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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NKE icon
176
Nike
NKE
$51.6B
$6.26M 0.09%
118,900
+98,900
+495% +$5.58M
2014 Q4
7 quarters
VIAB
177
DELISTED
Viacom Inc. Class B
VIAB
$6.08M 0.09%
+159,622
New +$6.61M
2016 Q3
0 quarters
OVV icon
178
Ovintiv
OVV
$17.7B
$6.04M 0.09%
+115,384
New +$5.18M
2016 Q3
0 quarters
SYF icon
179
Synchrony
SYF
$23.7B
$5.98M 0.09%
+213,447
New +$5.86M
2016 Q3
0 quarters
VMW
180
DELISTED
VMware, Inc
VMW
$5.93M 0.09%
80,784
-31,183
-28% -$2.19M
2014 Q4
7 quarters
SONC
181
DELISTED
Sonic Corp
SONC
$5.88M 0.09%
+224,421
New +$6.18M
2016 Q3
0 quarters
DRI icon
182
Darden Restaurants
DRI
$22.4B
$5.77M 0.09%
+94,164
New +$5.84M
2016 Q3
0 quarters
NAV
183
DELISTED
Navistar International
NAV
$5.77M 0.09%
+252,000
New +$3.83M
2016 Q3
0 quarters
LBTYA icon
184
Liberty Global Class A
LBTYA
$2.95B
$5.74M 0.09%
+167,843
New +$5.33M
2016 Q3
0 quarters
EMLC icon
185
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.94B
$5.72M 0.09%
+150,000
New +$5.68M
2016 Q3
0 quarters
FXI icon
186
iShares China Large-Cap ETF
FXI
$3.95B
$5.7M 0.08%
+150,000
New +$5.5M
2016 Q3
0 quarters
RIG icon
187
Transocean
RIG
$6.15B
$5.67M 0.08%
+532,000
New +$5.62M
2016 Q3
0 quarters
ESV
188
DELISTED
Ensco Rowan plc
ESV
$5.67M 0.08%
166,768
+150,824
+946% +$5.13M
2016 Q2
1 quarter
GSAT icon
189
Globalstar
GSAT
$10.9B
$5.59M 0.08%
307,817
-222,806
-42% -$4.2M
2016 Q2
1 quarter
FMSA
190
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$5.56M 0.08%
655,592
+355,393
+118% +$2.64M
2015 Q3
4 quarters
VXX icon
191
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.47M 0.08%
+40,110
New +$6.41M
2016 Q3
0 quarters
AGCO icon
192
AGCO
AGCO
$7.23B
$5.42M 0.08%
+110,000
New +$5.28M
2016 Q3
0 quarters
CAR icon
193
Avis
CAR
$3.74B
$5.38M 0.08%
157,128
-384,373
-71% -$13.9M
2016 Q2
1 quarter
TAP icon
194
CALL
Molson Coors Class B
TAP
$6.94B
$5.24M 0.08%
+853,700
New +$86.8M
2016 Q3
0 quarters
GNRT
195
DELISTED
Gener8 Maritime, Inc.
GNRT
$5.2M 0.08%
1,016,063
+40,952
+4% +$221K
2015 Q2
5 quarters
NOW icon
196
ServiceNow
NOW
$146B
$5.14M 0.08%
+325,000
New +$4.79M
2016 Q3
0 quarters
SNI
197
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$5.08M 0.08%
+79,961
New +$5.12M
2016 Q3
0 quarters
BAC icon
198
Bank of America
BAC
$380B
$5.04M 0.08%
+322,135
New +$4.8M
2016 Q3
0 quarters
ECHO icon
199
EchoStar
ECHO
$27.6B
$5.01M 0.07%
+141,073
New +$4.47M
2016 Q3
0 quarters
HOS icon
200
Hornbeck Offshore Services, Inc.
HOS
$2.44B
$5.01M 0.07%
615,965
+219,247
+55% +$1.66M
2016 Q2
1 quarter
6 7
8
9 10

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.