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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
151
Extra Space Storage
EXR
$31.6B
$3.24M 0.09%
30,700
-22,000
-42% -$2.4M
ESS icon
152
Essex Property Trust
ESS
$18.3B
$3.23M 0.09%
+10,740
New +$3.39M
LKQ icon
153
LKQ Corp
LKQ
$6.19B
$3.21M 0.09%
+90,000
New +$3.06M
DDOG icon
154
Datadog
DDOG
$81.6B
$3.21M 0.09%
84,862
-6,908
-8% -$249K
LVGO
155
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$3.04M 0.09%
121,506
-5,677
-4% -$136K
WTW icon
156
Willis Towers Watson
WTW
$31.6B
$3.03M 0.09%
15,000
-115,000
-88% -$22M
NET icon
157
Cloudflare
NET
$101B
$2.94M 0.08%
172,343
+55,653
+48% +$947K
SBRA icon
158
Sabra Healthcare REIT
SBRA
$5.34B
$2.92M 0.08%
+136,800
New +$3.06M
EDU icon
159
New Oriental
EDU
$9.04B
$2.73M 0.08%
22,532
+1,785
+9% +$213K
MDLA
160
DELISTED
Medallia, Inc.
MDLA
$2.61M 0.07%
84,000
-2,600
-3% -$76.8K
MNK
161
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2.56M 0.07%
2,008,600
+765,000
+62% +$2.39M
JD icon
162
JD.com
JD
$44.3B
$2.49M 0.07%
70,630
-51,671
-42% -$1.67M
TWTR
163
DELISTED
Twitter, Inc.
TWTR
$2.4M 0.07%
+75,000
New +$2.47M
NOW icon
164
ServiceNow
NOW
$121B
$2.4M 0.07%
42,500
-25,000
-37% -$1.32M
AXTA icon
165
Axalta
AXTA
$8.03B
$2.36M 0.07%
77,500
-110,000
-59% -$3.24M
FISV
166
Fiserv Inc
FISV
$28.9B
$2.31M 0.07%
20,000
-160,000
-89% -$17.7M
ENDP
167
PUT
DELISTED
Endo International plc
ENDP
$2.28M 0.06%
1,885,000
-30,000
-2% -$134K
SABR icon
168
Sabre
SABR
$886M
$2.24M 0.06%
100,000
-330,000
-77% -$7.32M
TCOM icon
169
Trip.com Group
TCOM
$29.1B
$2.23M 0.06%
66,443
+3,943
+6% +$127K
GDYN icon
170
Grid Dynamics Holdings
GDYN
$615M
$2.16M 0.06%
200,000
-177,180
-47% -$1.88M
QFIN icon
171
Qfin Holdings
QFIN
$1.59B
$2.14M 0.06%
219,156
– –
KN icon
172
Knowles
KN
$3.36B
$2.12M 0.06%
100,000
-50,000
-33% -$1.07M
ATVI
173
DELISTED
Activision Blizzard
ATVI
$2.08M 0.06%
+35,000
New +$1.94M
XOP icon
174
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$2.02M 0.06%
+21,331
New +$1.85M
COR
175
DELISTED
Coresite Realty Corporation
COR
$1.99M 0.06%
17,700
+11,900
+205% +$1.38M
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.