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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LVNTA
151
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$9.94M 0.19%
310,297
+167,106
+117% +$5.31M
2013 Q4
1 quarter
LNKD
152
DELISTED
LinkedIn Corporation
LNKD
$9.77M 0.19%
+52,841
New +$10.8M
2014 Q1
0 quarters
SSB icon
153
SouthState Bank Corp
SSB
$9.72B
$9.75M 0.18%
+155,723
New +$9.66M
2014 Q1
0 quarters
PLD icon
154
Prologis
PLD
$123B
$9.71M 0.18%
237,832
-96,568
-29% -$3.81M
2013 Q3
2 quarters
RLJ icon
155
RLJ Lodging Trust
RLJ
$1.71B
$9.69M 0.18%
362,500
-267,500
-42% -$6.83M
2013 Q2
3 quarters
CAA
156
DELISTED
CalAtlantic Group, Inc.
CAA
$9.45M 0.18%
+227,313
New +$9.84M
2014 Q1
0 quarters
PF
157
DELISTED
Pinnacle Foods, Inc.
PF
$9.04M 0.17%
+302,810
New +$8.48M
2014 Q1
0 quarters
PEP icon
158
PepsiCo
PEP
$172B
$9.04M 0.17%
+108,224
New +$8.79M
2014 Q1
0 quarters
VER
159
DELISTED
VEREIT, Inc.
VER
$8.99M 0.17%
+128,250
New +$8.93M
2014 Q1
0 quarters
HUN icon
160
Huntsman Corp
HUN
$1.43B
$8.98M 0.17%
367,934
+60,264
+20% +$1.4M
2013 Q4
1 quarter
KO icon
161
Coca-Cola
KO
$379B
$8.51M 0.16%
220,000
-1,300,000
-86% -$50.2M
2013 Q2
3 quarters
FRC
162
DELISTED
First Republic Bank
FRC
$8.48M 0.16%
+157,039
New +$8.09M
2014 Q1
0 quarters
EWBC icon
163
East-West Bancorp
EWBC
$17.2B
$8.45M 0.16%
231,390
+5,345
+2% +$188K
2013 Q3
2 quarters
HBAN icon
164
Huntington Bancshares
HBAN
$31B
$8.38M 0.16%
+840,139
New +$7.98M
2014 Q1
0 quarters
META icon
165
Meta Platforms (Facebook)
META
$1.83T
$8.36M 0.16%
138,852
+4,907
+4% +$311K
2013 Q2
3 quarters
STAY
166
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$8.25M 0.16%
362,500
+312,500
+625% +$7.82M
2013 Q4
1 quarter
SWFT
167
DELISTED
Swift Transportation Company
SWFT
$8.25M 0.16%
+333,292
New +$7.72M
2014 Q1
0 quarters
GEF icon
168
Greif
GEF
$4.65B
$8.11M 0.15%
154,438
+133,852
+650% +$6.88M
2013 Q3
2 quarters
OXY icon
169
Occidental Petroleum
OXY
$60.1B
$8.09M 0.15%
+88,638
New +$7.92M
2014 Q1
0 quarters
GGP
170
DELISTED
GGP Inc.
GGP
$7.97M 0.15%
+362,500
New +$7.69M
2014 Q1
0 quarters
KMI icon
171
Kinder Morgan
KMI
$72.3B
$7.88M 0.15%
+242,648
New +$8.13M
2014 Q1
0 quarters
VOD icon
172
Vodafone
VOD
$36B
$7.74M 0.15%
210,150
-86,273
-29% -$3.33M
2013 Q2
3 quarters
RF icon
173
Regions Financial
RF
$23B
$7.67M 0.15%
690,402
-1,607,660
-70% -$16.9M
2013 Q3
2 quarters
OHI icon
174
Omega Healthcare
OHI
$13.5B
$7.4M 0.14%
+220,636
New +$7.03M
2014 Q1
0 quarters
REXR icon
175
Rexford Industrial Realty
REXR
$8.19B
$7.39M 0.14%
+521,500
New +$7.14M
2014 Q1
0 quarters
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.