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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
OKE icon
176
Oneok
OKE
$56.6B
$7.35M 0.14%
124,000
-174,265
-58% -$10.2M
2013 Q4
1 quarter
BHR icon
177
Braemar Hotels & Resorts
BHR
$83.1M
$7.29M 0.14%
+486,972
New +$8.05M
2014 Q1
0 quarters
SPLK icon
178
DELISTED
Splunk Inc
SPLK
$7.15M 0.14%
+100,000
New +$8.16M
2014 Q1
0 quarters
SLGN icon
179
Silgan Holdings
SLGN
$3.75B
$7.12M 0.13%
+287,470
New +$6.83M
2014 Q1
0 quarters
CDR
180
DELISTED
Cedar Realty Trust, Inc
CDR
$7.09M 0.13%
175,758
-4,545
-3% -$188K
2013 Q2
3 quarters
SRC
181
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$7.05M 0.13%
143,246
-12,854
-8% -$614K
2013 Q4
1 quarter
AAPL icon
182
Apple
AAPL
$4.91T
$7.01M 0.13%
+365,792
New +$6.96M
2014 Q1
0 quarters
SNDK icon
183
DELISTED
SANDISK CORP
SNDK
$6.91M 0.13%
+85,163
New +$6.29M
2014 Q1
0 quarters
AGCO icon
184
AGCO
AGCO
$7.23B
$6.66M 0.13%
+120,700
New +$6.46M
2014 Q1
0 quarters
NI icon
185
NiSource
NI
$19.5B
$6.5M 0.12%
465,557
-804,859
-63% -$10.9M
2013 Q4
1 quarter
TFCFA
186
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6.39M 0.12%
199,926
+70,881
+55% +$2.32M
2013 Q4
1 quarter
ICE icon
187
Intercontinental Exchange
ICE
$87.7B
$6.37M 0.12%
160,915
-264,600
-62% -$11.2M
2013 Q4
1 quarter
FL icon
188
DELISTED
Foot Locker
FL
$6.34M 0.12%
135,000
-76,923
-36% -$3.19M
2013 Q2
3 quarters
CMCSA icon
189
Comcast
CMCSA
$73.3B
$6.25M 0.12%
250,056
-172,302
-41% -$4.49M
2013 Q4
1 quarter
TRNO icon
190
Terreno Realty
TRNO
$7.06B
$6.15M 0.12%
325,000
+45,001
+16% +$810K
2013 Q2
3 quarters
OIS icon
191
Oil States International
OIS
$493M
$5.92M 0.11%
+105,000
New +$5.82M
2014 Q1
0 quarters
CLDT icon
192
Chatham Lodging
CLDT
$634M
$5.86M 0.11%
290,000
+10,000
+4% +$206K
2013 Q2
3 quarters
EVR icon
193
Evercore
EVR
$10.5B
$5.84M 0.11%
+105,637
New +$6.04M
2014 Q1
0 quarters
DECK icon
194
Deckers Outdoor
DECK
$11.3B
$5.8M 0.11%
+436,182
New +$5.77M
2014 Q1
0 quarters
DIS icon
195
Walt Disney
DIS
$187B
$5.77M 0.11%
72,010
-4,311
-6% -$334K
2013 Q2
3 quarters
TCPC icon
196
BlackRock TCP Capital
TCPC
$336M
$5.61M 0.11%
+338,658
New +$5.81M
2014 Q1
0 quarters
TWI icon
197
Titan International
TWI
$449M
$5.59M 0.11%
+294,421
New +$5.29M
2014 Q1
0 quarters
DWA
198
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$5.59M 0.11%
+210,542
New +$6.64M
2014 Q1
0 quarters
DKS icon
199
Dick's Sporting Goods
DKS
$13.5B
$5.55M 0.11%
101,657
-110,314
-52% -$5.97M
2013 Q3
2 quarters
AMAP
200
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
$5.51M 0.1%
+275,000
New +$5.02M
2014 Q1
0 quarters
6 7
8
9 10

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.