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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CRC icon
176
DELISTED
California Resources Corporation
CRC
$1.29M 0.04%
126,647
+83,247
+192% +$1.07M
2019 Q2
1 quarter
BIDU icon
177
Baidu
BIDU
$29B
$1.28M 0.04%
+12,500
New +$1.34M
2019 Q3
0 quarters
SILK icon
178
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$1.27M 0.04%
+39,050
New +$1.56M
2019 Q3
0 quarters
RNG icon
179
RingCentral
RNG
$6.62B
$1.26M 0.04%
+10,000
New +$1.31M
2019 Q3
0 quarters
AFYA icon
180
Afya
AFYA
$1.31B
$1.23M 0.03%
+47,983
New +$1.24M
2019 Q3
0 quarters
LAC icon
181
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1.22M 0.03%
+400,000
New +$1.42M
2019 Q3
0 quarters
CNR icon
182
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.21M 0.03%
200,000
-250,000
-56% -$1.37M
2019 Q2
1 quarter
DT icon
183
Dynatrace
DT
$18.4B
$1.19M 0.03%
+63,937
New +$1.45M
2019 Q3
0 quarters
FVRR icon
184
Fiverr
FVRR
$313M
$1.14M 0.03%
60,670
+15,070
+33% +$345K
2019 Q2
1 quarter
VNTR
185
DELISTED
Venator Materials PLC
VNTR
$1.1M 0.03%
450,000
-300,000
-40% -$954K
2018 Q4
3 quarters
TXG icon
186
10x Genomics
TXG
$10.5B
$1.09M 0.03%
+21,644
New +$1.2M
2019 Q3
0 quarters
NFINU
187
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$1.01M 0.03%
+100,000
New +$1.01M
2019 Q3
0 quarters
NTES icon
188
NetEase
NTES
$79.6B
$974K 0.03%
+18,295
New +$931K
2019 Q3
0 quarters
ARKO icon
189
ARKO Corp
ARKO
$461M
$943K 0.03%
+95,287
New +$944K
2019 Q3
0 quarters
LITE icon
190
Lumentum
LITE
$99.9B
$937K 0.03%
+17,500
New +$987K
2019 Q3
0 quarters
PYX
191
PUT
DELISTED
Pyxus International, Inc.
PYX
$800K 0.02%
94,800
– –
2019 Q2
1 quarter
SWKS icon
192
Skyworks Solutions
SWKS
$11.5B
$792K 0.02%
10,000
-142,500
-93% -$11.4M
2018 Q3
4 quarters
SENS icon
193
Senseonics Holdings Inc
SENS
$475M
$791K 0.02%
+40,000
New +$969K
2019 Q3
0 quarters
MAT icon
194
PUT
Mattel
MAT
$4.77B
$784K 0.02%
1,040,000
+22,500
+2% +$257K
2018 Q2
5 quarters
BDN icon
195
Brandywine Realty Trust
BDN
$461M
$764K 0.02%
+50,400
New +$736K
2019 Q3
0 quarters
COR icon
196
DELISTED
Coresite Realty Corporation
COR
$707K 0.02%
+5,800
New +$664K
2019 Q3
0 quarters
HR icon
197
DELISTED
Healthcare Realty Trust Incorporated
HR
$697K 0.02%
+20,800
New +$681K
2019 Q3
0 quarters
GCVRZ
198
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$657K 0.02%
1,162,096
– –
2013 Q2
25 quarters
NFLX icon
199
PUT
Netflix
NFLX
$293B
$652K 0.02%
500,000
+200,000
+67% +$6.26M
2018 Q4
3 quarters
ACEL icon
200
CALL
Accel Entertainment
ACEL
$893M
$650K 0.02%
+377,000
New +$3.88M
2019 Q3
0 quarters
6 7
8
9 10

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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.