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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GEHC icon
126
GE HealthCare
GEHC
$29.7B
$4.38M 0.08%
64,335
+56,500
+721% +$4.11M
2022 Q4
3 quarters
PRPC
127
DELISTED
CC Neuberger Principal Holdings III
PRPC
$4.36M 0.08%
400,371
– –
2021 Q2
9 quarters
MSFT icon
128
Microsoft
MSFT
$3.97T
$4.3M 0.08%
13,633
+141
+1% +$46.6K
2023 Q1
2 quarters
COP icon
129
ConocoPhillips
COP
$161B
$4.26M 0.08%
35,545
+428
+1% +$49.7K
2022 Q2
5 quarters
JCI icon
130
Johnson Controls International
JCI
$95.4B
$4.2M 0.07%
78,906
+27,000
+52% +$1.67M
2023 Q2
1 quarter
NOW icon
131
ServiceNow
NOW
$146B
$4.19M 0.07%
+37,500
New +$4.28M
2023 Q3
0 quarters
P icon
132
Everpure Inc
P
$51.5B
$4.17M 0.07%
116,963
-78,037
-40% -$2.89M
2023 Q2
1 quarter
DAL icon
133
Delta Air Lines
DAL
$54B
$4.16M 0.07%
112,391
-37,464
-25% -$1.63M
2020 Q2
13 quarters
SBXC icon
134
DELISTED
SilverBox Corp III
SBXC
$4.05M 0.07%
396,036
– –
2023 Q2
1 quarter
ACEL icon
135
Accel Entertainment
ACEL
$893M
$4.05M 0.07%
369,957
– –
2020 Q1
14 quarters
DEVS
136
DELISTED
DevvStream Corp
DEVS
$4.01M 0.07%
36,976
– –
2022 Q1
6 quarters
NCLH icon
137
Norwegian Cruise Line
NCLH
$7.15B
$3.92M 0.07%
238,031
– –
2021 Q3
8 quarters
PLMJ icon
138
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$3.91M 0.07%
369,763
– –
2021 Q3
8 quarters
PLAO icon
139
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
$3.91M 0.07%
356,067
– –
2022 Q2
5 quarters
CFFS icon
140
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$3.88M 0.07%
362,527
– –
2022 Q1
6 quarters
BWXT icon
141
BWX Technologies
BWXT
$13.2B
$3.88M 0.07%
+51,700
New +$3.74M
2023 Q3
0 quarters
STI icon
142
Solidion Technology
STI
$51.1M
$3.86M 0.07%
7,121
– –
2022 Q2
5 quarters
NBIX icon
143
Neurocrine Biosciences
NBIX
$14.5B
$3.8M 0.07%
33,798
-5,000
-13% -$527K
2022 Q1
6 quarters
DECK icon
144
Deckers Outdoor
DECK
$11.3B
$3.74M 0.07%
+43,680
New +$3.91M
2023 Q3
0 quarters
CF icon
145
CF Industries
CF
$16.9B
$3.64M 0.06%
42,500
-9,357
-18% -$739K
2023 Q2
1 quarter
GNTX icon
146
Gentex
GNTX
$4.43B
$3.63M 0.06%
+111,500
New +$3.57M
2023 Q3
0 quarters
MRUS icon
147
DELISTED
Merus
MRUS
$3.59M 0.06%
152,106
+5,000
+3% +$121K
2022 Q1
6 quarters
NETD icon
148
DELISTED
Nabors Energy Transition Corp II
NETD
$3.56M 0.06%
+350,000
New +$3.56M
2023 Q3
0 quarters
WDAY icon
149
Workday
WDAY
$45B
$3.44M 0.06%
+16,000
New +$3.71M
2023 Q3
0 quarters
MNTN icon
150
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$3.43M 0.06%
317,211
– –
2022 Q1
6 quarters
4 5
6
7 8

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CGL
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.