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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HYG icon
151
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$18B
$6.55M 0.14%
71,500
+55,000
+333% +$5.04M
2013 Q2
1 quarter
JOY
152
DELISTED
Joy Global Inc
JOY
$6.44M 0.13%
126,132
-124,875
-50% -$6.37M
2013 Q2
1 quarter
OGE icon
153
OGE Energy
OGE
$9.68B
$6.33M 0.13%
+175,500
New +$6.34M
2013 Q3
0 quarters
ASB icon
154
Associated Banc-Corp
ASB
$5.47B
$6.33M 0.13%
+408,470
New +$6.72M
2013 Q3
0 quarters
PNW icon
155
Pinnacle West Capital
PNW
$12.1B
$6.32M 0.13%
115,500
-46,641
-29% -$2.62M
2013 Q2
1 quarter
PPS
156
DELISTED
Post Properties
PPS
$6.3M 0.13%
140,000
-281,677
-67% -$13.2M
2013 Q2
1 quarter
AEP icon
157
American Electric Power
AEP
$67.6B
$6.25M 0.13%
+144,151
New +$6.41M
2013 Q3
0 quarters
AHT icon
158
Ashford Hospitality Trust
AHT
$13.5M
$6.05M 0.13%
782
+221
+39% +$1.64M
2013 Q2
1 quarter
DEI icon
159
Douglas Emmett
DEI
$1.64B
$5.97M 0.12%
254,300
+235,339
+1,241% +$5.72M
2013 Q2
1 quarter
AAPL icon
160
Apple
AAPL
$4.95T
$5.95M 0.12%
+349,384
New +$5.79M
2013 Q3
0 quarters
NOK icon
161
Nokia
NOK
$55.8B
$5.86M 0.12%
900,000
-380,000
-30% -$1.79M
2013 Q2
1 quarter
EOX
162
DELISTED
EMERALD OIL INC (MT)
EOX
$5.82M 0.12%
40,500
+25,500
+170% +$3.62M
2013 Q2
1 quarter
BRSL icon
163
Brightstar Lottery PLC
BRSL
$1.81B
$5.72M 0.12%
302,178
+151,564
+101% +$2.89M
2013 Q2
1 quarter
GEF icon
164
Greif
GEF
$4.55B
$5.71M 0.12%
+116,417
New +$6.26M
2013 Q3
0 quarters
CACI icon
165
CACI
CACI
$13.6B
$5.69M 0.12%
+82,345
New +$5.5M
2013 Q3
0 quarters
CDR
166
DELISTED
Cedar Realty Trust, Inc
CDR
$5.63M 0.12%
164,802
+5,081
+3% +$178K
2013 Q2
1 quarter
HSH
167
DELISTED
HILLSHIRE BRANDS CO
HSH
$5.53M 0.12%
180,000
-350,000
-66% -$11.6M
2013 Q2
1 quarter
SWK icon
168
Stanley Black & Decker
SWK
$13.4B
$5.44M 0.11%
+60,034
New +$5.14M
2013 Q3
0 quarters
MIG icon
169
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$5.39M 0.11%
829,415
-327,152
-28% -$2.34M
2013 Q2
1 quarter
OC icon
170
Owens Corning
OC
$8.95B
$5.37M 0.11%
+141,391
New +$5.51M
2013 Q3
0 quarters
SPRD
171
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$5.33M 0.11%
+175,052
New +$5.18M
2013 Q3
0 quarters
GME icon
172
GameStop
GME
$13.6B
$5.31M 0.11%
427,952
-1,518,848
-78% -$18.2M
2013 Q2
1 quarter
LPX icon
173
Louisiana-Pacific
LPX
$4.6B
$5.27M 0.11%
+299,789
New +$4.95M
2013 Q3
0 quarters
EQIX icon
174
Equinix
EQIX
$102B
$5.27M 0.11%
28,700
-81,947
-74% -$14.8M
2013 Q2
1 quarter
HLF icon
175
Herbalife
HLF
$1.43B
$5.23M 0.11%
150,000
-297,320
-66% -$9.19M
2013 Q2
1 quarter
5 6
7
8 9

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.