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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
DELISTED
Terran Orbital Corporation
LLAP
| $7.16M | 0.06% |
735,631
| – | – |
2021 Q2
1 quarter
|
|
152
Itron
ITRI
$3.75B
| $7.13M | 0.06% |
+94,346
| New | +$8.08M |
2021 Q3
0 quarters
|
|
|
FLYA.U
153
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
| $7.13M | 0.06% |
+702,741
| New | +$7.15M |
2021 Q3
0 quarters
|
|
154
Booking.com
BKNG
$120B
| $7.12M | 0.06% |
75,000
-20,000
| -21% | -$1.79M |
2021 Q1
2 quarters
|
|
|
DCRDU
155
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
| $7.12M | 0.06% |
+702,741
| New | +$7.07M |
2021 Q3
0 quarters
|
|
|
IPVF
156
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
| $6.95M | 0.05% |
701,335
| – | – |
2021 Q2
1 quarter
|
|
157
DELISTED
Getaround, Inc.
GETR
| $6.94M | 0.05% |
709,332
| – | – |
2021 Q2
1 quarter
|
|
|
LGV
158
DELISTED
Longview Acquisition Corp. II
LGV
| $6.92M | 0.05% |
700,000
| – | – |
2021 Q2
1 quarter
|
|
159
MDU Resources
MDU
$3.94B
| $6.88M | 0.05% |
609,494
+83,517
| +16% | +$1M |
2021 Q2
1 quarter
|
|
160
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
| $6.84M | 0.05% |
900,000
-1,590,000
| -64% | -$701M |
2019 Q4
7 quarters
|
|
|
JUGG
161
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
| $6.83M | 0.05% |
+702,741
| New | +$6.86M |
2021 Q3
0 quarters
|
|
162
Rigetti Computing
RGTI
$4.68B
| $6.83M | 0.05% |
700,457
| – | – |
2021 Q2
1 quarter
|
|
|
SBII
163
DELISTED
Sandbridge X2 Corp.
SBII
| $6.81M | 0.05% |
701,436
+301,175
| +75% | +$2.93M |
2021 Q2
1 quarter
|
|
164
Deere & Co
DE
$167B
| $6.7M | 0.05% |
+20,000
| New | +$7.21M |
2021 Q3
0 quarters
|
|
165
DELISTED
National Storage Affiliates Trust
NSA
| $6.69M | 0.05% |
126,700
+74,900
| +145% | +$4.13M |
2021 Q2
1 quarter
|
|
166
DELISTED
Forge Global Holdings
FRGE
| $6.63M | 0.05% |
44,642
+11,310
| +34% | +$1.66M |
2021 Q1
2 quarters
|
|
|
IPOF
167
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
| $6.6M | 0.05% |
650,569
| – | – |
2020 Q4
3 quarters
|
|
168
Xcel Energy
XEL
$46.1B
| $6.55M | 0.05% |
+104,829
| New | +$7.08M |
2021 Q3
0 quarters
|
|
169
Planet Labs
PL
$6.25B
| $6.4M | 0.05% |
646,177
-54,280
| -8% | -$538K |
2021 Q2
1 quarter
|
|
|
SPKB
170
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
| $6.39M | 0.05% |
652,068
| – | – |
2021 Q2
1 quarter
|
|
|
XPOA
171
DELISTED
DPCM Capital, Inc.
XPOA
| $6.38M | 0.05% |
652,545
| – | – |
2021 Q1
2 quarters
|
|
|
SBEA
172
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
| $6.36M | 0.05% |
650,000
| – | – |
2021 Q2
1 quarter
|
|
173
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
| $6.18M | 0.05% |
+750,937
| New | +$5.68M |
2021 Q3
0 quarters
|
|
174
ZTO Express
ZTO
$15.1B
| $6.08M | 0.05% |
198,125
+148,125
| +296% | +$4.25M |
2021 Q2
1 quarter
|
|
|
CIIGU
175
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
| $6.07M | 0.05% |
+602,349
| New | +$6.07M |
2021 Q3
0 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.