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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
176
Oneok
OKE
$55.4B
$7.35M 0.14%
124,000
-174,265
-58% -$10.2M
BHR
177
Braemar Hotels & Resorts
BHR
$146M
$7.29M 0.14%
+486,972
New +$8.05M
SPLK
178
DELISTED
Splunk Inc
SPLK
$7.15M 0.14%
+100,000
New +$8.16M
SLGN icon
179
Silgan Holdings
SLGN
$4.39B
$7.12M 0.13%
+287,470
New +$6.83M
CDR
180
DELISTED
Cedar Realty Trust, Inc
CDR
$7.09M 0.13%
175,758
-4,545
-3% -$188K
SRC
181
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$7.05M 0.13%
143,246
-12,854
-8% -$614K
AAPL icon
182
Apple
AAPL
$4.56T
$7.01M 0.13%
+365,792
New +$6.96M
SNDK
183
DELISTED
SANDISK CORP
SNDK
$6.91M 0.13%
+85,163
New +$6.29M
AGCO icon
184
AGCO
AGCO
$7.12B
$6.66M 0.13%
+120,700
New +$6.46M
NI icon
185
NiSource
NI
$20.8B
$6.5M 0.12%
465,557
-804,859
-63% -$10.9M
TFCFA
186
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6.39M 0.12%
199,926
+70,881
+55% +$2.32M
ICE icon
187
Intercontinental Exchange
ICE
$84.1B
$6.37M 0.12%
160,915
-264,600
-62% -$11.2M
FL
188
DELISTED
Foot Locker
FL
$6.34M 0.12%
135,000
-76,923
-36% -$3.19M
CMCSA icon
189
Comcast
CMCSA
$89.3B
$6.25M 0.12%
250,056
-172,302
-41% -$4.49M
TRNO icon
190
Terreno Realty
TRNO
$7.2B
$6.15M 0.12%
325,000
+45,001
+16% +$810K
OIS icon
191
Oil States International
OIS
$501M
$5.92M 0.11%
+105,000
New +$5.82M
CLDT
192
Chatham Lodging
CLDT
$607M
$5.86M 0.11%
290,000
+10,000
+4% +$206K
EVR icon
193
Evercore
EVR
$12B
$5.84M 0.11%
+105,637
New +$6.04M
DECK icon
194
Deckers Outdoor
DECK
$13.3B
$5.8M 0.11%
+436,182
New +$5.77M
DIS icon
195
Walt Disney
DIS
$182B
$5.77M 0.11%
72,010
-4,311
-6% -$334K
TCPC icon
196
BlackRock TCP Capital
TCPC
$327M
$5.61M 0.11%
+338,658
New +$5.81M
TWI icon
197
Titan International
TWI
$465M
$5.59M 0.11%
+294,421
New +$5.29M
DWA
198
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$5.59M 0.11%
+210,542
New +$6.64M
DKS icon
199
Dick's Sporting Goods
DKS
$17.8B
$5.55M 0.11%
101,657
-110,314
-52% -$5.97M
AMAP
200
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
$5.51M 0.1%
+275,000
New +$5.02M
6 7
8
9 10

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SAG
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ACI
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TCOV
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CGL
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CB
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.