We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
126
Annaly Capital Management
NLY
$17.1B
$2.59M 0.08%
133,493
-216,122
-62% -$3.86M
INCY icon
127
Incyte
INCY
$24B
$2.57M 0.08%
41,000
+16,651
+68% +$942K
VRT icon
128
Vertiv
VRT
$106B
$2.56M 0.08%
+53,400
New +$2.27M
NFLX icon
129
Netflix
NFLX
$307B
$2.56M 0.08%
+52,500
New +$2.29M
NETD
130
DELISTED
Nabors Energy Transition Corp II
NETD
$2.51M 0.08%
241,468
-108,532
-31% -$1.11M
OHI icon
131
Omega Healthcare
OHI
$14.8B
$2.44M 0.08%
79,736
-206,570
-72% -$6.63M
ROIC
132
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.44M 0.08%
174,117
+146,517
+531% +$1.84M
PTGX icon
133
Protagonist Therapeutics
PTGX
$9.46B
$2.43M 0.08%
106,154
-30,114
-22% -$527K
MAA icon
134
Mid-America Apartment Communities
MAA
$15.5B
$2.43M 0.08%
18,092
-39,417
-69% -$5.01M
ORIC icon
135
Oric Pharmaceuticals
ORIC
$1.34B
$2.42M 0.08%
262,956
-88,546
-25% -$640K
MNTN
136
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$2.39M 0.08%
218,844
-98,367
-31% -$1.07M
GTY
137
Getty Realty Corp
GTY
$2.06B
$2.37M 0.07%
81,093
-113,640
-58% -$3.22M
DHI icon
138
D.R. Horton
DHI
$40.8B
$2.31M 0.07%
+15,219
New +$1.87M
COLD icon
139
Americold
COLD
$4.11B
$2.31M 0.07%
76,325
+1,815
+2% +$50.8K
ABBV icon
140
AbbVie
ABBV
$431B
$2.28M 0.07%
14,721
-3,179
-18% -$463K
MNDY icon
141
monday.com
MNDY
$3.7B
$2.25M 0.07%
+12,000
New +$1.93M
ROIV icon
142
Roivant Sciences
ROIV
$25.4B
$2.23M 0.07%
198,432
+34,221
+21% +$334K
SRPT icon
143
Sarepta Therapeutics
SRPT
$1.77B
$2.23M 0.07%
+23,108
New +$2.22M
EGP icon
144
EastGroup Properties
EGP
$10.8B
$2.21M 0.07%
12,054
-27,181
-69% -$4.64M
IRTC icon
145
iRhythm Holdings
IRTC
$4.21B
$2.18M 0.07%
20,347
-811
-4% -$70.7K
AZN icon
146
AstraZeneca
AZN
$250B
$2.16M 0.07%
16,034
-8,737
-35% -$1.14M
USAR
147
USA Rare Earth Inc
USAR
$4.26B
$2.14M 0.07%
206,973
-93,027
-31% -$955K
APXI
148
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
$2.1M 0.07%
187,581
-84,314
-31% -$931K
GOOGL icon
149
Alphabet (Google) Class A
GOOGL
$4.38T
$2.1M 0.07%
15,000
-2,500
-14% -$336K
APCA
150
DELISTED
AP Acquisition Corp
APCA
$2.09M 0.07%
187,581
-84,314
-31% -$931K
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.