We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAQ
126
DELISTED
Spartan Acquisition Corp. III
SPAQ
$8.21M 0.06%
831,520
+245,082
+42% +$2.41M
KCGI.U
127
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$8.19M 0.06%
+803,132
New +$8.13M
NFH
128
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$8.04M 0.06%
716,265
– –
TPGS
129
DELISTED
TPG Pace Solutions Corp.
TPGS
$8.04M 0.06%
800,000
– –
XPEV icon
130
XPeng
XPEV
$11.2B
$7.82M 0.06%
+220,000
New +$8.73M
CCV
131
DELISTED
Churchill Capital Corp V
CCV
$7.82M 0.06%
799,180
– –
VVV icon
132
Valvoline
VVV
$4.54B
$7.71M 0.06%
+247,244
New +$7.67M
NRGV icon
133
Energy Vault
NRGV
$536M
$7.54M 0.06%
762,142
+156,109
+26% +$1.52M
TXNM
134
TXNM Energy Inc
TXNM
$5.92B
$7.5M 0.06%
+151,543
New +$7.41M
AMCIU
135
DELISTED
AMCI Acquisition Corp II Units
AMCIU
$7.47M 0.06%
+752,937
New +$7.43M
AUR icon
136
Aurora
AUR
$13.3B
$7.46M 0.06%
751,305
+250,979
+50% +$2.48M
FTAA
137
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$7.43M 0.06%
752,154
+552,154
+276% +$5.45M
MACQ
138
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$7.42M 0.06%
751,566
+501,957
+201% +$4.91M
GSEV
139
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$7.33M 0.06%
750,000
– –
SVFA
140
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$7.33M 0.06%
750,961
+250,979
+50% +$2.45M
LHAA
141
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$7.32M 0.06%
750,490
– –
JWSM
142
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$7.32M 0.06%
749,972
– –
FVT
143
DELISTED
Fortress Value Acquisition Corp. III
FVT
$7.32M 0.06%
749,972
– –
EQD
144
DELISTED
Equity Distribution Acquisition Corp.
EQD
$7.31M 0.06%
744,651
+245,658
+49% +$2.41M
TWCB
145
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$7.3M 0.06%
+752,937
New +$7.28M
FSNB
146
DELISTED
Fusion Acquisition Corp. II
FSNB
$7.29M 0.06%
750,979
– –
RMGC
147
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$7.29M 0.06%
748,984
– –
BP icon
148
BP
BP
$109B
$7.29M 0.06%
266,629
-737,678
-73% -$18.5M
STRE
149
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
$7.28M 0.06%
745,951
– –
CPAY icon
150
Corpay
CPAY
$26B
$7.18M 0.06%
+27,500
New +$7.12M
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.