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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
151
Apple
AAPL
$4.56T
$4.18M 0.07%
98,852
+18,852
+24% +$788K
INXN
152
DELISTED
Interxion Holding N.V.
INXN
$4.08M 0.07%
69,177
-13,749
-17% -$761K
ALLE icon
153
Allegion
ALLE
$14.3B
$3.8M 0.07%
+47,710
New +$4M
COF icon
154
Capital One
COF
$135B
$3.68M 0.07%
36,920
-63,080
-63% -$5.76M
ATHM icon
155
Autohome
ATHM
$2.62B
$3.64M 0.06%
+56,258
New +$3.4M
EDU icon
156
New Oriental
EDU
$9.04B
$3.59M 0.06%
38,205
+5,405
+16% +$480K
ZNGA
157
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3.58M 0.06%
894,863
-573,449
-39% -$2.24M
SNA icon
158
Snap-on
SNA
$21.5B
$3.49M 0.06%
20,000
-155,060
-89% -$25.1M
BMS
159
DELISTED
Bemis
BMS
$3.44M 0.06%
72,000
-105,800
-60% -$4.89M
OC icon
160
Owens Corning
OC
$12.1B
$3.31M 0.06%
+36,000
New +$3.03M
DYN
161
DELISTED
Dynegy, Inc.
DYN
$3.27M 0.06%
+276,017
New +$3.08M
SCHW
162
Charles Schwab
SCHW
$187B
$3.26M 0.06%
63,533
-456,448
-88% -$21.4M
GRA
163
DELISTED
W.R. Grace & Co.
GRA
$3.16M 0.06%
+45,000
New +$3.26M
TROW icon
164
T. Rowe Price
TROW
$24.2B
$3.15M 0.06%
+30,000
New +$2.93M
HYACU
165
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$3.04M 0.05%
+307,309
New +$3.07M
IBM icon
166
IBM
IBM
$220B
$3.03M 0.05%
+20,629
New +$3M
KS
167
DELISTED
KapStone Paper and Pack Corp.
KS
$2.99M 0.05%
131,598
-44,677
-25% -$987K
AABA
168
DELISTED
Altaba Inc
AABA
$2.98M 0.05%
42,693
-85,180
-67% -$5.93M
TXRH icon
169
Texas Roadhouse
TXRH
$13.7B
$2.92M 0.05%
+55,472
New +$2.8M
PNC icon
170
PNC Financial Services
PNC
$101B
$2.89M 0.05%
+20,000
New +$2.76M
PFPT
171
DELISTED
Proofpoint, Inc.
PFPT
$2.88M 0.05%
32,440
-60
-0.2% -$5.45K
REVG
172
DELISTED
REV Group
REVG
$2.77M 0.05%
+85,067
New +$2.33M
KGC icon
173
Kinross Gold
KGC
$30.4B
$2.67M 0.05%
+617,274
New +$2.57M
HK
174
DELISTED
Halcon Resources Corporation
HK
$2.65M 0.05%
350,000
-5,000
-1% -$34.3K
TOL icon
175
Toll Brothers
TOL
$14.1B
$2.64M 0.05%
+55,000
New +$2.53M
5 6
7
8 9

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.