UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.4%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LLAP
151
DELISTED
Terran Orbital Corporation
LLAP
$7.16M 0.06%
735,631
– –
ITRI icon
152
Itron
ITRI
$5.51B
$7.14M 0.06%
+94,346
New +$7.14M
FLYA.U
153
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
$7.13M 0.06%
+702,741
New +$7.13M
BKNG icon
154
Booking.com
BKNG
$178B
$7.12M 0.06%
3,000
-800
-21% -$1.9M
DCRDU
155
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
$7.12M 0.06%
+702,741
New +$7.12M
IPVF
156
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$6.95M 0.05%
701,335
– –
GETR
157
DELISTED
Getaround, Inc.
GETR
$6.94M 0.05%
709,332
– –
LGV
158
DELISTED
Longview Acquisition Corp. II
LGV
$6.92M 0.05%
700,000
– –
MDU icon
159
MDU Resources
MDU
$3.31B
$6.88M 0.05%
609,494
+83,517
+16% +$942K
JUGG
160
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$6.83M 0.05%
+702,741
New +$6.83M
RGTI icon
161
Rigetti Computing
RGTI
$4.89B
$6.83M 0.05%
700,457
– –
SBII
162
DELISTED
Sandbridge X2 Corp.
SBII
$6.81M 0.05%
701,436
+301,175
+75% +$2.92M
DE icon
163
Deere & Co
DE
$128B
$6.7M 0.05%
+20,000
New +$6.7M
NSA icon
164
National Storage Affiliates Trust
NSA
$2.56B
$6.69M 0.05%
126,700
+74,900
+145% +$3.95M
FRGE icon
165
Forge Global Holdings
FRGE
$233M
$6.63M 0.05%
44,642
+11,310
+34% +$1.68M
IPOF
166
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$6.6M 0.05%
650,569
– –
XEL icon
167
Xcel Energy
XEL
$43B
$6.55M 0.05%
+104,829
New +$6.55M
PL icon
168
Planet Labs
PL
$1.98B
$6.4M 0.05%
646,177
-54,280
-8% -$538K
SPKB
169
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$6.39M 0.05%
652,068
– –
XPOA
170
DELISTED
DPCM Capital, Inc.
XPOA
$6.38M 0.05%
652,545
– –
SBEA
171
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
$6.36M 0.05%
650,000
– –
SHCR
172
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$6.18M 0.05%
+750,937
New +$6.18M
ZTO icon
173
ZTO Express
ZTO
$14.7B
$6.08M 0.05%
198,125
+148,125
+296% +$4.54M
CIIGU
174
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$6.07M 0.05%
+602,349
New +$6.07M
THCP
175
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$6.05M 0.05%
+623,826
New +$6.05M
5 6
7
8 9