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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
DELISTED
Spartan Acquisition Corp. III
SPAQ
| $8.21M | 0.06% |
831,520
+245,082
| +42% | +$2.41M |
2021 Q2
1 quarter
|
|
127
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
| $8.19M | 0.06% |
+803,132
| New | +$8.13M |
2021 Q3
0 quarters
|
|
|
NFH
128
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
| $8.04M | 0.06% |
716,265
| – | – |
2020 Q1
6 quarters
|
|
|
TPGS
129
DELISTED
TPG Pace Solutions Corp.
TPGS
| $8.04M | 0.06% |
800,000
| – | – |
2021 Q2
1 quarter
|
|
130
XPeng
XPEV
$9.48B
| $7.82M | 0.06% |
+220,000
| New | +$8.73M |
2021 Q3
0 quarters
|
|
|
CCV
131
DELISTED
Churchill Capital Corp V
CCV
| $7.82M | 0.06% |
799,180
| – | – |
2021 Q2
1 quarter
|
|
132
Valvoline
VVV
$3.86B
| $7.71M | 0.06% |
+247,244
| New | +$7.67M |
2021 Q3
0 quarters
|
|
133
Energy Vault
NRGV
$591M
| $7.54M | 0.06% |
762,142
+156,109
| +26% | +$1.52M |
2021 Q2
1 quarter
|
|
134
TXNM Energy Inc
TXNM
$6.45B
| $7.5M | 0.06% |
+151,543
| New | +$7.41M |
2021 Q3
0 quarters
|
|
135
DELISTED
AMCI Acquisition Corp II Units
AMCIU
| $7.47M | 0.06% |
+752,937
| New | +$7.43M |
2021 Q3
0 quarters
|
|
136
Aurora
AUR
$11.7B
| $7.46M | 0.06% |
751,305
+250,979
| +50% | +$2.48M |
2021 Q2
1 quarter
|
|
|
FTAA
137
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
| $7.43M | 0.06% |
752,154
+552,154
| +276% | +$5.45M |
2021 Q2
1 quarter
|
|
|
MACQ
138
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
| $7.42M | 0.06% |
751,566
+501,957
| +201% | +$4.91M |
2021 Q2
1 quarter
|
|
|
GSEV
139
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
| $7.33M | 0.06% |
750,000
| – | – |
2021 Q2
1 quarter
|
|
|
SVFA
140
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
| $7.33M | 0.06% |
750,961
+250,979
| +50% | +$2.45M |
2021 Q2
1 quarter
|
|
|
LHAA
141
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
| $7.32M | 0.06% |
750,490
| – | – |
2021 Q1
2 quarters
|
|
142
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
| $7.32M | 0.06% |
749,972
| – | – |
2021 Q2
1 quarter
|
|
|
FVT
143
DELISTED
Fortress Value Acquisition Corp. III
FVT
| $7.32M | 0.06% |
749,972
| – | – |
2021 Q1
2 quarters
|
|
|
EQD
144
DELISTED
Equity Distribution Acquisition Corp.
EQD
| $7.31M | 0.06% |
744,651
+245,658
| +49% | +$2.41M |
2020 Q4
3 quarters
|
|
|
TWCB
145
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
| $7.3M | 0.06% |
+752,937
| New | +$7.28M |
2021 Q3
0 quarters
|
|
|
FSNB
146
DELISTED
Fusion Acquisition Corp. II
FSNB
| $7.29M | 0.06% |
750,979
| – | – |
2021 Q2
1 quarter
|
|
147
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
| $7.29M | 0.06% |
748,984
| – | – |
2021 Q2
1 quarter
|
|
148
BP
BP
$119B
| $7.29M | 0.06% |
266,629
-737,678
| -73% | -$18.5M |
2021 Q1
2 quarters
|
|
|
STRE
149
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
| $7.28M | 0.06% |
745,951
| – | – |
2021 Q2
1 quarter
|
|
150
Corpay
CPAY
$26.1B
| $7.18M | 0.06% |
+27,500
| New | +$7.12M |
2021 Q3
0 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.