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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLAP
151
DELISTED
Terran Orbital Corporation
LLAP
$7.16M 0.06%
735,631
– –
ITRI icon
152
Itron
ITRI
$4.5B
$7.13M 0.06%
+94,346
New +$8.08M
FLYA.U
153
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
$7.13M 0.06%
+702,741
New +$7.15M
BKNG icon
154
Booking.com
BKNG
$156B
$7.12M 0.06%
75,000
-20,000
-21% -$1.79M
DCRDU
155
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
$7.12M 0.06%
+702,741
New +$7.07M
IPVF
156
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$6.95M 0.05%
701,335
– –
GETR
157
DELISTED
Getaround, Inc.
GETR
$6.94M 0.05%
709,332
– –
LGV
158
DELISTED
Longview Acquisition Corp. II
LGV
$6.92M 0.05%
700,000
– –
MDU icon
159
MDU Resources
MDU
$4.34B
$6.88M 0.05%
609,494
+83,517
+16% +$1M
SPY icon
160
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$6.84M 0.05%
900,000
-1,590,000
-64% -$701M
JUGG
161
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$6.83M 0.05%
+702,741
New +$6.86M
RGTI icon
162
Rigetti Computing
RGTI
$5.49B
$6.83M 0.05%
700,457
– –
SBII
163
DELISTED
Sandbridge X2 Corp.
SBII
$6.81M 0.05%
701,436
+301,175
+75% +$2.93M
DE icon
164
Deere & Co
DE
$166B
$6.7M 0.05%
+20,000
New +$7.21M
NSA
165
DELISTED
National Storage Affiliates Trust
NSA
$6.69M 0.05%
126,700
+74,900
+145% +$4.13M
FRGE
166
DELISTED
Forge Global Holdings
FRGE
$6.63M 0.05%
44,642
+11,310
+34% +$1.66M
IPOF
167
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$6.6M 0.05%
650,569
– –
XEL icon
168
Xcel Energy
XEL
$48.1B
$6.55M 0.05%
+104,829
New +$7.08M
PL icon
169
Planet Labs
PL
$8.1B
$6.4M 0.05%
646,177
-54,280
-8% -$538K
SPKB
170
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
$6.39M 0.05%
652,068
– –
XPOA
171
DELISTED
DPCM Capital, Inc.
XPOA
$6.38M 0.05%
652,545
– –
SBEA
172
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
$6.36M 0.05%
650,000
– –
SHCR
173
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$6.18M 0.05%
+750,937
New +$5.68M
ZTO icon
174
ZTO Express
ZTO
$18.3B
$6.08M 0.05%
198,125
+148,125
+296% +$4.25M
CIIGU
175
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$6.07M 0.05%
+602,349
New +$6.07M
5 6
7
8 9

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.