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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEI icon
151
Douglas Emmett
DEI
$1.93B
$2.21M 0.05%
+58,600
New +$2.28M
AMH icon
152
American Homes 4 Rent
AMH
$12.4B
$2.16M 0.05%
98,500
-141,800
-59% -$3.2M
ESS icon
153
Essex Property Trust
ESS
$18.3B
$2.05M 0.05%
8,300
+3,200
+63% +$771K
AA icon
154
Alcoa
AA
$12.5B
$2.02M 0.05%
+50,000
New +$2.17M
ALB icon
155
Albemarle
ALB
$14.8B
$2M 0.05%
20,000
-1,000
-5% -$96.8K
FR icon
156
First Industrial Realty Trust
FR
$8.4B
$1.99M 0.05%
+63,400
New +$2.05M
SPRO icon
157
Spero Therapeutics
SPRO
$73.5M
$1.79M 0.04%
+170,000
New +$1.97M
ANGI icon
158
Angi Inc
ANGI
$201M
$1.77M 0.04%
7,558
-16,154
-68% -$3.11M
ADSK icon
159
Autodesk
ADSK
$51.2B
$1.77M 0.04%
11,362
-3,638
-24% -$514K
BB icon
160
BlackBerry
BB
$5.15B
$1.71M 0.04%
+150,000
New +$1.53M
HUYA
161
Huya Inc
HUYA
$554M
$1.66M 0.04%
+70,451
New +$2.1M
VKTX icon
162
Viking Therapeutics
VKTX
$3.88B
$1.66M 0.04%
+95,000
New +$1.13M
NXST icon
163
Nexstar Media Group
NXST
$5.74B
$1.63M 0.04%
+20,000
New +$1.57M
VOD icon
164
Vodafone
VOD
$37B
$1.61M 0.04%
+74,433
New +$1.73M
GLMD icon
165
Galmed Pharmaceuticals
GLMD
$4.95M
$1.6M 0.04%
653
-41
-6% -$96K
SMPL icon
166
CALL
Simply Good Foods
SMPL
$988M
$1.57M 0.04%
200,000
-70,000
-26% -$1.22M
BBGI icon
167
Beasley Broadcasting Group
BBGI
$42.8M
$1.55M 0.04%
+11,250
New +$1.78M
YTRA icon
168
Yatra Online
YTRA
$55.8M
$1.55M 0.04%
277,824
-26,674
-9% -$147K
INFN
169
DELISTED
Infinera Corporation Common Stock
INFN
$1.44M 0.03%
+197,500
New +$1.68M
DSKE
170
DELISTED
Daseke, Inc. Common Stock
DSKE
$1.44M 0.03%
179,696
-21,869
-11% -$196K
AQMS icon
171
Aqua Metals
AQMS
$9.53M
$1.44M 0.03%
2,785
-240
-8% -$130K
CRSP icon
172
CRISPR Therapeutics
CRSP
$4.99B
$1.33M 0.03%
+30,000
New +$1.57M
SKT icon
173
Tanger
SKT
$4.52B
$1.26M 0.03%
55,000
+11,300
+26% +$267K
MRAM icon
174
Everspin Technologies
MRAM
$367M
$1.19M 0.03%
154,810
+4,712
+3% +$41.5K
ARDX icon
175
Ardelyx
ARDX
$1.2B
$1.18M 0.03%
270,105
-329,895
-55% -$1.37M
5 6
7
8 9

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.