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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEHC icon
126
GE HealthCare
GEHC
$31.8B
$4.38M 0.08%
64,335
+56,500
+721% +$4.11M
PRPC
127
DELISTED
CC Neuberger Principal Holdings III
PRPC
$4.36M 0.08%
400,371
– –
MSFT icon
128
Microsoft
MSFT
$3.71T
$4.3M 0.08%
13,633
+141
+1% +$46.6K
COP icon
129
ConocoPhillips
COP
$142B
$4.26M 0.08%
35,545
+428
+1% +$49.7K
JCI icon
130
Johnson Controls International
JCI
$93.6B
$4.2M 0.07%
78,906
+27,000
+52% +$1.67M
NOW icon
131
ServiceNow
NOW
$121B
$4.19M 0.07%
+37,500
New +$4.28M
P
132
Everpure Inc
P
$29B
$4.17M 0.07%
116,963
-78,037
-40% -$2.89M
DAL icon
133
Delta Air Lines
DAL
$60.5B
$4.16M 0.07%
112,391
-37,464
-25% -$1.63M
SBXC
134
DELISTED
SilverBox Corp III
SBXC
$4.05M 0.07%
396,036
– –
ACEL icon
135
Accel Entertainment
ACEL
$998M
$4.05M 0.07%
369,957
– –
DEVS
136
DELISTED
DevvStream Corp
DEVS
$4.01M 0.07%
36,976
– –
NCLH icon
137
Norwegian Cruise Line
NCLH
$8.89B
$3.92M 0.07%
238,031
– –
PLMJ
138
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$3.91M 0.07%
369,763
– –
PLAO
139
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
$3.91M 0.07%
356,067
– –
CFFS
140
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$3.88M 0.07%
362,527
– –
BWXT icon
141
BWX Technologies
BWXT
$15.3B
$3.88M 0.07%
+51,700
New +$3.74M
STI icon
142
Solidion Technology
STI
$58.4M
$3.86M 0.07%
7,121
– –
NBIX icon
143
Neurocrine Biosciences
NBIX
$16.2B
$3.8M 0.07%
33,798
-5,000
-13% -$527K
DECK icon
144
Deckers Outdoor
DECK
$13.3B
$3.74M 0.07%
+43,680
New +$3.91M
CF icon
145
CF Industries
CF
$17.9B
$3.64M 0.06%
42,500
-9,357
-18% -$739K
GNTX icon
146
Gentex
GNTX
$4.96B
$3.63M 0.06%
+111,500
New +$3.57M
MRUS
147
DELISTED
Merus
MRUS
$3.59M 0.06%
152,106
+5,000
+3% +$121K
NETD
148
DELISTED
Nabors Energy Transition Corp II
NETD
$3.56M 0.06%
+350,000
New +$3.56M
WDAY icon
149
Workday
WDAY
$42B
$3.44M 0.06%
+16,000
New +$3.71M
MNTN
150
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$3.43M 0.06%
317,211
– –
4 5
6
7 8

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.