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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EXR icon
151
Extra Space Storage
EXR
$28.4B
$3.24M 0.09%
30,700
-22,000
-42% -$2.4M
2018 Q4
4 quarters
ESS icon
152
Essex Property Trust
ESS
$17.5B
$3.23M 0.09%
+10,740
New +$3.39M
2019 Q4
0 quarters
LKQ icon
153
LKQ Corp
LKQ
$5.53B
$3.21M 0.09%
+90,000
New +$3.06M
2019 Q4
0 quarters
DDOG icon
154
Datadog
DDOG
$105B
$3.21M 0.09%
84,862
-6,908
-8% -$249K
2019 Q3
1 quarter
LVGO
155
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$3.04M 0.09%
121,506
-5,677
-4% -$136K
2019 Q3
1 quarter
WTW icon
156
Willis Towers Watson
WTW
$27.5B
$3.03M 0.09%
15,000
-115,000
-88% -$22M
2016 Q1
15 quarters
NET icon
157
Cloudflare
NET
$129B
$2.94M 0.08%
172,343
+55,653
+48% +$947K
2019 Q3
1 quarter
SBRA icon
158
Sabra Healthcare REIT
SBRA
$4.84B
$2.92M 0.08%
+136,800
New +$3.06M
2019 Q4
0 quarters
EDU icon
159
New Oriental
EDU
$9.09B
$2.73M 0.08%
22,532
+1,785
+9% +$213K
2019 Q3
1 quarter
MDLA
160
DELISTED
Medallia, Inc.
MDLA
$2.61M 0.07%
84,000
-2,600
-3% -$76.8K
2019 Q3
1 quarter
MNK
161
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2.56M 0.07%
2,008,600
+765,000
+62% +$2.39M
2019 Q1
3 quarters
JD icon
162
JD.com
JD
$36.6B
$2.49M 0.07%
70,630
-51,671
-42% -$1.67M
2019 Q3
1 quarter
TWTR
163
DELISTED
Twitter, Inc.
TWTR
$2.4M 0.07%
+75,000
New +$2.47M
2019 Q4
0 quarters
NOW icon
164
ServiceNow
NOW
$146B
$2.4M 0.07%
42,500
-25,000
-37% -$1.32M
2018 Q1
7 quarters
AXTA icon
165
Axalta
AXTA
$6.98B
$2.36M 0.07%
77,500
-110,000
-59% -$3.24M
2018 Q4
4 quarters
FISV icon
166
Fiserv Inc
FISV
$24.3B
$2.31M 0.07%
20,000
-160,000
-89% -$17.7M
2019 Q1
3 quarters
ENDP
167
PUT
DELISTED
Endo International plc
ENDP
$2.28M 0.06%
1,885,000
-30,000
-2% -$134K
2018 Q2
6 quarters
SABR icon
168
Sabre
SABR
$767M
$2.24M 0.06%
100,000
-330,000
-77% -$7.32M
2019 Q2
2 quarters
TCOM icon
169
Trip.com Group
TCOM
$24.5B
$2.23M 0.06%
66,443
+3,943
+6% +$127K
2015 Q4
16 quarters
GDYN icon
170
Grid Dynamics Holdings
GDYN
$645M
$2.16M 0.06%
200,000
-177,180
-47% -$1.88M
2019 Q3
1 quarter
QFIN icon
171
Qfin Holdings
QFIN
$754M
$2.14M 0.06%
219,156
– –
2019 Q2
2 quarters
KN icon
172
Knowles
KN
$3.21B
$2.12M 0.06%
100,000
-50,000
-33% -$1.07M
2019 Q2
2 quarters
ATVI
173
DELISTED
Activision Blizzard
ATVI
$2.08M 0.06%
+35,000
New +$1.94M
2019 Q4
0 quarters
XOP icon
174
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
$2.02M 0.06%
+21,331
New +$1.85M
2019 Q4
0 quarters
COR icon
175
DELISTED
Coresite Realty Corporation
COR
$1.99M 0.06%
17,700
+11,900
+205% +$1.38M
2019 Q3
1 quarter
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.