We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AAPL icon
151
Apple
AAPL
$4.91T
$4.18M 0.07%
98,852
+18,852
+24% +$788K
2014 Q1
15 quarters
INXN
152
DELISTED
Interxion Holding N.V.
INXN
$4.08M 0.07%
69,177
-13,749
-17% -$761K
2016 Q2
6 quarters
ALLE icon
153
Allegion
ALLE
$12.8B
$3.8M 0.07%
+47,710
New +$4M
2017 Q4
0 quarters
COF icon
154
Capital One
COF
$122B
$3.68M 0.07%
36,920
-63,080
-63% -$5.76M
2017 Q3
1 quarter
ATHM icon
155
Autohome
ATHM
$2.38B
$3.64M 0.06%
+56,258
New +$3.4M
2017 Q4
0 quarters
EDU icon
156
New Oriental
EDU
$9.09B
$3.59M 0.06%
38,205
+5,405
+16% +$480K
2017 Q3
1 quarter
ZNGA
157
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3.58M 0.06%
894,863
-573,449
-39% -$2.24M
2017 Q2
2 quarters
SNA icon
158
Snap-on
SNA
$18.6B
$3.49M 0.06%
20,000
-155,060
-89% -$25.1M
2016 Q3
5 quarters
BMS
159
DELISTED
Bemis
BMS
$3.44M 0.06%
72,000
-105,800
-60% -$4.89M
2017 Q3
1 quarter
OC icon
160
Owens Corning
OC
$9.02B
$3.31M 0.06%
+36,000
New +$3.03M
2017 Q4
0 quarters
DYN icon
161
DELISTED
Dynegy, Inc.
DYN
$3.27M 0.06%
+276,017
New +$3.08M
2017 Q4
0 quarters
SCHW icon
162
Charles Schwab
SCHW
$167B
$3.26M 0.06%
63,533
-456,448
-88% -$21.4M
2013 Q2
18 quarters
GRA
163
DELISTED
W.R. Grace & Co.
GRA
$3.16M 0.06%
+45,000
New +$3.26M
2017 Q4
0 quarters
TROW icon
164
T. Rowe Price
TROW
$22.4B
$3.15M 0.06%
+30,000
New +$2.93M
2017 Q4
0 quarters
HYACU icon
165
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$3.04M 0.05%
+307,309
New +$3.07M
2017 Q4
0 quarters
IBM icon
166
IBM
IBM
$214B
$3.03M 0.05%
+20,629
New +$3M
2017 Q4
0 quarters
KS
167
DELISTED
KapStone Paper and Pack Corp.
KS
$2.99M 0.05%
131,598
-44,677
-25% -$987K
2017 Q2
2 quarters
AABA
168
DELISTED
Altaba Inc
AABA
$2.98M 0.05%
42,693
-85,180
-67% -$5.93M
2017 Q3
1 quarter
TXRH icon
169
Texas Roadhouse
TXRH
$10.6B
$2.92M 0.05%
+55,472
New +$2.8M
2017 Q4
0 quarters
PNC icon
170
PNC Financial Services
PNC
$87.5B
$2.89M 0.05%
+20,000
New +$2.76M
2017 Q4
0 quarters
PFPT
171
DELISTED
Proofpoint, Inc.
PFPT
$2.88M 0.05%
32,440
-60
-0.2% -$5.45K
2017 Q3
1 quarter
REVG icon
172
DELISTED
REV Group
REVG
$2.77M 0.05%
+85,067
New +$2.33M
2017 Q4
0 quarters
KGC icon
173
Kinross Gold
KGC
$28.2B
$2.67M 0.05%
+617,274
New +$2.57M
2017 Q4
0 quarters
HK
174
DELISTED
Halcon Resources Corporation
HK
$2.65M 0.05%
350,000
-5,000
-1% -$34.3K
2017 Q1
3 quarters
TOL icon
175
Toll Brothers
TOL
$12.3B
$2.64M 0.05%
+55,000
New +$2.53M
2017 Q4
0 quarters
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.