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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.85B
Cap. Flow %
-89.66%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.1 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
0.1 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK icon
Splunk Inc
SPLK
+$446M
3
HES icon
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X icon
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Miscellaneous 10.26%
5 Real Estate 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NLY icon
126
Annaly Capital Management
NLY
$13.8B
$2.59M 0.08%
133,493
-216,122
-62% -$3.86M
2022 Q4
4 quarters
INCY icon
127
Incyte
INCY
$22.9B
$2.57M 0.08%
41,000
+16,651
+68% +$942K
2023 Q1
3 quarters
VRT icon
128
Vertiv
VRT
$93.5B
$2.56M 0.08%
+53,400
New +$2.27M
2023 Q4
0 quarters
NFLX icon
129
Netflix
NFLX
$293B
$2.56M 0.08%
+52,500
New +$2.29M
2023 Q4
0 quarters
NETD icon
130
DELISTED
Nabors Energy Transition Corp II
NETD
$2.51M 0.08%
241,468
-108,532
-31% -$1.11M
2023 Q3
1 quarter
OHI icon
131
Omega Healthcare
OHI
$13.5B
$2.44M 0.08%
79,736
-206,570
-72% -$6.63M
2023 Q1
3 quarters
ROIC icon
132
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.44M 0.08%
174,117
+146,517
+531% +$1.84M
2021 Q2
10 quarters
PTGX icon
133
Protagonist Therapeutics
PTGX
$9.3B
$2.43M 0.08%
106,154
-30,114
-22% -$527K
2022 Q1
7 quarters
MAA icon
134
Mid-America Apartment Communities
MAA
$13.6B
$2.43M 0.08%
18,092
-39,417
-69% -$5.01M
2022 Q2
6 quarters
ORIC icon
135
Oric Pharmaceuticals
ORIC
$1.24B
$2.42M 0.08%
262,956
-88,546
-25% -$640K
2022 Q2
6 quarters
MNTN icon
136
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$2.39M 0.08%
218,844
-98,367
-31% -$1.07M
2022 Q1
7 quarters
GTY icon
137
Getty Realty Corp
GTY
$1.73B
$2.37M 0.07%
81,093
-113,640
-58% -$3.22M
2023 Q1
3 quarters
DHI icon
138
D.R. Horton
DHI
$37.7B
$2.31M 0.07%
+15,219
New +$1.87M
2023 Q4
0 quarters
COLD icon
139
Americold
COLD
$3.99B
$2.31M 0.07%
76,325
+1,815
+2% +$50.8K
2022 Q4
4 quarters
ABBV icon
140
AbbVie
ABBV
$489B
$2.28M 0.07%
14,721
-3,179
-18% -$463K
2022 Q3
5 quarters
MNDY icon
141
monday.com
MNDY
$3.76B
$2.25M 0.07%
+12,000
New +$1.93M
2023 Q4
0 quarters
ROIV icon
142
Roivant Sciences
ROIV
$25.6B
$2.23M 0.07%
198,432
+34,221
+21% +$334K
2022 Q4
4 quarters
SRPT icon
143
Sarepta Therapeutics
SRPT
$1.89B
$2.23M 0.07%
+23,108
New +$2.22M
2023 Q4
0 quarters
EGP icon
144
EastGroup Properties
EGP
$10.5B
$2.21M 0.07%
12,054
-27,181
-69% -$4.64M
2018 Q4
20 quarters
IRTC icon
145
iRhythm Holdings
IRTC
$3.52B
$2.18M 0.07%
20,347
-811
-4% -$70.7K
2023 Q1
3 quarters
AZN icon
146
AstraZeneca
AZN
$247B
$2.16M 0.07%
16,034
-8,737
-35% -$1.14M
2022 Q1
7 quarters
USAR icon
147
USA Rare Earth Inc
USAR
$4.71B
$2.14M 0.07%
206,973
-93,027
-31% -$955K
2023 Q3
1 quarter
APXI icon
148
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
$2.1M 0.07%
187,581
-84,314
-31% -$931K
2022 Q1
7 quarters
GOOGL icon
149
Alphabet (Google) Class A
GOOGL
$4.3T
$2.1M 0.07%
15,000
-2,500
-14% -$336K
2023 Q1
3 quarters
APCA icon
150
DELISTED
AP Acquisition Corp
APCA
$2.09M 0.07%
187,581
-84,314
-31% -$931K
2022 Q1
7 quarters
4 5
6
7 8

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.85B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.