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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
151
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6.55M 0.14%
71,500
+55,000
+333% +$5.04M
JOY
152
DELISTED
Joy Global Inc
JOY
$6.44M 0.13%
126,132
-124,875
-50% -$6.37M
OGE icon
153
OGE Energy
OGE
$9.67B
$6.33M 0.13%
+175,500
New +$6.34M
ASB icon
154
Associated Banc-Corp
ASB
$5.88B
$6.33M 0.13%
+408,470
New +$6.72M
PNW icon
155
Pinnacle West Capital
PNW
$12.2B
$6.32M 0.13%
115,500
-46,641
-29% -$2.62M
PPS
156
DELISTED
Post Properties
PPS
$6.3M 0.13%
140,000
-281,677
-67% -$13.2M
AEP icon
157
American Electric Power
AEP
$68.2B
$6.25M 0.13%
+144,151
New +$6.41M
AHT
158
Ashford Hospitality Trust
AHT
$21M
$6.05M 0.13%
782
+221
+39% +$1.64M
DEI icon
159
Douglas Emmett
DEI
$1.93B
$5.97M 0.12%
254,300
+235,339
+1,241% +$5.72M
AAPL icon
160
Apple
AAPL
$4.56T
$5.95M 0.12%
+349,384
New +$5.79M
NOK icon
161
Nokia
NOK
$52.6B
$5.86M 0.12%
900,000
-380,000
-30% -$1.79M
EOX
162
DELISTED
EMERALD OIL INC (MT)
EOX
$5.82M 0.12%
40,500
+25,500
+170% +$3.62M
BRSL
163
Brightstar Lottery PLC
BRSL
$2.03B
$5.72M 0.12%
302,178
+151,564
+101% +$2.89M
GEF icon
164
Greif
GEF
$5.07B
$5.71M 0.12%
+116,417
New +$6.26M
CACI icon
165
CACI
CACI
$13.9B
$5.69M 0.12%
+82,345
New +$5.5M
CDR
166
DELISTED
Cedar Realty Trust, Inc
CDR
$5.63M 0.12%
164,802
+5,081
+3% +$178K
HSH
167
DELISTED
HILLSHIRE BRANDS CO
HSH
$5.53M 0.12%
180,000
-350,000
-66% -$11.6M
SWK icon
168
Stanley Black & Decker
SWK
$15.3B
$5.44M 0.11%
+60,034
New +$5.14M
MIG
169
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$5.39M 0.11%
829,415
-327,152
-28% -$2.34M
OC icon
170
Owens Corning
OC
$12.1B
$5.37M 0.11%
+141,391
New +$5.51M
SPRD
171
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$5.33M 0.11%
+175,052
New +$5.18M
GME icon
172
GameStop
GME
$8.63B
$5.31M 0.11%
427,952
-1,518,848
-78% -$18.2M
LPX icon
173
Louisiana-Pacific
LPX
$5.3B
$5.27M 0.11%
+299,789
New +$4.95M
EQIX icon
174
Equinix
EQIX
$104B
$5.27M 0.11%
28,700
-81,947
-74% -$14.8M
HLF icon
175
Herbalife
HLF
$1.19B
$5.23M 0.11%
150,000
-297,320
-66% -$9.19M
5 6
7
8 9

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.