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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVNTA
151
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$9.94M 0.19%
310,297
+167,106
+117% +$5.31M
LNKD
152
DELISTED
LinkedIn Corporation
LNKD
$9.77M 0.19%
+52,841
New +$10.8M
SSB icon
153
SouthState Bank Corp
SSB
$10.5B
$9.75M 0.18%
+155,723
New +$9.66M
PLD icon
154
Prologis
PLD
$130B
$9.71M 0.18%
237,832
-96,568
-29% -$3.81M
RLJ icon
155
RLJ Lodging Trust
RLJ
$1.81B
$9.69M 0.18%
362,500
-267,500
-42% -$6.83M
CAA
156
DELISTED
CalAtlantic Group, Inc.
CAA
$9.45M 0.18%
+227,313
New +$9.84M
PF
157
DELISTED
Pinnacle Foods, Inc.
PF
$9.04M 0.17%
+302,810
New +$8.48M
PEP icon
158
PepsiCo
PEP
$189B
$9.04M 0.17%
+108,224
New +$8.79M
VER
159
DELISTED
VEREIT, Inc.
VER
$8.99M 0.17%
+128,250
New +$8.93M
HUN icon
160
Huntsman Corp
HUN
$1.78B
$8.98M 0.17%
367,934
+60,264
+20% +$1.4M
KO icon
161
Coca-Cola
KO
$374B
$8.51M 0.16%
220,000
-1,300,000
-86% -$50.2M
FRC
162
DELISTED
First Republic Bank
FRC
$8.48M 0.16%
+157,039
New +$8.09M
EWBC icon
163
East-West Bancorp
EWBC
$18.1B
$8.45M 0.16%
231,390
+5,345
+2% +$188K
HBAN icon
164
Huntington Bancshares
HBAN
$35.1B
$8.38M 0.16%
+840,139
New +$7.98M
META icon
165
Meta Platforms (Facebook)
META
$1.5T
$8.36M 0.16%
138,852
+4,907
+4% +$311K
STAY
166
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$8.25M 0.16%
362,500
+312,500
+625% +$7.82M
SWFT
167
DELISTED
Swift Transportation Company
SWFT
$8.25M 0.16%
+333,292
New +$7.72M
GEF icon
168
Greif
GEF
$5.07B
$8.11M 0.15%
154,438
+133,852
+650% +$6.88M
OXY icon
169
Occidental Petroleum
OXY
$55.7B
$8.09M 0.15%
+88,638
New +$7.92M
GGP
170
DELISTED
GGP Inc.
GGP
$7.97M 0.15%
+362,500
New +$7.69M
KMI icon
171
Kinder Morgan
KMI
$69.7B
$7.88M 0.15%
+242,648
New +$8.13M
VOD icon
172
Vodafone
VOD
$37B
$7.74M 0.15%
210,150
-86,273
-29% -$3.33M
RF icon
173
Regions Financial
RF
$26.8B
$7.67M 0.15%
690,402
-1,607,660
-70% -$16.9M
OHI icon
174
Omega Healthcare
OHI
$14.8B
$7.4M 0.14%
+220,636
New +$7.03M
REXR icon
175
Rexford Industrial Realty
REXR
$8.14B
$7.39M 0.14%
+521,500
New +$7.14M
5 6
7
8 9

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.