT
DELISTED
Pyxus International, Inc.
PYX
$800K 0.02%
94,800
– –
SWKS icon
192
Skyworks Solutions
SWKS
$10.1B
$792K 0.02%
10,000
-142,500
-93% -$11.4M
SENS icon
193
Senseonics Holdings Inc
SENS
$269M
$791K 0.02%
+40,000
New +$969K
MAT icon
194
PUT
Mattel
MAT
$4.21B
$784K 0.02%
1,040,000
+22,500
+2% +$257K
BDN
195
Brandywine Realty Trust
BDN
$554M
$764K 0.02%
+50,400
New +$736K
COR
196
DELISTED
Coresite Realty Corporation
COR
$707K 0.02%
+5,800
New +$664K
HR
197
DELISTED
Healthcare Realty Trust Incorporated
HR
$697K 0.02%
+20,800
New +$681K
GCVRZ
198
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$657K 0.02%
1,162,096
– –
NFLX icon
199
PUT
Netflix
NFLX
$307B
$652K 0.02%
500,000
+200,000
+67% +$6.26M
ACEL icon
200
CALL
Accel Entertainment
ACEL
$998M
$650K 0.02%
+377,000
New +$3.88M
6 7
8
9 10

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.