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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WUBA
151
DELISTED
58.com Inc
WUBA
$4.59M 0.1%
+85,187
New +$4.39M
JBGS
152
JBG SMITH
JBGS
$707M
$4.53M 0.1%
+153,200
New +$4.75M
AIV
153
Aimco
AIV
$381M
$4.47M 0.1%
891,808
+683,870
+329% +$3.39M
GOTU icon
154
Gaotu Techedu
GOTU
$453M
$4.45M 0.1%
74,238
+49,363
+198% +$1.96M
GDYN icon
155
Grid Dynamics Holdings
GDYN
$615M
$4.29M 0.09%
621,485
-68,348
-10% -$560K
MPC icon
156
Marathon Petroleum
MPC
$84B
$4.21M 0.09%
+112,500
New +$3.61M
LAZR
157
DELISTED
Luminar Technologies
LAZR
$4.19M 0.09%
26,157
-1,376
-5% -$213K
SPY icon
158
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$4.08M 0.09%
1,075,000
-2,025,000
-65% -$593M
OHI icon
159
Omega Healthcare
OHI
$14.8B
$4.04M 0.09%
+135,925
New +$4.03M
LIVK
160
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$3.98M 0.09%
403,750
-21,250
-5% -$207K
DVN icon
161
Devon Energy
DVN
$49.7B
$3.97M 0.09%
+350,000
New +$3.99M
SPY icon
162
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$3.94M 0.09%
1,092,600
+867,600
+386% +$254M
ADN
163
DELISTED
Advent Technologies
ADN
$3.87M 0.09%
12,636
-665
-5% -$204K
SHPW
164
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.77M 0.08%
47,500
-2,500
-5% -$196K
AXTA icon
165
Axalta
AXTA
$8.03B
$3.72M 0.08%
165,000
+87,500
+113% +$1.79M
APTV icon
166
Aptiv
APTV
$9.61B
$3.7M 0.08%
+47,500
New +$3.27M
PTLA
167
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$3.67M 0.08%
+204,017
New +$2.84M
ZEN
168
DELISTED
ZENDESK INC
ZEN
$3.67M 0.08%
41,400
+35,790
+638% +$2.76M
IAA
169
DELISTED
IAA, Inc. Common Stock
IAA
$3.57M 0.08%
+92,500
New +$3.45M
EDU icon
170
New Oriental
EDU
$9.04B
$3.4M 0.08%
26,123
+16,016
+158% +$1.95M
ZS icon
171
Zscaler
ZS
$26.3B
$3.39M 0.08%
+31,000
New +$2.58M
MAA icon
172
Mid-America Apartment Communities
MAA
$15.5B
$3.35M 0.07%
29,200
+23,500
+412% +$2.65M
ETN icon
173
Eaton
ETN
$174B
$3.28M 0.07%
+37,500
New +$3.09M
CTEV
174
CALL
Claritev Corp
CTEV
$458M
$3.25M 0.07%
+27,532
New +$11.1M
LTC
175
LTC Properties
LTC
$2.02B
$3.09M 0.07%
+82,000
New +$2.92M
5 6
7
8 9

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.